Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Hawthorn Bancshares, Inc. as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- +4 vs. Q1 2026
- Shares held
- 2.21M
- +91.1K (+4.3%) vs. Q1 2026
- Total value
- $87.0M
- +$15.4M (+21.6%) vs. Q1 2026
- New holders
- 8
- 28 more added
- Sold out
- 4
- 16 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $73.9M |
| Q3 2025 | 61 | $64.8M |
| Q2 2025 | 52 | $61.1M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.5M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $39.8M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $47.9M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| True Wealth Design, LLC | 1 | $40 | 0.00% | +1 | New |
| Farther Finance Advisors, LLC | 3 | $118 | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 3 | $118 | 0.00% | +2+200.0% | Added |
| The PNC Financial Services Group, Inc. | 5 | $197 | 0.00% | 00.0% | Unchanged |
| Essential Partners LLC | 11 | $432 | 0.00% | −22−66.7% | Reduced |
| GAMMA Investing LLC | 14 | $550 | 0.00% | +14 | New |
| Allworth Financial LP | 15 | $590 | 0.00% | +8+114.3% | Added |
| IFP Advisors, Inc | 18 | $707 | 0.00% | +9+100.0% | Added |
| FNY Investment Advisers, LLC | 30 | $1.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 54 | $2.12K | 0.00% | +54 | New |
| Quarry LP | 72 | $2.83K | 0.00% | +72 | New |
| California State Teachers Retirement System | 80 | $3.14K | 0.00% | −234−74.5% | Reduced |
| FMR LLC | 105 | $4.13K | 0.00% | +10+10.5% | Added |
| Sterling Capital Management LLC | 117 | $4.60K | 0.00% | −75−39.1% | Reduced |
| Royal Bank of Canada | 405 | $15.0K | 0.00% | +216+114.3% | Added |
| Legal & General Group Plc | 527 | $20.7K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 593 | $23.3K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 755 | $29.7K | 0.00% | +16+2.2% | Added |
| Umb Bank N A | 1,000 | $39.3K | 0.00% | +1,000 | New |
| UBS Group AG | 1,206 | $47.4K | 0.00% | +206+20.6% | Added |
| Police & Firemen's Retirement System of New Jersey | 1,269 | $49.9K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,500 | $59.0K | 0.00% | +77+5.4% | Added |
| JPMorgan Chase & Co | 2,409 | $93.2K | 0.00% | +69+2.9% | Added |
| New York State Common Retirement Fund | 2,420 | $95.1K | 0.00% | 00.0% | Unchanged |
| Vanguard Global Advisers, LLC | 2,565 | $100.8K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global ETFs Holdings Ltd. | 2,676 | $105.2K | 0.00% | −87−3.1% | Reduced |
| Citigroup Inc | 2,696 | $106.0K | 0.00% | +2,420+876.8% | Added |
| Barclays PLC | 3,154 | $124.0K | 0.00% | −1,453−31.5% | Reduced |
| Russell Investments Group, Ltd. | 3,443 | $135.3K | 0.00% | +2,740+389.8% | Added |
| MetLife Investment Management | 3,620 | $142.3K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 4,360 | $171.4K | 0.00% | −370−7.8% | Reduced |
| Wells Fargo & Company | 4,867 | $191.3K | 0.00% | +2,694+124.0% | Added |
| Deutsche Bank AG | 4,873 | $191.5K | 0.00% | −1,257−20.5% | Reduced |
| Central Trust Co | 5,168 | $203.1K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 6,250 | $245.6K | 0.00% | −1,706−21.4% | Reduced |
| AQR Capital Management LLC | 6,253 | $245.7K | 0.00% | +6,253 | New |
| HSBC Holdings PLC | 6,569 | $246.5K | 0.00% | −3,038−31.6% | Reduced |
| Rhumbline Advisers | 7,094 | $278.8K | 0.00% | +175+2.5% | Added |
| Colony Group, LLC | 9,278 | $364.6K | 0.00% | +41+0.4% | Added |
| Citadel Advisors LLC | 9,485 | $372.8K | 0.00% | −3,982−29.6% | Reduced |
| Nuveen, LLC | 11,498 | $451.9K | 0.00% | +3,993+53.2% | Added |
| Eagle Bluffs Wealth Management LLC | 13,747 | $543.1K | 0.18% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 14,294 | $561.7K | 0.00% | +1,355+10.5% | Added |
| Price T Rowe Associates Inc | 14,707 | $578.0K | 0.00% | +2,425+19.7% | Added |
| Arrowstreet Capital, Limited Partnership | 15,325 | $602.3K | 0.00% | −281−1.8% | Reduced |
| Alexander Labrunerie & Co., Inc. | 15,471 | $608.0K | 0.21% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 16,101 | $632.8K | 0.00% | +1,534+10.5% | Added |
| Mariner, LLC | 18,678 | $734.0K | 0.00% | +18,678 | New |
| Kestra Private Wealth Services, LLC | 20,319 | $798.5K | 0.01% | +20,319 | New |
| American Century Companies Inc | 20,603 | $809.7K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 23,833 | $936.6K | 0.00% | −1,588−6.2% | Reduced |
| Mercer Global Advisors Inc | 32,589 | $1.28M | 0.00% | +139+0.4% | Added |
| Empowered Funds, LLC | 32,677 | $1.28M | 0.01% | −373−1.1% | Reduced |
| Renaissance Technologies LLC | 35,319 | $1.39M | 0.00% | +476+1.4% | Added |
| Vanguard Fiduciary Trust Co | 37,750 | $1.48M | 0.00% | +1,678+4.7% | Added |
| RBF Capital, LLC | 39,167 | $1.54M | 0.06% | 00.0% | Unchanged |
| Vanguard Portfolio Management LLC | 39,180 | $1.54M | 0.00% | +5,871+17.6% | Added |
| Moneta Group Investment Advisors LLC | 44,745 | $1.76M | 0.01% | −3,980−8.2% | Reduced |
| Pinnacle Holdings, LLC | 46,073 | $1.81M | 0.56% | −58−0.1% | Reduced |
| Northern Trust Corp | 48,071 | $1.89M | 0.00% | +4,226+9.6% | Added |
| Bridgeway Capital Management, LLC | 64,813 | $2.55M | 0.04% | −373−0.6% | Reduced |
| State Street Corp | 84,776 | $3.35M | 0.00% | +1,763+2.1% | Added |
| Geode Capital Management, LLC | 148,965 | $5.86M | 0.00% | +12,163+8.9% | Added |
| Dimensional Fund Advisors LP | 161,622 | $6.35M | 0.00% | +3,290+2.1% | Added |
| FJ Capital Management LLC | 190,710 | $7.49M | 0.97% | 00.0% | Unchanged |
| Vanguard Capital Management LLC | 250,722 | $9.85M | 0.00% | +4,534+1.8% | Added |
| BlackRock, Inc. | 335,276 | $13.2M | 0.00% | +24,604+7.9% | Added |
| Ategra Capital Management, LLC | 342,390 | $13.5M | 7.15% | 00.0% | Unchanged |
| Covestor Ltd | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −13,169−100.0% | Sold out |
| MAI Capital Management | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Root Financial Partners, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |