Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Hawthorn Bancshares, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- +9 vs. Q2 2025
- Shares held
- 2.09M
- −8.86K (−0.4%) vs. Q2 2025
- Total value
- $64.8M
- +$3.71M (+6.1%) vs. Q2 2025
- New holders
- 12
- 16 more added
- Sold out
- 3
- 17 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $73.9M |
| Q3 2025 | 61 | $64.8M |
| Q2 2025 | 52 | $61.1M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.5M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $39.8M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $47.9M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FNY Investment Advisers, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1 | $31 | 0.00% | +1 | New |
| True Wealth Design, LLC | 1 | $32 | 0.00% | +1 | New |
| FMR LLC | 5 | $155 | 0.00% | +5 | New |
| Allworth Financial LP | 7 | $218 | 0.00% | +7 | New |
| Essential Partners LLC | 29 | $900 | 0.00% | +29 | New |
| Covestor Ltd | 27 | $1.00K | 0.00% | +27 | New |
| Citigroup Inc | 70 | $2.17K | 0.00% | −1,880−96.4% | Reduced |
| CWM, LLC | 137 | $4.00K | 0.00% | +137 | New |
| Amalgamated Bank | 199 | $6.00K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 266 | $8.26K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 313 | $9.00K | 0.00% | −3,938−92.6% | Reduced |
| California State Teachers Retirement System | 363 | $11.3K | 0.00% | 00.0% | Unchanged |
| Sterling Capital Management LLC | 401 | $12.4K | 0.00% | +244+155.4% | Added |
| Tower Research Capital LLC (TRC) | 471 | $14.6K | 0.00% | +370+366.3% | Added |
| Russell Investments Group, Ltd. | 481 | $14.9K | 0.00% | +481 | New |
| Legal & General Group Plc | 527 | $16.4K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 593 | $18.4K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 1,142 | $35.5K | 0.00% | +1,142 | New |
| BNP Paribas Arbitrage, SA | 1,195 | $37.1K | 0.00% | +330+38.2% | Added |
| Police & Firemen's Retirement System of New Jersey | 1,269 | $39.4K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 2,420 | $75.1K | 0.00% | −1,280−34.6% | Reduced |
| Bank of America Corp | 2,478 | $76.9K | 0.00% | −120−4.6% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 2,726 | $84.6K | 0.00% | −453−14.2% | Reduced |
| UBS Group AG | 3,012 | $93.5K | 0.00% | −793−20.8% | Reduced |
| MetLife Investment Management | 3,620 | $112.4K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 3,995 | $124.0K | 0.00% | +3,995 | New |
| Wells Fargo & Company | 4,457 | $138.3K | 0.00% | +726+19.5% | Added |
| JPMorgan Chase & Co | 4,663 | $144.7K | 0.00% | +1,906+69.1% | Added |
| Central Trust Co | 5,168 | $160.4K | 0.00% | −550−9.6% | Reduced |
| Morgan Stanley | 5,508 | $171.0K | 0.00% | −6,053−52.4% | Reduced |
| Creative Planning | 6,635 | $205.9K | 0.00% | +6,635 | New |
| Nuveen, LLC | 7,505 | $233.0K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 8,030 | $249.2K | 0.00% | −147−1.8% | Reduced |
| Barclays PLC | 8,716 | $270.5K | 0.00% | −2,450−21.9% | Reduced |
| Colony Group, LLC | 9,210 | $285.9K | 0.00% | +10.0% | Added |
| Millennium Management LLC | 10,862 | $337.2K | 0.00% | −8,780−44.7% | Reduced |
| Price T Rowe Associates Inc | 10,937 | $340.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 11,359 | $352.6K | 0.00% | −5,042−30.7% | Reduced |
| Eagle Bluffs Wealth Management LLC | 13,250 | $413.6K | 0.18% | +1,596+13.7% | Added |
| Bank of New York Mellon Corp | 13,889 | $431.1K | 0.00% | +379+2.8% | Added |
| Alexander Labrunerie & Co., Inc. | 15,471 | $480.2K | 0.18% | +257+1.7% | Added |
| Arrowstreet Capital, Limited Partnership | 15,606 | $484.4K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 16,698 | $518.3K | 0.00% | 00.0% | Unchanged |
| American Century Companies Inc | 20,603 | $639.5K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 22,375 | $694.5K | 0.00% | +3,286+17.2% | Added |
| Goldman Sachs Group Inc | 23,632 | $733.5K | 0.00% | +23,632 | New |
| Empowered Funds, LLC | 33,050 | $1.03M | 0.01% | +2,082+6.7% | Added |
| Renaissance Technologies LLC | 39,043 | $1.21M | 0.00% | +4,668+13.6% | Added |
| RBF Capital, LLC | 39,167 | $1.22M | 0.06% | 00.0% | Unchanged |
| Northern Trust Corp | 46,009 | $1.43M | 0.00% | −1,245−2.6% | Reduced |
| Pinnacle Holdings, LLC | 47,764 | $1.48M | 0.52% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 49,628 | $1.54M | 0.01% | +218+0.4% | Added |
| State Street Corp | 73,779 | $2.30M | 0.00% | +9,676+15.1% | Added |
| Bridgeway Capital Management, LLC | 75,686 | $2.35M | 0.05% | +2,082+2.8% | Added |
| Geode Capital Management, LLC | 139,452 | $4.33M | 0.00% | −4,325−3.0% | Reduced |
| Dimensional Fund Advisors LP | 153,188 | $4.75M | 0.00% | −366−0.2% | Reduced |
| FJ Capital Management LLC | 190,710 | $5.92M | 0.64% | −30,446−13.8% | Reduced |
| BlackRock, Inc. | 273,974 | $8.50M | 0.00% | +24,027+9.6% | Added |
| Vanguard Group Inc | 321,956 | $9.99M | 0.00% | −2,893−0.9% | Reduced |
| Ategra Capital Management, LLC | 342,390 | $10.6M | 7.12% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −19,116−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −6,900−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −25−100.0% | Sold out |