Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Hawthorn Bancshares, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- +4 vs. Q3 2025
- Shares held
- 2.12M
- +31.7K (+1.5%) vs. Q3 2025
- Total value
- $73.9M
- +$9.10M (+14.1%) vs. Q3 2025
- New holders
- 8
- 23 more added
- Sold out
- 4
- 17 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $73.9M |
| Q3 2025 | 61 | $64.8M |
| Q2 2025 | 52 | $61.1M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.5M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $39.8M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $47.9M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ategra Capital Management, LLC | 342,390 | $11.9M | 6.83% | 00.0% | Unchanged |
| Vanguard Group Inc | 317,844 | $11.1M | 0.00% | −4,112−1.3% | Reduced |
| BlackRock, Inc. | 300,644 | $10.5M | 0.00% | +26,670+9.7% | Added |
| FJ Capital Management LLC | 190,710 | $6.65M | 0.73% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 155,913 | $5.44M | 0.00% | +2,725+1.8% | Added |
| Geode Capital Management, LLC | 139,614 | $4.87M | 0.00% | +162+0.1% | Added |
| State Street Corp | 78,650 | $2.76M | 0.00% | +4,871+6.6% | Added |
| Bridgeway Capital Management, LLC | 75,686 | $2.64M | 0.06% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 48,537 | $1.69M | 0.01% | −1,091−2.2% | Reduced |
| Pinnacle Holdings, LLC | 47,764 | $1.67M | 0.56% | 00.0% | Unchanged |
| Northern Trust Corp | 40,178 | $1.40M | 0.00% | −5,831−12.7% | Reduced |
| RBF Capital, LLC | 39,167 | $1.37M | 0.06% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 37,201 | $1.30M | 0.00% | −1,842−4.7% | Reduced |
| Mercer Global Advisors Inc | 32,430 | $1.13M | 0.00% | +10,055+44.9% | Added |
| Goldman Sachs Group Inc | 30,790 | $1.07M | 0.00% | +7,158+30.3% | Added |
| American Century Companies Inc | 20,603 | $718.6K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 16,391 | $571.7K | 0.00% | −307−1.8% | Reduced |
| Alliancebernstein L.P. | 15,704 | $547.8K | 0.00% | +15,704 | New |
| Arrowstreet Capital, Limited Partnership | 15,606 | $544.3K | 0.00% | 00.0% | Unchanged |
| Alexander Labrunerie & Co., Inc. | 15,471 | $539.6K | 0.20% | 00.0% | Unchanged |
| Eagle Bluffs Wealth Management LLC | 13,747 | $482.2K | 0.20% | +497+3.8% | Added |
| Bank of New York Mellon Corp | 13,785 | $480.8K | 0.00% | −104−0.7% | Reduced |
| Citadel Advisors LLC | 11,555 | $403.0K | 0.00% | +196+1.7% | Added |
| Price T Rowe Associates Inc | 10,937 | $382.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 10,789 | $376.3K | 0.00% | +2,073+23.8% | Added |
| Colony Group, LLC | 9,239 | $322.3K | 0.00% | +29+0.3% | Added |
| Creative Planning | 8,019 | $279.7K | 0.00% | +1,384+20.9% | Added |
| Morgan Stanley | 7,815 | $272.6K | 0.00% | +2,307+41.9% | Added |
| Nuveen, LLC | 7,505 | $261.8K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 6,947 | $242.3K | 0.00% | −1,083−13.5% | Reduced |
| Two Sigma Investments, LP | 6,556 | $228.7K | 0.00% | +6,556 | New |
| Wells Fargo & Company | 6,517 | $227.3K | 0.00% | +2,060+46.2% | Added |
| HSBC Holdings PLC | 6,909 | $224.5K | 0.00% | +6,909 | New |
| Central Trust Co | 5,168 | $180.3K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 4,665 | $162.7K | 0.00% | +670+16.8% | Added |
| Bank of America Corp | 4,586 | $160.0K | 0.00% | +2,108+85.1% | Added |
| MetLife Investment Management | 3,620 | $126.3K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,041 | $106.1K | 0.00% | −1,622−34.8% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 2,695 | $94.0K | 0.00% | −31−1.1% | Reduced |
| New York State Common Retirement Fund | 2,420 | $84.4K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 1,430 | $49.9K | 0.00% | +1,430 | New |
| BNP Paribas Arbitrage, SA | 1,307 | $45.6K | 0.00% | +112+9.4% | Added |
| Police & Firemen's Retirement System of New Jersey | 1,269 | $44.3K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 835 | $29.1K | 0.00% | −2,177−72.3% | Reduced |
| Russell Investments Group, Ltd. | 676 | $23.6K | 0.00% | +195+40.5% | Added |
| Ameritas Investment Partners, Inc. | 593 | $20.7K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 552 | $19.3K | 0.00% | −590−51.7% | Reduced |
| Optima Capital LLC | 530 | $18.6K | 0.01% | +530 | New |
| Legal & General Group Plc | 527 | $18.4K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 356 | $12.4K | 0.00% | −7−1.9% | Reduced |
| Tower Research Capital LLC (TRC) | 340 | $11.9K | 0.00% | −131−27.8% | Reduced |
| Sterling Capital Management LLC | 335 | $11.7K | 0.00% | −66−16.5% | Reduced |
| Royal Bank of Canada | 312 | $11.0K | 0.00% | −1−0.3% | Reduced |
| Farther Finance Advisors, LLC | 269 | $9.38K | 0.00% | +3+1.1% | Added |
| CWM, LLC | 201 | $7.00K | 0.00% | +64+46.7% | Added |
| Amalgamated Bank | 183 | $6.00K | 0.00% | −16−8.0% | Reduced |
| Citigroup Inc | 135 | $4.71K | 0.00% | +65+92.9% | Added |
| FMR LLC | 93 | $3.24K | 0.00% | +88+1,760.0% | Added |
| Essential Partners LLC | 36 | $1.26K | 0.00% | +7+24.1% | Added |
| IFP Advisors, Inc | 9 | $314 | 0.00% | +8+800.0% | Added |
| Allworth Financial LP | 7 | $245 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5 | $174 | 0.00% | +5 | New |
| Rothschild Investment LLC | 1 | $35 | 0.00% | +1 | New |
| MAI Capital Management | 1 | $35 | 0.00% | +1 | New |
| Covestor Ltd | 10 | $0 | 0.00% | −17−63.0% | Reduced |
| Empowered Funds, LLC | 0 | $0 | 0.00% | −33,050−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −10,862−100.0% | Sold out |
| True Wealth Design, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −30−100.0% | Sold out |