Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Humanigen, Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- −11 vs. Q2 2022
- Shares held
- 7.28M
- −14.6M (−66.7%) vs. Q2 2022
- Total value
- $1.32M
- −$37.4M (−96.6%) vs. Q2 2022
- New holders
- 14
- 13 more added
- Sold out
- 25
- 13 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gsa Capital Partners LLP | 1,026,643 | $185.0K | 0.02% | +793,218+339.8% | Added |
| BlackRock Inc. | 945,438 | $170.0K | 0.00% | −4,156−0.4% | Reduced |
| Renaissance Technologies LLC | 865,700 | $156.0K | 0.00% | +865,700 | New |
| Vanguard Group Inc | 762,123 | $137.0K | 0.00% | −1,692,661−69.0% | Reduced |
| Bank of New York Mellon Corp | 620,733 | $112.0K | 0.00% | +599,680+2,848.4% | Added |
| Geode Capital Management, LLC | 516,801 | $93.0K | 0.00% | 00.0% | Unchanged |
| Telemetry Investments, L.L.C. | 500,000 | $90.0K | 0.15% | +427,000+584.9% | Added |
| Millennium Management LLC | 449,674 | $81.0K | 0.00% | −14,681−3.2% | Reduced |
| State Street Corp | 215,476 | $39.0K | 0.00% | −166,200−43.5% | Reduced |
| Citadel Advisors LLC | 110,562 | $20.0K | 0.00% | +5,767+5.5% | Added |
| Corient Capital Partners, LLC | 10,461 | $19.0K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 100,000 | $18.0K | 0.00% | +90,000+900.0% | Added |
| Advisors Management Group Inc | 100,000 | $18.0K | 0.01% | +100,000 | New |
| Virtu Financial LLC | 92,597 | $17.0K | 0.00% | +92,597 | New |
| Man Group plc | 87,586 | $16.0K | 0.00% | +87,586 | New |
| Northern Trust Corp | 83,539 | $15.0K | 0.00% | −195−0.2% | Reduced |
| Simplex Trading, LLC | 73,995 | $13.0K | 0.00% | +73,995 | New |
| Morgan Stanley | 69,167 | $12.0K | 0.00% | −371,324−84.3% | Reduced |
| Captrust Financial Advisors | 61,000 | $11.0K | 0.00% | +61,000 | New |
| Jane Street Group, LLC | 55,069 | $10.0K | 0.00% | +17,899+48.2% | Added |
| Group One Trading, L.P. | 57,367 | $10.0K | 0.00% | +31,792+124.3% | Added |
| UBS Group AG | 52,456 | $10.0K | 0.00% | +51,314+4,493.3% | Added |
| Susquehanna Fundamental Investments, LLC | 43,575 | $8.00K | 0.00% | +43,575 | New |
| Qube Research & Technologies Ltd | 38,691 | $7.00K | 0.00% | −5,079−11.6% | Reduced |
| AE Wealth Management LLC | 40,450 | $7.00K | 0.00% | −25−0.1% | Reduced |
| Two Sigma Securities, LLC | 39,030 | $7.00K | 0.00% | +39,030 | New |
| Susquehanna International Group, LLP | 34,425 | $6.00K | 0.00% | −133,720−79.5% | Reduced |
| Wealth Alliance Advisory Group, LLC | 30,000 | $5.00K | 0.00% | +30,000 | New |
| Tower Research Capital LLC (TRC) | 21,736 | $4.00K | 0.00% | +12,368+132.0% | Added |
| Two Sigma Investments, LP | 20,201 | $4.00K | 0.00% | +20,201 | New |
| Bank of America Corp | 13,837 | $3.00K | 0.00% | −100,628−87.9% | Reduced |
| Onyx Bridge Wealth Group LLC | 20,500 | $3.00K | 0.00% | +10,500+105.0% | Added |
| LMR Partners LLP | 17,406 | $3.00K | 0.00% | +17,406 | New |
| Bayesian Capital Management, LP | 18,400 | $3.00K | 0.00% | +18,400 | New |
| Triumph Capital Management | 17,000 | $3.00K | 0.00% | +17,000 | New |
| Advisor Group Holdings, Inc. | 11,950 | $2.00K | 0.00% | −2,000−14.3% | Reduced |
| Pinnacle Associates Ltd | 12,500 | $2.00K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 10,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 7,840 | $1.00K | 0.00% | +965+14.0% | Added |
| Wells Fargo & Company | 3,626 | $1.00K | 0.00% | +267+7.9% | Added |
| Commonwealth Equity Services, LLC | 10,690 | $1.00K | 0.00% | +10,690 | New |
| Federation des caisses Desjardins du Quebec | 1,600 | $288 | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 5,539 | $0 | 0.00% | −10,806−66.1% | Reduced |
| Citigroup Inc | 10 | $0 | 0.00% | −4,376−99.8% | Reduced |
| National Bank of Canada | 2,200 | $0 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 1,000 | $0 | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 500 | $0 | 0.00% | +200+66.7% | Added |
| JPMorgan Chase & Co | 69 | $0 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 75 | $0 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Guardian Wealth Management, Inc. | 128 | $0 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,400 | – | – | 00.0% | Unchanged |
| Valiant Capital Management, L.P. | 0 | $0 | 0.00% | −6,888,607−100.0% | Sold out |
| Murchinson Ltd. | 0 | $0 | 0.00% | −5,250,000−100.0% | Sold out |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −1,128,174−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −608,736−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −352,853−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −262,756−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −239,900−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −215,900−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −121,730−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −116,882−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −113,359−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −85,100−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −49,450−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −37,340−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −36,940−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −32,171−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −18,660−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −17,400−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −11,700−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −11,976−100.0% | Sold out |
| O'Dell Group, LLC | 0 | $0 | 0.00% | −1,759−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −342−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −88−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −26−100.0% | Sold out |
| Capital Advisors, Ltd. LLC | 0 | $0 | 0.00% | −252−100.0% | Sold out |
| Frontier Wealth Management LLC | – | – | – | – | Not filed |