Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Hawthorn Bancshares, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- +1 vs. Q4 2025
- Shares held
- 2.12M
- +323.5K (+18.0%) vs. Q4 2025
- Total value
- $71.6M
- +$8.81M (+14.0%) vs. Q4 2025
- New holders
- 7
- 17 more added
- Sold out
- 6
- 22 more reduced
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $73.9M |
| Q3 2025 | 61 | $64.8M |
| Q2 2025 | 52 | $61.1M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.5M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $39.8M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $47.9M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 4 | $0 | 0.00% | −6−60.0% | Reduced |
| Rothschild Investment LLC | 1 | $34 | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 1 | $34 | 0.00% | 00.0% | Unchanged |
| Root Financial Partners, LLC | 1 | $34 | 0.00% | +1 | New |
| Farther Finance Advisors, LLC | 3 | $103 | 0.00% | −266−98.9% | Reduced |
| The PNC Financial Services Group, Inc. | 5 | $168 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 7 | $236 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 9 | $303 | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 30 | $1.00K | 0.00% | +30 | New |
| Essential Partners LLC | 33 | $1.11K | 0.00% | −3−8.3% | Reduced |
| FMR LLC | 95 | $3.20K | 0.00% | +2+2.2% | Added |
| Royal Bank of Canada | 189 | $6.00K | 0.00% | −123−39.4% | Reduced |
| CWM, LLC | 187 | $6.30K | 0.00% | −14−7.0% | Reduced |
| Sterling Capital Management LLC | 192 | $6.47K | 0.00% | −143−42.7% | Reduced |
| Citigroup Inc | 276 | $9.30K | 0.00% | +141+104.4% | Added |
| California State Teachers Retirement System | 314 | $10.6K | 0.00% | −42−11.8% | Reduced |
| Legal & General Group Plc | 527 | $17.8K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 593 | $20.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 703 | $23.7K | 0.00% | +27+4.0% | Added |
| Tower Research Capital LLC (TRC) | 739 | $24.9K | 0.00% | +399+117.4% | Added |
| UBS Group AG | 1,000 | $33.7K | 0.00% | +165+19.8% | Added |
| Police & Firemen's Retirement System of New Jersey | 1,269 | $42.8K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,423 | $47.9K | 0.00% | +116+8.9% | Added |
| Wells Fargo & Company | 2,173 | $73.2K | 0.00% | −4,344−66.7% | Reduced |
| JPMorgan Chase & Co | 2,340 | $80.5K | 0.00% | −701−23.1% | Reduced |
| New York State Common Retirement Fund | 2,420 | $81.5K | 0.00% | 00.0% | Unchanged |
| Vanguard Global Advisers, LLC | 2,565 | $86.4K | 0.00% | +2,565 | New |
| Mirae Asset Global ETFs Holdings Ltd. | 2,763 | $93.1K | 0.00% | +68+2.5% | Added |
| MetLife Investment Management | 3,620 | $122.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 4,607 | $155.2K | 0.00% | −6,182−57.3% | Reduced |
| Morgan Stanley | 4,730 | $159.4K | 0.00% | −3,085−39.5% | Reduced |
| Central Trust Co | 5,168 | $174.1K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 6,130 | $206.5K | 0.00% | +1,465+31.4% | Added |
| Rhumbline Advisers | 6,919 | $233.1K | 0.00% | −28−0.4% | Reduced |
| Nuveen, LLC | 7,505 | $252.8K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 7,956 | $268.0K | 0.00% | −63−0.8% | Reduced |
| Colony Group, LLC | 9,237 | $311.2K | 0.00% | −20.0% | Reduced |
| HSBC Holdings PLC | 9,607 | $334.5K | 0.00% | +2,698+39.1% | Added |
| Price T Rowe Associates Inc | 12,282 | $414.0K | 0.00% | +1,345+12.3% | Added |
| Bank of New York Mellon Corp | 12,939 | $435.9K | 0.00% | −846−6.1% | Reduced |
| Citadel Advisors LLC | 13,467 | $453.7K | 0.00% | +1,912+16.5% | Added |
| Alliancebernstein L.P. | 13,169 | $459.3K | 0.00% | −2,535−16.1% | Reduced |
| Eagle Bluffs Wealth Management LLC | 13,747 | $466.0K | 0.18% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 14,567 | $490.8K | 0.00% | −1,824−11.1% | Reduced |
| Alexander Labrunerie & Co., Inc. | 15,471 | $521.2K | 0.19% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 15,606 | $525.8K | 0.00% | 00.0% | Unchanged |
| American Century Companies Inc | 20,603 | $694.1K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 25,421 | $856.4K | 0.00% | −5,369−17.4% | Reduced |
| Mercer Global Advisors Inc | 32,450 | $1.09M | 0.00% | +20+0.1% | Added |
| Empowered Funds, LLC | 33,050 | $1.11M | 0.01% | +33,050 | New |
| Vanguard Portfolio Management LLC | 33,309 | $1.12M | 0.00% | +33,309 | New |
| Renaissance Technologies LLC | 34,843 | $1.17M | 0.00% | −2,358−6.3% | Reduced |
| Vanguard Fiduciary Trust Co | 36,072 | $1.22M | 0.00% | +36,072 | New |
| RBF Capital, LLC | 39,167 | $1.32M | 0.06% | 00.0% | Unchanged |
| Northern Trust Corp | 43,845 | $1.48M | 0.00% | +3,667+9.1% | Added |
| Pinnacle Holdings, LLC | 46,131 | $1.55M | 0.50% | −1,633−3.4% | Reduced |
| Moneta Group Investment Advisors LLC | 48,725 | $1.64M | 0.01% | +188+0.4% | Added |
| Bridgeway Capital Management, LLC | 65,186 | $2.20M | 0.04% | −10,500−13.9% | Reduced |
| State Street Corp | 83,013 | $2.81M | 0.00% | +4,363+5.5% | Added |
| Geode Capital Management, LLC | 136,802 | $4.61M | 0.00% | −2,812−2.0% | Reduced |
| Dimensional Fund Advisors LP | 158,332 | $5.33M | 0.00% | +2,419+1.6% | Added |
| FJ Capital Management LLC | 190,710 | $6.43M | 0.72% | 00.0% | Unchanged |
| Vanguard Capital Management LLC | 246,188 | $8.29M | 0.00% | +246,188 | New |
| BlackRock, Inc. | 310,672 | $10.5M | 0.00% | +10,028+3.3% | Added |
| Ategra Capital Management, LLC | 342,390 | $11.5M | 6.42% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −6,556−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −4,586−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −1,430−100.0% | Sold out |
| SRS Capital Advisors, Inc. | 0 | $0 | 0.00% | −552−100.0% | Sold out |
| Optima Capital LLC | 0 | $0 | 0.00% | −530−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −183−100.0% | Sold out |
| Vanguard Group Inc | – | – | – | – | Not filed |