Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Humanigen, Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- −5 vs. Q4 2022
- Shares held
- 4.67M
- −1.98M (−29.7%) vs. Q4 2022
- Total value
- $669.0K
- −$126.5K (−15.9%) vs. Q4 2022
- New holders
- 4
- 7 more added
- Sold out
- 9
- 12 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 1,025,320 | $147.1K | 0.00% | +79,142+8.4% | Added |
| Bank of New York Mellon Corp | 884,433 | $126.9K | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 700,800 | $100.6K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 482,363 | $69.2K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 322,732 | $46.1K | 0.00% | +116,581+56.6% | Added |
| State Street Corp | 188,676 | $27.1K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 169,137 | $24.3K | 0.00% | +69,567+69.9% | Added |
| Northern Trust Corp | 140,542 | $20.2K | 0.00% | +57,003+68.2% | Added |
| Leonteq Securities AG | 100,000 | $14.3K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 97,700 | $14.0K | 0.00% | −1,394,071−93.5% | Reduced |
| Morgan Stanley | 63,214 | $9.07K | 0.00% | −39,120−38.2% | Reduced |
| Captrust Financial Advisors | 61,000 | $8.75K | 0.00% | +61,000 | New |
| Tower Research Capital LLC (TRC) | 52,926 | $8.00K | 0.00% | +33,649+174.6% | Added |
| Two Sigma Securities, LLC | 52,477 | $7.53K | 0.00% | −21,639−29.2% | Reduced |
| AE Wealth Management LLC | 39,450 | $5.66K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 36,000 | $5.17K | 0.00% | +36,000 | New |
| Valeo Financial Advisors, LLC | 30,000 | $4.30K | 0.00% | 00.0% | Unchanged |
| Onyx Bridge Wealth Group LLC | 28,037 | $4.02K | 0.00% | +3,100+12.4% | Added |
| Group One Trading, L.P. | 26,265 | $3.77K | 0.00% | −1,502−5.4% | Reduced |
| HRT Financial LP | 26,108 | $3.00K | 0.00% | +26,108 | New |
| JustInvest LLC | 17,703 | $2.54K | 0.00% | 00.0% | Unchanged |
| Triumph Capital Management | 17,000 | $2.44K | 0.00% | −40,000−70.2% | Reduced |
| Wealth Alliance Advisory Group, LLC | 15,000 | $2.15K | 0.00% | −7,500−33.3% | Reduced |
| Millennium Management LLC | 16,989 | $2.00K | 0.00% | −106,341−86.2% | Reduced |
| Bank of America Corp | 13,835 | $1.98K | 0.00% | −8,218−37.3% | Reduced |
| Susquehanna International Group, LLP | 13,768 | $1.98K | 0.00% | −1,513−9.9% | Reduced |
| Advisor Group Holdings, Inc. | 11,950 | $1.72K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 10,300 | $1.48K | 0.00% | +10,300 | New |
| CIBC Private Wealth Group, LLC | 10,000 | $1.44K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 6,875 | $1.00K | 0.00% | −4−0.1% | Reduced |
| Wells Fargo & Company | 3,749 | $538 | 0.00% | +107+2.9% | Added |
| National Bank of Canada | 2,200 | $308 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 1,000 | $144 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 520 | $75 | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 176 | $25 | 0.00% | −110,384−99.8% | Reduced |
| Guardian Wealth Management, Inc. | 128 | $18 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 75 | $11 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 30 | $5 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 10 | $1 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 6,389 | $0 | 0.00% | −66,059−91.2% | Reduced |
| JPMorgan Chase & Co | 69 | $0 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 0 | $0 | 0.00% | −301,792−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −191,726−100.0% | Sold out |
| Advisors Management Group Inc | 0 | $0 | 0.00% | −125,000−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −19,768−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −15,740−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −14,134−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −5,239−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Telemetry Investments, L.L.C. | – | – | – | – | Not filed |