Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Hawthorn Bancshares, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- +3 vs. Q3 2023
- Shares held
- 1.88M
- +7.73K (+0.4%) vs. Q3 2023
- Total value
- $47.7M
- +$17.3M (+56.8%) vs. Q3 2023
- New holders
- 10
- 14 more added
- Sold out
- 7
- 6 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $73.9M |
| Q3 2025 | 61 | $64.8M |
| Q2 2025 | 52 | $61.1M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.5M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $39.8M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $47.9M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FNY Investment Advisers, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 48 | $1.21K | 0.00% | +4+9.1% | Added |
| UBS Group AG | 57 | $1.45K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 143 | $3.63K | 0.00% | +20+16.3% | Added |
| Morgan Stanley | 165 | $4.20K | 0.00% | −2,678−94.2% | Reduced |
| Tower Research Capital LLC (TRC) | 505 | $12.8K | 0.00% | −901−64.1% | Reduced |
| Barclays PLC | 2,032 | $51.6K | 0.00% | +1,292+174.6% | Added |
| JPMorgan Chase & Co | 2,498 | $63.4K | 0.00% | +2,498 | New |
| Umb Bank N A | 3,231 | $82.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 3,874 | $99.0K | 0.00% | +3,608+1,356.4% | Added |
| Central Trust Co | 5,168 | $131.1K | 0.00% | −4,849−48.4% | Reduced |
| Bank of America Corp | 5,528 | $140.2K | 0.00% | +3,834+226.3% | Added |
| LSV Asset Management | 6,381 | $162.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 6,537 | $165.8K | 0.00% | +6,537 | New |
| Price T Rowe Associates Inc | 8,222 | $209.0K | 0.00% | +8,222 | New |
| Susquehanna Fundamental Investments, LLC | 8,314 | $210.9K | 0.21% | −5,881−41.4% | Reduced |
| Jane Street Group, LLC | 8,632 | $219.0K | 0.00% | +8,632 | New |
| InterOcean Capital Group, LLC | 9,209 | $233.6K | 0.01% | +9,209 | New |
| ExodusPoint Capital Management, LP | 9,755 | $247.0K | 0.00% | +9,755 | New |
| 683 Capital Management, LLC | 10,168 | $258.0K | 0.03% | +10,168 | New |
| Balyasny Asset Management LLC | 11,235 | $285.0K | 0.00% | +11,235 | New |
| Millennium Management LLC | 12,870 | $326.5K | 0.00% | +12,870 | New |
| Northern Trust Corp | 14,263 | $361.9K | 0.00% | +12+0.1% | Added |
| Susquehanna International Group, LLP | 14,442 | $366.4K | 0.00% | +14,442 | New |
| Gendell Jeffrey L | 16,505 | $418.7K | 0.02% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 17,833 | $452.4K | 0.00% | +16,571+1,313.1% | Added |
| Empowered Funds, LLC | 22,279 | $565.2K | 0.01% | +1,920+9.4% | Added |
| State Street Corp | 22,684 | $579.3K | 0.00% | −1,790−7.3% | Reduced |
| American Century Companies Inc | 32,110 | $814.6K | 0.00% | 00.0% | Unchanged |
| RBF Capital, LLC | 39,667 | $1.01M | 0.06% | 00.0% | Unchanged |
| BlackRock Inc. | 40,761 | $1.03M | 0.00% | +13,466+49.3% | Added |
| Pinnacle Holdings, LLC | 48,109 | $1.22M | 0.50% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 58,378 | $1.48M | 0.00% | +2,413+4.3% | Added |
| Bridgeway Capital Management, LLC | 83,165 | $2.11M | 0.05% | +1,920+2.4% | Added |
| FJ Capital Management LLC | 121,360 | $3.08M | 0.31% | +49,473+68.8% | Added |
| Fourthstone LLC | 162,719 | $4.13M | 0.84% | +59,928+58.3% | Added |
| Dimensional Fund Advisors LP | 167,124 | $4.24M | 0.00% | +3,706+2.3% | Added |
| PL Capital Advisors, LLC | 230,110 | $5.84M | 2.02% | −60,795−20.9% | Reduced |
| Vanguard Group Inc | 265,518 | $6.74M | 0.00% | 00.0% | Unchanged |
| Ategra Capital Management, LLC | 407,513 | $10.3M | 4.62% | 00.0% | Unchanged |
| Strategic Value Bank Partners LLC | 0 | $0 | 0.00% | −49,540−100.0% | Sold out |
| M3F, Inc. | 0 | $0 | 0.00% | −45,140−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −22,921−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −18,956−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −18,956−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −11,593−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −9−100.0% | Sold out |