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Hawthorn Bancshares, Inc.

HWBK
Exchange
Nasdaq
Industry
National Commercial Banks
SEC CIK
0000893847

In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.

13F holders, Q3 2022

Institutional positions in Hawthorn Bancshares, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
36
+1 vs. Q2 2022
Shares held
2.11M
+14.4K (+0.7%) vs. Q2 2022
Total value
$45.5M
−$7.22M (−13.7%) vs. Q2 2022
New holders
3
12 more added
Sold out
2
13 more reduced

1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 36 institutions
Q1 2021: 37 institutionsQ2 2021: 38 institutionsQ3 2021: 34 institutionsQ4 2021: 37 institutionsQ1 2022: 37 institutionsQ2 2022: 36 institutionsQ3 2022: 36 institutionsQ4 2022: 34 institutionsQ1 2023: 34 institutionsQ2 2023: 37 institutionsQ3 2023: 37 institutionsQ4 2023: 40 institutionsQ1 2024: 34 institutionsQ2 2024: 32 institutionsQ3 2024: 35 institutionsQ4 2024: 38 institutionsQ1 2025: 42 institutionsQ2 2025: 52 institutionsQ3 2025: 61 institutionsQ4 2025: 65 institutionsQ1 2026: 65 institutionsQ2 2026: 68 institutions
Value heldQ3 2022: $45.5M
Q1 2021: $48.8MQ2 2021: $47.9MQ3 2021: $49.0MQ4 2021: $56.5MQ1 2022: $54.9MQ2 2022: $53.2MQ3 2022: $45.5MQ4 2022: $45.6MQ1 2023: $45.8MQ2 2023: $33.1MQ3 2023: $30.4MQ4 2023: $47.7MQ1 2024: $39.8MQ2 2024: $37.6MQ3 2024: $47.8MQ4 2024: $53.5MQ1 2025: $53.3MQ2 2025: $61.1MQ3 2025: $64.8MQ4 2025: $73.9MQ1 2026: $71.6MQ2 2026: $87.0M
Institutions holding HWBK and their total value by quarter
QuarterHoldersValue
Q2 202668$87.0M
Q1 202665$71.6M
Q4 202565$73.9M
Q3 202561$64.8M
Q2 202552$61.1M
Q1 202542$53.3M
Q4 202438$53.5M
Q3 202435$47.8M
Q2 202432$37.6M
Q1 202434$39.8M
Q4 202340$47.7M
Q3 202337$30.4M
Q2 202337$33.1M
Q1 202334$45.8M
Q4 202234$45.6M
Q3 202236$45.5M
Q2 202236$53.2M
Q1 202237$54.9M
Q4 202137$56.5M
Q3 202134$49.0M
Q2 202138$47.9M
Q1 202137$48.8M

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q2 2022.

Institutions holding HWBK in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Ategra Capital Management, LLC391,840$8.57M4.57%00.0%Unchanged
PL Capital Advisors, LLC355,448$7.16M2.09%+1,081+0.3%Added
Vanguard Group Inc249,238$5.45M0.00%00.0%Unchanged
Alliancebernstein L.P.217,471$4.75M0.00%+13,718+6.7%Added
Dimensional Fund Advisors LP176,553$3.86M0.00%+1,607+0.9%Added
Endeavour Capital Advisors Inc93,994$2.06M0.48%−4,840−4.9%Reduced
Bridgeway Capital Management, LLC73,144$1.60M0.04%−30.0%Reduced
FJ Capital Management LLC69,000$1.51M0.18%00.0%Unchanged
Geode Capital Management, LLC50,613$1.11M0.00%−8,864−14.9%Reduced
M3F, Inc.42,404$927.0K0.33%−1,283−2.9%Reduced
Pinnacle Holdings, LLC42,315$925.0K0.43%+661+1.6%Added
Gendell Jeffrey L39,598$866.0K0.11%−5,237−11.7%Reduced
RBF Capital, LLC38,142$834.0K0.07%+1,467+4.0%Added
Millennium Management LLC31,172$681.0K0.00%−7,758−19.9%Reduced
American Century Companies Inc30,684$671.0K0.00%00.0%Unchanged
Sonen Capital LLC28,121$615.0K1.00%00.0%Unchanged
State Street Corp26,320$580.0K0.00%+55+0.2%Added
BlackRock Inc.24,601$538.0K0.00%−445−1.8%Reduced
Susquehanna Fundamental Investments, LLC24,098$527.0K0.01%+24,098New
Mercer Global Advisors Inc18,157$397.0K0.00%+18,157New
River Oaks Capital LLC16,725$366.0K0.40%−196−1.2%Reduced
Northern Trust Corp14,812$323.0K0.00%−214−1.4%Reduced
InterOcean Capital Group, LLC11,670$255.0K0.01%+448+4.0%Added
Bank of New York Mellon Corp11,169$244.0K0.00%+176+1.6%Added
Renaissance Technologies LLC9,356$205.0K0.00%−4,800−33.9%Reduced
LSV Asset Management6,136$134.0K0.00%00.0%Unchanged
Central Trust Co5,202$114.0K0.00%+366+7.6%Added
Strategic Value Bank Partners LLC5,038$110.0K0.07%00.0%Unchanged
Umb Bank N A3,107$68.0K0.00%−10.0%Reduced
Morgan Stanley2,490$54.0K0.00%+2,287+1,126.6%Added
Tower Research Capital LLC (TRC)350$8.00K0.00%+64+22.4%Added
UBS Group AG303$7.00K0.00%+60+24.7%Added
State of Wyoming264$6.00K0.00%−4−1.5%Reduced
Wells Fargo & Company40$1.00K0.00%−4−9.1%Reduced
FNY Investment Advisers, LLC30$00.00%00.0%Unchanged
Royal Bank of Canada21$00.00%+21New
Eidelman Virant Capital0$00.00%−8,320−100.0%Sold out
Price T Rowe Associates Inc0$00.00%−7,906−100.0%Sold out
HYA Advisors, Inc––––Not filed