Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Hawthorn Bancshares, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- +4 vs. Q3 2025
- Shares held
- 2.12M
- +31.7K (+1.5%) vs. Q3 2025
- Total value
- $73.9M
- +$9.10M (+14.1%) vs. Q3 2025
- New holders
- 8
- 23 more added
- Sold out
- 4
- 17 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $73.9M |
| Q3 2025 | 61 | $64.8M |
| Q2 2025 | 52 | $61.1M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.5M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $39.8M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $47.9M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 10 | $0 | 0.00% | −17−63.0% | Reduced |
| Rothschild Investment LLC | 1 | $35 | 0.00% | +1 | New |
| MAI Capital Management | 1 | $35 | 0.00% | +1 | New |
| The PNC Financial Services Group, Inc. | 5 | $174 | 0.00% | +5 | New |
| Allworth Financial LP | 7 | $245 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 9 | $314 | 0.00% | +8+800.0% | Added |
| Essential Partners LLC | 36 | $1.26K | 0.00% | +7+24.1% | Added |
| FMR LLC | 93 | $3.24K | 0.00% | +88+1,760.0% | Added |
| Citigroup Inc | 135 | $4.71K | 0.00% | +65+92.9% | Added |
| Amalgamated Bank | 183 | $6.00K | 0.00% | −16−8.0% | Reduced |
| CWM, LLC | 201 | $7.00K | 0.00% | +64+46.7% | Added |
| Farther Finance Advisors, LLC | 269 | $9.38K | 0.00% | +3+1.1% | Added |
| Royal Bank of Canada | 312 | $11.0K | 0.00% | −1−0.3% | Reduced |
| Sterling Capital Management LLC | 335 | $11.7K | 0.00% | −66−16.5% | Reduced |
| Tower Research Capital LLC (TRC) | 340 | $11.9K | 0.00% | −131−27.8% | Reduced |
| California State Teachers Retirement System | 356 | $12.4K | 0.00% | −7−1.9% | Reduced |
| Legal & General Group Plc | 527 | $18.4K | 0.00% | 00.0% | Unchanged |
| Optima Capital LLC | 530 | $18.6K | 0.01% | +530 | New |
| SRS Capital Advisors, Inc. | 552 | $19.3K | 0.00% | −590−51.7% | Reduced |
| Ameritas Investment Partners, Inc. | 593 | $20.7K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 676 | $23.6K | 0.00% | +195+40.5% | Added |
| UBS Group AG | 835 | $29.1K | 0.00% | −2,177−72.3% | Reduced |
| Police & Firemen's Retirement System of New Jersey | 1,269 | $44.3K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,307 | $45.6K | 0.00% | +112+9.4% | Added |
| Kestra Advisory Services, LLC | 1,430 | $49.9K | 0.00% | +1,430 | New |
| New York State Common Retirement Fund | 2,420 | $84.4K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global ETFs Holdings Ltd. | 2,695 | $94.0K | 0.00% | −31−1.1% | Reduced |
| JPMorgan Chase & Co | 3,041 | $106.1K | 0.00% | −1,622−34.8% | Reduced |
| MetLife Investment Management | 3,620 | $126.3K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 4,586 | $160.0K | 0.00% | +2,108+85.1% | Added |
| Deutsche Bank AG | 4,665 | $162.7K | 0.00% | +670+16.8% | Added |
| Central Trust Co | 5,168 | $180.3K | 0.00% | 00.0% | Unchanged |
| HSBC Holdings PLC | 6,909 | $224.5K | 0.00% | +6,909 | New |
| Wells Fargo & Company | 6,517 | $227.3K | 0.00% | +2,060+46.2% | Added |
| Two Sigma Investments, LP | 6,556 | $228.7K | 0.00% | +6,556 | New |
| Rhumbline Advisers | 6,947 | $242.3K | 0.00% | −1,083−13.5% | Reduced |
| Nuveen, LLC | 7,505 | $261.8K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 7,815 | $272.6K | 0.00% | +2,307+41.9% | Added |
| Creative Planning | 8,019 | $279.7K | 0.00% | +1,384+20.9% | Added |
| Colony Group, LLC | 9,239 | $322.3K | 0.00% | +29+0.3% | Added |
| Barclays PLC | 10,789 | $376.3K | 0.00% | +2,073+23.8% | Added |
| Price T Rowe Associates Inc | 10,937 | $382.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 11,555 | $403.0K | 0.00% | +196+1.7% | Added |
| Bank of New York Mellon Corp | 13,785 | $480.8K | 0.00% | −104−0.7% | Reduced |
| Eagle Bluffs Wealth Management LLC | 13,747 | $482.2K | 0.20% | +497+3.8% | Added |
| Alexander Labrunerie & Co., Inc. | 15,471 | $539.6K | 0.20% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 15,606 | $544.3K | 0.00% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 15,704 | $547.8K | 0.00% | +15,704 | New |
| Charles Schwab Investment Management Inc | 16,391 | $571.7K | 0.00% | −307−1.8% | Reduced |
| American Century Companies Inc | 20,603 | $718.6K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 30,790 | $1.07M | 0.00% | +7,158+30.3% | Added |
| Mercer Global Advisors Inc | 32,430 | $1.13M | 0.00% | +10,055+44.9% | Added |
| Renaissance Technologies LLC | 37,201 | $1.30M | 0.00% | −1,842−4.7% | Reduced |
| RBF Capital, LLC | 39,167 | $1.37M | 0.06% | 00.0% | Unchanged |
| Northern Trust Corp | 40,178 | $1.40M | 0.00% | −5,831−12.7% | Reduced |
| Pinnacle Holdings, LLC | 47,764 | $1.67M | 0.56% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 48,537 | $1.69M | 0.01% | −1,091−2.2% | Reduced |
| Bridgeway Capital Management, LLC | 75,686 | $2.64M | 0.06% | 00.0% | Unchanged |
| State Street Corp | 78,650 | $2.76M | 0.00% | +4,871+6.6% | Added |
| Geode Capital Management, LLC | 139,614 | $4.87M | 0.00% | +162+0.1% | Added |
| Dimensional Fund Advisors LP | 155,913 | $5.44M | 0.00% | +2,725+1.8% | Added |
| FJ Capital Management LLC | 190,710 | $6.65M | 0.73% | 00.0% | Unchanged |
| BlackRock, Inc. | 300,644 | $10.5M | 0.00% | +26,670+9.7% | Added |
| Vanguard Group Inc | 317,844 | $11.1M | 0.00% | −4,112−1.3% | Reduced |
| Ategra Capital Management, LLC | 342,390 | $11.9M | 6.83% | 00.0% | Unchanged |
| Empowered Funds, LLC | 0 | $0 | 0.00% | −33,050−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −10,862−100.0% | Sold out |
| True Wealth Design, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −30−100.0% | Sold out |