Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Hawthorn Bancshares, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- +3 vs. Q3 2023
- Shares held
- 1.88M
- +7.73K (+0.4%) vs. Q3 2023
- Total value
- $47.7M
- +$17.3M (+56.8%) vs. Q3 2023
- New holders
- 10
- 14 more added
- Sold out
- 7
- 6 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $73.9M |
| Q3 2025 | 61 | $64.8M |
| Q2 2025 | 52 | $61.1M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.5M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $39.8M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $47.9M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ategra Capital Management, LLC | 407,513 | $10.3M | 4.62% | 00.0% | Unchanged |
| Vanguard Group Inc | 265,518 | $6.74M | 0.00% | 00.0% | Unchanged |
| PL Capital Advisors, LLC | 230,110 | $5.84M | 2.02% | −60,795−20.9% | Reduced |
| Dimensional Fund Advisors LP | 167,124 | $4.24M | 0.00% | +3,706+2.3% | Added |
| Fourthstone LLC | 162,719 | $4.13M | 0.84% | +59,928+58.3% | Added |
| FJ Capital Management LLC | 121,360 | $3.08M | 0.31% | +49,473+68.8% | Added |
| Bridgeway Capital Management, LLC | 83,165 | $2.11M | 0.05% | +1,920+2.4% | Added |
| Geode Capital Management, LLC | 58,378 | $1.48M | 0.00% | +2,413+4.3% | Added |
| Pinnacle Holdings, LLC | 48,109 | $1.22M | 0.50% | 00.0% | Unchanged |
| BlackRock Inc. | 40,761 | $1.03M | 0.00% | +13,466+49.3% | Added |
| RBF Capital, LLC | 39,667 | $1.01M | 0.06% | 00.0% | Unchanged |
| American Century Companies Inc | 32,110 | $814.6K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 22,684 | $579.3K | 0.00% | −1,790−7.3% | Reduced |
| Empowered Funds, LLC | 22,279 | $565.2K | 0.01% | +1,920+9.4% | Added |
| Qube Research & Technologies Ltd | 17,833 | $452.4K | 0.00% | +16,571+1,313.1% | Added |
| Gendell Jeffrey L | 16,505 | $418.7K | 0.02% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 14,442 | $366.4K | 0.00% | +14,442 | New |
| Northern Trust Corp | 14,263 | $361.9K | 0.00% | +12+0.1% | Added |
| Millennium Management LLC | 12,870 | $326.5K | 0.00% | +12,870 | New |
| Balyasny Asset Management LLC | 11,235 | $285.0K | 0.00% | +11,235 | New |
| 683 Capital Management, LLC | 10,168 | $258.0K | 0.03% | +10,168 | New |
| ExodusPoint Capital Management, LP | 9,755 | $247.0K | 0.00% | +9,755 | New |
| InterOcean Capital Group, LLC | 9,209 | $233.6K | 0.01% | +9,209 | New |
| Jane Street Group, LLC | 8,632 | $219.0K | 0.00% | +8,632 | New |
| Susquehanna Fundamental Investments, LLC | 8,314 | $210.9K | 0.21% | −5,881−41.4% | Reduced |
| Price T Rowe Associates Inc | 8,222 | $209.0K | 0.00% | +8,222 | New |
| Citigroup Inc | 6,537 | $165.8K | 0.00% | +6,537 | New |
| LSV Asset Management | 6,381 | $162.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 5,528 | $140.2K | 0.00% | +3,834+226.3% | Added |
| Central Trust Co | 5,168 | $131.1K | 0.00% | −4,849−48.4% | Reduced |
| Royal Bank of Canada | 3,874 | $99.0K | 0.00% | +3,608+1,356.4% | Added |
| Umb Bank N A | 3,231 | $82.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,498 | $63.4K | 0.00% | +2,498 | New |
| Barclays PLC | 2,032 | $51.6K | 0.00% | +1,292+174.6% | Added |
| Tower Research Capital LLC (TRC) | 505 | $12.8K | 0.00% | −901−64.1% | Reduced |
| Morgan Stanley | 165 | $4.20K | 0.00% | −2,678−94.2% | Reduced |
| State of Wyoming | 143 | $3.63K | 0.00% | +20+16.3% | Added |
| UBS Group AG | 57 | $1.45K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 48 | $1.21K | 0.00% | +4+9.1% | Added |
| FNY Investment Advisers, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Strategic Value Bank Partners LLC | 0 | $0 | 0.00% | −49,540−100.0% | Sold out |
| M3F, Inc. | 0 | $0 | 0.00% | −45,140−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −22,921−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −18,956−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −18,956−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −11,593−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −9−100.0% | Sold out |