NYLI MacKay DefinedTerm Muni Opportunities Fund
MMD- Exchange
- NYSE
- SEC CIK
- 0001518557
In the last 90 days, NYLI MacKay DefinedTerm Muni Opportunities Fund insiders filed 0 open-market purchases and 1 sale; 70 institutions reported holding it in 13F filings for Q2 2026, worth $90.2M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in NYLI MacKay DefinedTerm Muni Opportunities Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +2 vs. Q2 2021
- Shares held
- 5.40M
- +346.2K (+6.8%) vs. Q2 2021
- Total value
- $118.2M
- +$5.10M (+4.5%) vs. Q2 2021
- New holders
- 7
- 25 more added
- Sold out
- 5
- 10 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MMD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 70 | $90.2M |
| Q1 2026 | 71 | $82.0M |
| Q4 2025 | 77 | $85.5M |
| Q3 2025 | 64 | $71.8M |
| Q2 2025 | 61 | $67.6M |
| Q1 2025 | 66 | $65.5M |
| Q4 2024 | 62 | $57.9M |
| Q3 2024 | 65 | $124.2M |
| Q2 2024 | 68 | $124.4M |
| Q1 2024 | 74 | $110.5M |
| Q4 2023 | 74 | $110.7M |
| Q3 2023 | 60 | $97.0M |
| Q2 2023 | 57 | $105.6M |
| Q1 2023 | 57 | $107.8M |
| Q4 2022 | 61 | $94.9M |
| Q3 2022 | 57 | $94.2M |
| Q2 2022 | 48 | $97.6M |
| Q1 2022 | 51 | $100.8M |
| Q4 2021 | 57 | $114.5M |
| Q3 2021 | 50 | $118.2M |
| Q2 2021 | 50 | $113.8M |
| Q1 2021 | 50 | $116.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding NYLI MacKay DefinedTerm Muni Opportunities Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 97 | $2.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 400 | $9.00K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 489 | $10.0K | 0.00% | +303+162.9% | Added |
| Meridian Wealth Partners, LLC | 667 | $15.0K | 0.00% | +667 | New |
| Laurel Wealth Planning LLC | 853 | $19.0K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1,284 | $28.0K | 0.00% | −534−29.4% | Reduced |
| Syverson Strege & Co | 2,399 | $53.0K | 0.04% | 00.0% | Unchanged |
| US Bancorp | 2,925 | $64.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 4,720 | $103.0K | 0.00% | −197−4.0% | Reduced |
| Rockefeller Capital Management L.P. | 4,897 | $107.0K | 0.00% | +303+6.6% | Added |
| Quad-Cities Investment Group, LLC | 9,727 | $213.0K | 0.15% | +110+1.1% | Added |
| Ramiah Investment Group | 10,398 | $227.7K | 0.16% | +10,398 | New |
| Walter & Keenan Financial Consulting Co | 12,300 | $269.0K | 0.09% | +12,300 | New |
| Snowden Capital Advisors LLC | 12,479 | $273.3K | 0.01% | +130+1.1% | Added |
| Kestra Private Wealth Services, LLC | 13,587 | $298.0K | 0.02% | +144+1.1% | Added |
| Sovereign Financial Group, Inc. | 17,023 | $373.0K | 0.21% | +2,107+14.1% | Added |
| Commonwealth Equity Services, LLC | 17,335 | $379.0K | 0.00% | +38+0.2% | Added |
| Steward Partners Investment Advisory, LLC | 18,600 | $407.0K | 0.01% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 20,580 | $451.0K | 0.10% | −1,169−5.4% | Reduced |
| First Trust Advisors LP | 21,884 | $479.0K | 0.00% | −2,828−11.4% | Reduced |
| Private Wealth Strategies, L.L.C. | 27,759 | $608.0K | 0.15% | +315+1.1% | Added |
| U.S. Capital Wealth Advisors, LLC | 30,924 | $677.0K | 0.03% | +30,924 | New |
| Janney Montgomery Scott LLC | 35,938 | $787.0K | 0.00% | +1,826+5.4% | Added |
| Advisory Services Network, LLC | 37,500 | $821.0K | 0.03% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 41,756 | $891.0K | 0.00% | +4,100+10.9% | Added |
| Kingsview Wealth Management, LLC | 42,330 | $927.0K | 0.04% | +3,300+8.5% | Added |
| Parisi Gray Wealth Management | 46,877 | $1.01M | 0.42% | +23,702+102.3% | Added |
| Stifel Financial Corp | 48,816 | $1.07M | 0.00% | +5,726+13.3% | Added |
| Guggenheim Capital LLC | 56,989 | $1.25M | 0.01% | +15,031+35.8% | Added |
| Legacy Financial Strategies, LLC | 65,763 | $1.44M | 0.68% | +2,710+4.3% | Added |
| Summit Financial Wealth Advisors, LLC | 66,146 | $1.45M | 0.33% | +900+1.4% | Added |
| Cetera Advisors LLC | 66,609 | $1.46M | 0.03% | +20,306+43.9% | Added |
| Northwestern Mutual Wealth Management Co | 69,311 | $1.52M | 0.00% | −23,429−25.3% | Reduced |
| LPL Financial LLC | 78,996 | $1.73M | 0.00% | +484+0.6% | Added |
| Van Eck Associates Corp | 89,220 | $1.95M | 0.00% | +11,123+14.2% | Added |
| Brandywine Oak Private Wealth LLC | 91,121 | $2.00M | 0.23% | +10,536+13.1% | Added |
| Kestra Advisory Services, LLC | 91,866 | $2.01M | 0.02% | +91,866 | New |
| ProVise Management Group, LLC | 92,110 | $2.02M | 0.20% | +11,645+14.5% | Added |
| Advisor Group Holdings, Inc. | 114,498 | $2.51M | 0.01% | +2,753+2.5% | Added |
| XML Financial, LLC | 137,625 | $3.01M | 0.40% | +137,625 | New |
| UBS Group AG | 144,014 | $3.15M | 0.00% | −39,407−21.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 158,854 | $3.48M | 0.01% | +1,811+1.2% | Added |
| Transcend Wealth Collective, LLC | 185,459 | $3.90M | 0.35% | +185,459 | New |
| Royal Bank of Canada | 199,665 | $4.37M | 0.00% | −22,520−10.1% | Reduced |
| Wells Fargo & Company | 228,636 | $5.01M | 0.00% | −132,516−36.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 365,398 | $8.00M | 0.42% | −5,713−1.5% | Reduced |
| Raymond James & Associates | 596,254 | $13.1M | 0.01% | +9,983+1.7% | Added |
| Bank of America Corp | 886,921 | $19.4M | 0.00% | −16,113−1.8% | Reduced |
| Morgan Stanley | 1,133,688 | $24.8M | 0.00% | +39,857+3.6% | Added |
| Invesco Ltd. | 0 | $0 | 0.00% | −23,482−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −11,304−100.0% | Sold out |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −10,035−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |
| Castleview Partners, LLC | – | – | – | – | Not filed |