Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Hawthorn Bancshares, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- +9 vs. Q2 2025
- Shares held
- 2.09M
- −8.86K (−0.4%) vs. Q2 2025
- Total value
- $64.8M
- +$3.71M (+6.1%) vs. Q2 2025
- New holders
- 12
- 16 more added
- Sold out
- 3
- 17 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $73.9M |
| Q3 2025 | 61 | $64.8M |
| Q2 2025 | 52 | $61.1M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.5M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $39.8M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $47.9M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ategra Capital Management, LLC | 342,390 | $10.6M | 7.12% | 00.0% | Unchanged |
| Vanguard Group Inc | 321,956 | $9.99M | 0.00% | −2,893−0.9% | Reduced |
| BlackRock, Inc. | 273,974 | $8.50M | 0.00% | +24,027+9.6% | Added |
| FJ Capital Management LLC | 190,710 | $5.92M | 0.64% | −30,446−13.8% | Reduced |
| Dimensional Fund Advisors LP | 153,188 | $4.75M | 0.00% | −366−0.2% | Reduced |
| Geode Capital Management, LLC | 139,452 | $4.33M | 0.00% | −4,325−3.0% | Reduced |
| Bridgeway Capital Management, LLC | 75,686 | $2.35M | 0.05% | +2,082+2.8% | Added |
| State Street Corp | 73,779 | $2.30M | 0.00% | +9,676+15.1% | Added |
| Moneta Group Investment Advisors LLC | 49,628 | $1.54M | 0.01% | +218+0.4% | Added |
| Pinnacle Holdings, LLC | 47,764 | $1.48M | 0.52% | 00.0% | Unchanged |
| Northern Trust Corp | 46,009 | $1.43M | 0.00% | −1,245−2.6% | Reduced |
| RBF Capital, LLC | 39,167 | $1.22M | 0.06% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 39,043 | $1.21M | 0.00% | +4,668+13.6% | Added |
| Empowered Funds, LLC | 33,050 | $1.03M | 0.01% | +2,082+6.7% | Added |
| Goldman Sachs Group Inc | 23,632 | $733.5K | 0.00% | +23,632 | New |
| Mercer Global Advisors Inc | 22,375 | $694.5K | 0.00% | +3,286+17.2% | Added |
| American Century Companies Inc | 20,603 | $639.5K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 16,698 | $518.3K | 0.00% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 15,606 | $484.4K | 0.00% | 00.0% | Unchanged |
| Alexander Labrunerie & Co., Inc. | 15,471 | $480.2K | 0.18% | +257+1.7% | Added |
| Bank of New York Mellon Corp | 13,889 | $431.1K | 0.00% | +379+2.8% | Added |
| Eagle Bluffs Wealth Management LLC | 13,250 | $413.6K | 0.18% | +1,596+13.7% | Added |
| Citadel Advisors LLC | 11,359 | $352.6K | 0.00% | −5,042−30.7% | Reduced |
| Price T Rowe Associates Inc | 10,937 | $340.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 10,862 | $337.2K | 0.00% | −8,780−44.7% | Reduced |
| Colony Group, LLC | 9,210 | $285.9K | 0.00% | +10.0% | Added |
| Barclays PLC | 8,716 | $270.5K | 0.00% | −2,450−21.9% | Reduced |
| Rhumbline Advisers | 8,030 | $249.2K | 0.00% | −147−1.8% | Reduced |
| Nuveen, LLC | 7,505 | $233.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 6,635 | $205.9K | 0.00% | +6,635 | New |
| Morgan Stanley | 5,508 | $171.0K | 0.00% | −6,053−52.4% | Reduced |
| Central Trust Co | 5,168 | $160.4K | 0.00% | −550−9.6% | Reduced |
| JPMorgan Chase & Co | 4,663 | $144.7K | 0.00% | +1,906+69.1% | Added |
| Wells Fargo & Company | 4,457 | $138.3K | 0.00% | +726+19.5% | Added |
| Deutsche Bank AG | 3,995 | $124.0K | 0.00% | +3,995 | New |
| MetLife Investment Management | 3,620 | $112.4K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,012 | $93.5K | 0.00% | −793−20.8% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 2,726 | $84.6K | 0.00% | −453−14.2% | Reduced |
| Bank of America Corp | 2,478 | $76.9K | 0.00% | −120−4.6% | Reduced |
| New York State Common Retirement Fund | 2,420 | $75.1K | 0.00% | −1,280−34.6% | Reduced |
| Police & Firemen's Retirement System of New Jersey | 1,269 | $39.4K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,195 | $37.1K | 0.00% | +330+38.2% | Added |
| SRS Capital Advisors, Inc. | 1,142 | $35.5K | 0.00% | +1,142 | New |
| Ameritas Investment Partners, Inc. | 593 | $18.4K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 527 | $16.4K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 481 | $14.9K | 0.00% | +481 | New |
| Tower Research Capital LLC (TRC) | 471 | $14.6K | 0.00% | +370+366.3% | Added |
| Sterling Capital Management LLC | 401 | $12.4K | 0.00% | +244+155.4% | Added |
| California State Teachers Retirement System | 363 | $11.3K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 313 | $9.00K | 0.00% | −3,938−92.6% | Reduced |
| Farther Finance Advisors, LLC | 266 | $8.26K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 199 | $6.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 137 | $4.00K | 0.00% | +137 | New |
| Citigroup Inc | 70 | $2.17K | 0.00% | −1,880−96.4% | Reduced |
| Covestor Ltd | 27 | $1.00K | 0.00% | +27 | New |
| Essential Partners LLC | 29 | $900 | 0.00% | +29 | New |
| Allworth Financial LP | 7 | $218 | 0.00% | +7 | New |
| FMR LLC | 5 | $155 | 0.00% | +5 | New |
| True Wealth Design, LLC | 1 | $32 | 0.00% | +1 | New |
| IFP Advisors, Inc | 1 | $31 | 0.00% | +1 | New |
| FNY Investment Advisers, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −19,116−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −6,900−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −25−100.0% | Sold out |