Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Hawthorn Bancshares, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- +1 vs. Q2 2023
- Shares held
- 1.87M
- +45.1K (+2.5%) vs. Q2 2023
- Total value
- $30.4M
- −$2.37M (−7.2%) vs. Q2 2023
- New holders
- 4
- 16 more added
- Sold out
- 3
- 10 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $73.9M |
| Q3 2025 | 61 | $64.8M |
| Q2 2025 | 52 | $61.1M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.5M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $39.8M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $47.9M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ategra Capital Management, LLC | 407,513 | $6.62M | 3.62% | +15,673+4.0% | Added |
| PL Capital Advisors, LLC | 290,905 | $4.73M | 1.89% | 00.0% | Unchanged |
| Vanguard Group Inc | 265,518 | $4.31M | 0.00% | +3,343+1.3% | Added |
| Dimensional Fund Advisors LP | 163,418 | $2.66M | 0.00% | −4,709−2.8% | Reduced |
| Fourthstone LLC | 102,791 | $1.67M | 0.38% | +102,791 | New |
| Bridgeway Capital Management, LLC | 81,245 | $1.32M | 0.03% | +1,578+2.0% | Added |
| FJ Capital Management LLC | 71,887 | $1.17M | 0.13% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 55,965 | $909.7K | 0.00% | −1,039−1.8% | Reduced |
| Strategic Value Bank Partners LLC | 49,540 | $805.0K | 0.49% | +35,097+243.0% | Added |
| Pinnacle Holdings, LLC | 48,109 | $781.8K | 0.37% | +818+1.7% | Added |
| M3F, Inc. | 45,140 | $734.0K | 0.25% | −20.0% | Reduced |
| RBF Capital, LLC | 39,667 | $644.6K | 0.04% | +1,525+4.0% | Added |
| American Century Companies Inc | 32,110 | $521.8K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 27,295 | $443.5K | 0.00% | −1,473−5.1% | Reduced |
| State Street Corp | 24,474 | $401.9K | 0.00% | −10,787−30.6% | Reduced |
| Alliancebernstein L.P. | 22,921 | $372.5K | 0.00% | −74,001−76.4% | Reduced |
| Empowered Funds, LLC | 20,359 | $330.8K | 0.01% | +1,580+8.4% | Added |
| Envestnet Asset Management Inc | 18,956 | $308.0K | 0.00% | +20+0.1% | Added |
| Mercer Global Advisors Inc | 18,956 | $308.0K | 0.00% | +749+4.1% | Added |
| Gendell Jeffrey L | 16,505 | $268.2K | 0.02% | +634+4.0% | Added |
| Northern Trust Corp | 14,251 | $231.6K | 0.00% | +450+3.3% | Added |
| Susquehanna Fundamental Investments, LLC | 14,195 | $230.7K | 0.01% | −2,435−14.6% | Reduced |
| Bank of New York Mellon Corp | 11,593 | $188.4K | 0.00% | −92−0.8% | Reduced |
| Central Trust Co | 10,017 | $162.8K | 0.00% | +4,988+99.2% | Added |
| LSV Asset Management | 6,381 | $104.0K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 3,231 | $52.5K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 2,843 | $46.2K | 0.00% | +352+14.1% | Added |
| Bank of America Corp | 1,694 | $27.5K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,406 | $22.8K | 0.00% | +1,288+1,091.5% | Added |
| Qube Research & Technologies Ltd | 1,262 | $20.5K | 0.00% | +1,262 | New |
| Barclays PLC | 740 | $12.0K | 0.00% | +740 | New |
| Royal Bank of Canada | 266 | $4.00K | 0.00% | +152+133.3% | Added |
| State of Wyoming | 123 | $2.00K | 0.00% | −49−28.5% | Reduced |
| UBS Group AG | 57 | $926 | 0.00% | +2+3.6% | Added |
| Wells Fargo & Company | 44 | $718 | 0.00% | −1−2.2% | Reduced |
| FMR LLC | 9 | $140 | 0.00% | +9 | New |
| FNY Investment Advisers, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 0 | $0 | 0.00% | −19,850−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −13,543−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| EA Series Trust | – | – | – | – | Not filed |