Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Hawthorn Bancshares, Inc. as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- +4 vs. Q1 2026
- Shares held
- 2.21M
- +91.1K (+4.3%) vs. Q1 2026
- Total value
- $87.0M
- +$15.4M (+21.6%) vs. Q1 2026
- New holders
- 8
- 28 more added
- Sold out
- 4
- 16 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $75.5M |
| Q3 2025 | 61 | $64.9M |
| Q2 2025 | 52 | $61.2M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.8M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $40.3M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $55.0M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ategra Capital Management, LLC | 342,390 | $13.5M | 7.15% | 00.0% | Unchanged |
| BlackRock, Inc. | 335,276 | $13.2M | 0.00% | +24,604+7.9% | Added |
| Vanguard Capital Management LLC | 250,722 | $9.85M | 0.00% | +4,534+1.8% | Added |
| FJ Capital Management LLC | 190,710 | $7.49M | 0.97% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 161,622 | $6.35M | 0.00% | +3,290+2.1% | Added |
| Geode Capital Management, LLC | 148,965 | $5.86M | 0.00% | +12,163+8.9% | Added |
| State Street Corp | 84,776 | $3.35M | 0.00% | +1,763+2.1% | Added |
| Bridgeway Capital Management, LLC | 64,813 | $2.55M | 0.04% | −373−0.6% | Reduced |
| Northern Trust Corp | 48,071 | $1.89M | 0.00% | +4,226+9.6% | Added |
| Pinnacle Holdings, LLC | 46,073 | $1.81M | 0.56% | −58−0.1% | Reduced |
| Moneta Group Investment Advisors LLC | 44,745 | $1.76M | 0.01% | −3,980−8.2% | Reduced |
| Vanguard Portfolio Management LLC | 39,180 | $1.54M | 0.00% | +5,871+17.6% | Added |
| RBF Capital, LLC | 39,167 | $1.54M | 0.06% | 00.0% | Unchanged |
| Vanguard Fiduciary Trust Co | 37,750 | $1.48M | 0.00% | +1,678+4.7% | Added |
| Renaissance Technologies LLC | 35,319 | $1.39M | 0.00% | +476+1.4% | Added |
| Empowered Funds, LLC | 32,677 | $1.28M | 0.01% | −373−1.1% | Reduced |
| Mercer Global Advisors Inc | 32,589 | $1.28M | 0.00% | +139+0.4% | Added |
| Goldman Sachs Group Inc | 23,833 | $936.6K | 0.00% | −1,588−6.2% | Reduced |
| American Century Companies Inc | 20,603 | $809.7K | 0.00% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 20,319 | $798.5K | 0.01% | +20,319 | New |
| Mariner, LLC | 18,678 | $734.0K | 0.00% | +18,678 | New |
| Charles Schwab Investment Management Inc | 16,101 | $632.8K | 0.00% | +1,534+10.5% | Added |
| Alexander Labrunerie & Co., Inc. | 15,471 | $608.0K | 0.21% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 15,325 | $602.3K | 0.00% | −281−1.8% | Reduced |
| Price T Rowe Associates Inc | 14,707 | $578.0K | 0.00% | +2,425+19.7% | Added |
| Bank of New York Mellon Corp | 14,294 | $561.7K | 0.00% | +1,355+10.5% | Added |
| Eagle Bluffs Wealth Management LLC | 13,747 | $543.1K | 0.18% | 00.0% | Unchanged |
| Nuveen, LLC | 11,498 | $451.9K | 0.00% | +3,993+53.2% | Added |
| Citadel Advisors LLC | 9,485 | $372.8K | 0.00% | −3,982−29.6% | Reduced |
| Colony Group, LLC | 9,278 | $364.6K | 0.00% | +41+0.4% | Added |
| Rhumbline Advisers | 7,094 | $278.8K | 0.00% | +175+2.5% | Added |
| HSBC Holdings PLC | 6,569 | $246.5K | 0.00% | −3,038−31.6% | Reduced |
| AQR Capital Management LLC | 6,253 | $245.7K | 0.00% | +6,253 | New |
| Creative Planning | 6,250 | $245.6K | 0.00% | −1,706−21.4% | Reduced |
| Central Trust Co | 5,168 | $203.1K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 4,873 | $191.5K | 0.00% | −1,257−20.5% | Reduced |
| Wells Fargo & Company | 4,867 | $191.3K | 0.00% | +2,694+124.0% | Added |
| Morgan Stanley | 4,360 | $171.4K | 0.00% | −370−7.8% | Reduced |
| MetLife Investment Management | 3,620 | $142.3K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 3,443 | $135.3K | 0.00% | +2,740+389.8% | Added |
| Barclays PLC | 3,154 | $124.0K | 0.00% | −1,453−31.5% | Reduced |
| Citigroup Inc | 2,696 | $106.0K | 0.00% | +2,420+876.8% | Added |
| Mirae Asset Global ETFs Holdings Ltd. | 2,676 | $105.2K | 0.00% | −87−3.1% | Reduced |
| Vanguard Global Advisers, LLC | 2,565 | $100.8K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 2,420 | $95.1K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,409 | $93.2K | 0.00% | +69+2.9% | Added |
| BNP Paribas Arbitrage, SA | 1,500 | $59.0K | 0.00% | +77+5.4% | Added |
| Police & Firemen's Retirement System of New Jersey | 1,269 | $49.9K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,206 | $47.4K | 0.00% | +206+20.6% | Added |
| Umb Bank N A | 1,000 | $39.3K | 0.00% | +1,000 | New |
| Tower Research Capital LLC (TRC) | 755 | $29.7K | 0.00% | +16+2.2% | Added |
| Ameritas Investment Partners, Inc. | 593 | $23.3K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 527 | $20.7K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 405 | $15.0K | 0.00% | +216+114.3% | Added |
| Sterling Capital Management LLC | 117 | $4.60K | 0.00% | −75−39.1% | Reduced |
| FMR LLC | 105 | $4.13K | 0.00% | +10+10.5% | Added |
| California State Teachers Retirement System | 80 | $3.14K | 0.00% | −234−74.5% | Reduced |
| Quarry LP | 72 | $2.83K | 0.00% | +72 | New |
| SRS Capital Advisors, Inc. | 54 | $2.12K | 0.00% | +54 | New |
| FNY Investment Advisers, LLC | 30 | $1.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 18 | $707 | 0.00% | +9+100.0% | Added |
| Allworth Financial LP | 15 | $590 | 0.00% | +8+114.3% | Added |
| GAMMA Investing LLC | 14 | $550 | 0.00% | +14 | New |
| Essential Partners LLC | 11 | $432 | 0.00% | −22−66.7% | Reduced |
| The PNC Financial Services Group, Inc. | 5 | $197 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 3 | $118 | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 3 | $118 | 0.00% | +2+200.0% | Added |
| True Wealth Design, LLC | 1 | $40 | 0.00% | +1 | New |
| Covestor Ltd | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −13,169−100.0% | Sold out |
| MAI Capital Management | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Root Financial Partners, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |