Skip to main content

Hawthorn Bancshares, Inc.

HWBK
Exchange
Nasdaq
Industry
National Commercial Banks
SEC CIK
0000893847

In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.

13F holders, Q4 2021

Institutional positions in Hawthorn Bancshares, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
37
+3 vs. Q3 2021
Shares held
2.18M
+65.1K (+3.1%) vs. Q3 2021
Total value
$56.5M
+$7.52M (+15.3%) vs. Q3 2021
New holders
6
8 more added
Sold out
3
13 more reduced

Compare with Q3 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2021: 37 institutions
Q1 2021: 37 institutionsQ2 2021: 38 institutionsQ3 2021: 34 institutionsQ4 2021: 37 institutionsQ1 2022: 37 institutionsQ2 2022: 36 institutionsQ3 2022: 36 institutionsQ4 2022: 34 institutionsQ1 2023: 34 institutionsQ2 2023: 37 institutionsQ3 2023: 37 institutionsQ4 2023: 40 institutionsQ1 2024: 34 institutionsQ2 2024: 32 institutionsQ3 2024: 35 institutionsQ4 2024: 38 institutionsQ1 2025: 42 institutionsQ2 2025: 52 institutionsQ3 2025: 61 institutionsQ4 2025: 65 institutionsQ1 2026: 65 institutionsQ2 2026: 68 institutions
Value heldQ4 2021: $56.5M
Q1 2021: $48.8MQ2 2021: $47.9MQ3 2021: $49.0MQ4 2021: $56.5MQ1 2022: $54.9MQ2 2022: $53.2MQ3 2022: $45.5MQ4 2022: $45.6MQ1 2023: $45.8MQ2 2023: $33.1MQ3 2023: $30.4MQ4 2023: $47.7MQ1 2024: $39.8MQ2 2024: $37.6MQ3 2024: $47.8MQ4 2024: $53.5MQ1 2025: $53.3MQ2 2025: $61.1MQ3 2025: $64.8MQ4 2025: $73.9MQ1 2026: $71.6MQ2 2026: $87.0M
Institutions holding HWBK and their total value by quarter
QuarterHoldersValue
Q2 202668$87.0M
Q1 202665$71.6M
Q4 202565$73.9M
Q3 202561$64.8M
Q2 202552$61.1M
Q1 202542$53.3M
Q4 202438$53.5M
Q3 202435$47.8M
Q2 202432$37.6M
Q1 202434$39.8M
Q4 202340$47.7M
Q3 202337$30.4M
Q2 202337$33.1M
Q1 202334$45.8M
Q4 202234$45.6M
Q3 202236$45.5M
Q2 202236$53.2M
Q1 202237$54.9M
Q4 202137$56.5M
Q3 202134$49.0M
Q2 202138$47.9M
Q1 202137$48.8M

Institutions, Q4 2021

Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q3 2021.

Institutions holding HWBK in Q4 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Ategra Capital Management, LLC376,770$9.77M4.43%00.0%Unchanged
PL Capital Advisors, LLC317,666$8.24M2.01%+4,936+1.6%Added
Vanguard Group Inc245,100$6.36M0.00%−4,541−1.8%Reduced
Alliancebernstein L.P.183,924$4.77M0.00%+52,067+39.5%Added
Endeavour Capital Advisors Inc180,839$4.69M0.66%−14,242−7.3%Reduced
Dimensional Fund Advisors LP167,382$4.32M0.00%−577−0.3%Reduced
Bridgeway Capital Management, LLC70,334$1.82M0.03%−1,000−1.4%Reduced
FJ Capital Management LLC66,000$1.72M0.14%00.0%Unchanged
Geode Capital Management, LLC61,152$1.58M0.00%00.0%Unchanged
Gendell Jeffrey L58,931$1.53M0.12%−14,085−19.3%Reduced
Millennium Management LLC44,204$1.14M0.00%−6,114−12.2%Reduced
State Street Corp42,037$1.09M0.00%+126+0.3%Added
M3F, Inc.41,987$1.09M0.37%−4,673−10.0%Reduced
Pinnacle Holdings, LLC40,052$1.04M0.44%00.0%Unchanged
RBF Capital, LLC36,675$951.0K0.06%00.0%Unchanged
Kennedy Capital Management, Inc.28,244$733.0K0.02%+28,244New
Sonen Capital LLC27,040$698.0K0.68%+27,040New
BlackRock Inc.25,398$659.0K0.00%+1,204+5.0%Added
Susquehanna Fundamental Investments, LLC24,400$630.0K0.02%00.0%Unchanged
River Oaks Capital LLC22,602$586.0K0.54%+22,602New
Renaissance Technologies LLC22,058$572.0K0.00%+2,100+10.5%Added
American Century Companies Inc18,285$472.0K0.00%+4,899+36.6%Added
Northern Trust Corp15,820$411.0K0.00%+660+4.4%Added
Ergoteles LLC13,659$353.0K0.01%−12,652−48.1%Reduced
HYA Advisors, Inc13,428$348.0K0.12%00.0%Unchanged
Bank of New York Mellon Corp10,314$268.0K0.00%+26+0.3%Added
Fourthstone LLC10,083$262.0K0.10%−7,047−41.1%Reduced
LSV Asset Management7,800$201.0K0.00%00.0%Unchanged
Central Trust Co4,780$124.0K0.00%00.0%Unchanged
Umb Bank N A2,988$78.0K0.00%+2,988New
California State Teachers Retirement System416$11.0K0.00%00.0%Unchanged
Morgan Stanley138$4.00K0.00%−1,549−91.8%Reduced
Bank of America Corp152$4.00K0.00%−33−17.8%Reduced
Tower Research Capital LLC (TRC)74$2.00K0.00%+74New
UBS Group AG42$1.00K0.00%−690−94.3%Reduced
Wells Fargo & Company42$1.00K0.00%−1−2.3%Reduced
Royal Bank of Canada34$1.00K0.00%+34New
Susquehanna International Group, LLP0$00.00%−13,869−100.0%Sold out
Barclays PLC0$00.00%−729−100.0%Sold out
BNP Paribas Arbitrage, SA0$00.00%−80−100.0%Sold out