NeuBase Therapeutics, Inc.
NBSEDelisted May 16, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001173281
NeuBase Therapeutics, Inc. was delisted on May 16, 2024; its insiders filed their last Form 4 on Sep 18, 2023; 18 institutions reported holding it in 13F filings for Q1 2024, worth $177.1K in total; Greenlight Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in NeuBase Therapeutics, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- +2 vs. Q1 2021
- Shares held
- 10.8M
- +2.72M (+33.8%) vs. Q1 2021
- Total value
- $51.5M
- −$7.87M (−13.2%) vs. Q1 2021
- New holders
- 15
- 17 more added
- Sold out
- 13
- 18 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBSE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 2 | $4.95K |
| Q1 2024 | 18 | $177.1K |
| Q4 2023 | 21 | $340.2K |
| Q3 2023 | 20 | $301.2K |
| Q2 2023 | 26 | $1.08M |
| Q1 2023 | 36 | $1.72M |
| Q4 2022 | 35 | $1.94M |
| Q3 2022 | 44 | $4.74M |
| Q2 2022 | 43 | $13.4M |
| Q1 2022 | 45 | $23.3M |
| Q4 2021 | 46 | $31.6M |
| Q3 2021 | 48 | $36.6M |
| Q2 2021 | 59 | $51.5M |
| Q1 2021 | 57 | $59.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding NeuBase Therapeutics, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 1 | $0 | 0.00% | −1,111−99.9% | Reduced |
| Ancora Advisors, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Ritter Daniher Financial Advisory, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 128 | $1.00K | 0.00% | −9,072−98.6% | Reduced |
| Wells Fargo & Company | 194 | $1.00K | 0.00% | −6,080−96.9% | Reduced |
| UBS Group AG | 115 | $1.00K | 0.00% | −2,814−96.1% | Reduced |
| Global Wealth Management Investment Advisory, Inc. | 250 | $1.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 250 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 450 | $2.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 427 | $2.00K | 0.00% | +427 | New |
| Eaton Vance Management | 750 | $4.00K | 0.00% | −750−50.0% | Reduced |
| Clean Yield Group | 3,100 | $15.0K | 0.01% | +3,100 | New |
| Optiver Holding B.V. | 3,210 | $15.0K | 0.00% | +3,210 | New |
| Simplex Trading, LLC | 4,893 | $23.0K | 0.00% | −11,457−70.1% | Reduced |
| Tower Research Capital LLC (TRC) | 5,306 | $25.0K | 0.00% | −3,618−40.5% | Reduced |
| Cubist Systematic Strategies, LLC | 6,832 | $33.0K | 0.00% | +6,832 | New |
| Oppenheimer & Co Inc | 12,750 | $61.0K | 0.00% | +2,000+18.6% | Added |
| Perkins Capital Management Inc | 14,800 | $71.0K | 0.04% | +14,800 | New |
| Charles Schwab Investment Management Inc | 15,720 | $76.0K | 0.00% | −25,438−61.8% | Reduced |
| Walleye Capital LLC | 17,212 | $82.0K | 0.00% | +17,212 | New |
| Trexquant Investment LP | 19,230 | $92.0K | 0.01% | +19,230 | New |
| Opal Wealth Advisors, LLC | 20,000 | $96.0K | 0.09% | 00.0% | Unchanged |
| Waldron Private Wealth LLC | 20,088 | $96.0K | 0.01% | +20,088 | New |
| State Street Corp | 23,813 | $114.0K | 0.00% | −234,313−90.8% | Reduced |
| Citadel Advisors LLC | 27,677 | $133.0K | 0.00% | +13,959+101.8% | Added |
| Tocqueville Asset Management L.P. | 28,800 | $138.0K | 0.00% | −17,750−38.1% | Reduced |
| Stonepine Capital Management, LLC | 31,070 | $149.0K | 0.08% | +31,070 | New |
| Bank of America Corp | 31,312 | $150.0K | 0.00% | +1,118+3.7% | Added |
| HRT Financial LP | 36,993 | $177.0K | 0.00% | +36,993 | New |
| Susquehanna International Group, LLP | 39,942 | $191.0K | 0.00% | −26,777−40.1% | Reduced |
| JPMorgan Chase & Co | 48,311 | $231.0K | 0.00% | −2,911−5.7% | Reduced |
| Northern Trust Corp | 54,926 | $263.0K | 0.00% | −127,360−69.9% | Reduced |
| Davenport & Co LLC | 57,000 | $273.0K | 0.00% | −2,500−4.2% | Reduced |
| D. E. Shaw & Co., Inc. | 57,974 | $278.0K | 0.00% | −38,265−39.8% | Reduced |
| Tibra Equities Europe Ltd | 66,400 | $318.0K | 0.10% | +66,400 | New |
| First Trust Advisors LP | 73,098 | $350.0K | 0.00% | +19,441+36.2% | Added |
| Ergoteles LLC | 76,652 | $367.0K | 0.01% | +76,652 | New |
| Granite Point Capital Management, L.P. | 81,209 | $389.0K | 0.12% | +81,209 | New |
| Royal Bank of Canada | 85,955 | $412.0K | 0.00% | +74,711+664.5% | Added |
| BlackRock Inc. | 86,954 | $416.0K | 0.00% | −842,446−90.6% | Reduced |
| Bank of New York Mellon Corp | 87,210 | $418.0K | 0.00% | −35,691−29.0% | Reduced |
| Deutsche Bank AG | 100,000 | $479.0K | 0.00% | +88,300+754.7% | Added |
| Goldman Sachs Group Inc | 109,685 | $525.0K | 0.00% | +5,450+5.2% | Added |
| Morgan Stanley | 119,678 | $574.0K | 0.00% | +95,447+393.9% | Added |
| Marshall Wace, LLP | 136,421 | $653.0K | 0.00% | +136,421 | New |
| Frontier Wealth Management LLC | 145,000 | $695.0K | 0.05% | 00.0% | Unchanged |
| Millennium Management LLC | 174,020 | $834.0K | 0.00% | +127,767+276.2% | Added |
| Two Sigma Investments, LP | 184,931 | $886.0K | 0.00% | +92,607+100.3% | Added |
| Two Sigma Advisers, LP | 204,190 | $978.0K | 0.00% | +129,800+174.5% | Added |
| Geode Capital Management, LLC | 233,856 | $1.12M | 0.00% | −81,669−25.9% | Reduced |
| Prelude Capital Management, LLC | 311,000 | $1.49M | 0.08% | 00.0% | Unchanged |
| Jacob Asset Management of New York LLC | 345,500 | $1.66M | 0.55% | +110,000+46.7% | Added |
| Gsa Capital Partners LLP | 346,151 | $1.66M | 0.19% | +284,988+465.9% | Added |
| Renaissance Technologies LLC | 424,851 | $2.04M | 0.00% | +228,973+116.9% | Added |
| Polar Asset Management Partners Inc. | 634,618 | $3.04M | 0.04% | 00.0% | Unchanged |
| Sio Capital Management, LLC | 868,699 | $4.16M | 1.13% | +475,000+120.7% | Added |
| Point72 Asset Management, L.P. | 1,250,000 | $5.99M | 0.03% | +1,250,000 | New |
| Vanguard Group Inc | 1,297,848 | $6.22M | 0.00% | +339,017+35.4% | Added |
| Greenlight Capital Inc | 2,727,027 | $13.1M | 0.82% | +700,000+34.5% | Added |
| Glenview Capital Management, LLC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −93,911−100.0% | Sold out |
| MYDA Advisors LLC | 0 | $0 | 0.00% | −45,000−100.0% | Sold out |
| Sphera Funds Management Ltd. | 0 | $0 | 0.00% | −31,900−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −25,319−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −21,652−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −16,175−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −10,202−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −9,786−100.0% | Sold out |
| Heritage Wealth Advisors | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −1,979−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −1,525−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −458−100.0% | Sold out |