Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Hawthorn Bancshares, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- +1 vs. Q4 2025
- Shares held
- 2.12M
- +323.5K (+18.0%) vs. Q4 2025
- Total value
- $71.6M
- +$8.81M (+14.0%) vs. Q4 2025
- New holders
- 7
- 17 more added
- Sold out
- 6
- 22 more reduced
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $73.9M |
| Q3 2025 | 61 | $64.8M |
| Q2 2025 | 52 | $61.1M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.5M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $39.8M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $47.9M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ategra Capital Management, LLC | 342,390 | $11.5M | 6.42% | 00.0% | Unchanged |
| BlackRock, Inc. | 310,672 | $10.5M | 0.00% | +10,028+3.3% | Added |
| Vanguard Capital Management LLC | 246,188 | $8.29M | 0.00% | +246,188 | New |
| FJ Capital Management LLC | 190,710 | $6.43M | 0.72% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 158,332 | $5.33M | 0.00% | +2,419+1.6% | Added |
| Geode Capital Management, LLC | 136,802 | $4.61M | 0.00% | −2,812−2.0% | Reduced |
| State Street Corp | 83,013 | $2.81M | 0.00% | +4,363+5.5% | Added |
| Bridgeway Capital Management, LLC | 65,186 | $2.20M | 0.04% | −10,500−13.9% | Reduced |
| Moneta Group Investment Advisors LLC | 48,725 | $1.64M | 0.01% | +188+0.4% | Added |
| Pinnacle Holdings, LLC | 46,131 | $1.55M | 0.50% | −1,633−3.4% | Reduced |
| Northern Trust Corp | 43,845 | $1.48M | 0.00% | +3,667+9.1% | Added |
| RBF Capital, LLC | 39,167 | $1.32M | 0.06% | 00.0% | Unchanged |
| Vanguard Fiduciary Trust Co | 36,072 | $1.22M | 0.00% | +36,072 | New |
| Renaissance Technologies LLC | 34,843 | $1.17M | 0.00% | −2,358−6.3% | Reduced |
| Vanguard Portfolio Management LLC | 33,309 | $1.12M | 0.00% | +33,309 | New |
| Empowered Funds, LLC | 33,050 | $1.11M | 0.01% | +33,050 | New |
| Mercer Global Advisors Inc | 32,450 | $1.09M | 0.00% | +20+0.1% | Added |
| Goldman Sachs Group Inc | 25,421 | $856.4K | 0.00% | −5,369−17.4% | Reduced |
| American Century Companies Inc | 20,603 | $694.1K | 0.00% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 15,606 | $525.8K | 0.00% | 00.0% | Unchanged |
| Alexander Labrunerie & Co., Inc. | 15,471 | $521.2K | 0.19% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 14,567 | $490.8K | 0.00% | −1,824−11.1% | Reduced |
| Eagle Bluffs Wealth Management LLC | 13,747 | $466.0K | 0.18% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 13,169 | $459.3K | 0.00% | −2,535−16.1% | Reduced |
| Citadel Advisors LLC | 13,467 | $453.7K | 0.00% | +1,912+16.5% | Added |
| Bank of New York Mellon Corp | 12,939 | $435.9K | 0.00% | −846−6.1% | Reduced |
| Price T Rowe Associates Inc | 12,282 | $414.0K | 0.00% | +1,345+12.3% | Added |
| HSBC Holdings PLC | 9,607 | $334.5K | 0.00% | +2,698+39.1% | Added |
| Colony Group, LLC | 9,237 | $311.2K | 0.00% | −20.0% | Reduced |
| Creative Planning | 7,956 | $268.0K | 0.00% | −63−0.8% | Reduced |
| Nuveen, LLC | 7,505 | $252.8K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 6,919 | $233.1K | 0.00% | −28−0.4% | Reduced |
| Deutsche Bank AG | 6,130 | $206.5K | 0.00% | +1,465+31.4% | Added |
| Central Trust Co | 5,168 | $174.1K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 4,730 | $159.4K | 0.00% | −3,085−39.5% | Reduced |
| Barclays PLC | 4,607 | $155.2K | 0.00% | −6,182−57.3% | Reduced |
| MetLife Investment Management | 3,620 | $122.0K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global ETFs Holdings Ltd. | 2,763 | $93.1K | 0.00% | +68+2.5% | Added |
| Vanguard Global Advisers, LLC | 2,565 | $86.4K | 0.00% | +2,565 | New |
| New York State Common Retirement Fund | 2,420 | $81.5K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,340 | $80.5K | 0.00% | −701−23.1% | Reduced |
| Wells Fargo & Company | 2,173 | $73.2K | 0.00% | −4,344−66.7% | Reduced |
| BNP Paribas Arbitrage, SA | 1,423 | $47.9K | 0.00% | +116+8.9% | Added |
| Police & Firemen's Retirement System of New Jersey | 1,269 | $42.8K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,000 | $33.7K | 0.00% | +165+19.8% | Added |
| Tower Research Capital LLC (TRC) | 739 | $24.9K | 0.00% | +399+117.4% | Added |
| Russell Investments Group, Ltd. | 703 | $23.7K | 0.00% | +27+4.0% | Added |
| Ameritas Investment Partners, Inc. | 593 | $20.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 527 | $17.8K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 314 | $10.6K | 0.00% | −42−11.8% | Reduced |
| Citigroup Inc | 276 | $9.30K | 0.00% | +141+104.4% | Added |
| Sterling Capital Management LLC | 192 | $6.47K | 0.00% | −143−42.7% | Reduced |
| CWM, LLC | 187 | $6.30K | 0.00% | −14−7.0% | Reduced |
| Royal Bank of Canada | 189 | $6.00K | 0.00% | −123−39.4% | Reduced |
| FMR LLC | 95 | $3.20K | 0.00% | +2+2.2% | Added |
| Essential Partners LLC | 33 | $1.11K | 0.00% | −3−8.3% | Reduced |
| FNY Investment Advisers, LLC | 30 | $1.00K | 0.00% | +30 | New |
| IFP Advisors, Inc | 9 | $303 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 7 | $236 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5 | $168 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 3 | $103 | 0.00% | −266−98.9% | Reduced |
| Rothschild Investment LLC | 1 | $34 | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 1 | $34 | 0.00% | 00.0% | Unchanged |
| Root Financial Partners, LLC | 1 | $34 | 0.00% | +1 | New |
| Covestor Ltd | 4 | $0 | 0.00% | −6−60.0% | Reduced |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −6,556−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −4,586−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −1,430−100.0% | Sold out |
| SRS Capital Advisors, Inc. | 0 | $0 | 0.00% | −552−100.0% | Sold out |
| Optima Capital LLC | 0 | $0 | 0.00% | −530−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −183−100.0% | Sold out |
| Vanguard Group Inc | – | – | – | – | Not filed |