Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Humanigen, Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- −6 vs. Q2 2021
- Shares held
- 29.1M
- +3.36M (+13.0%) vs. Q2 2021
- Total value
- $173.0M
- −$274.9M (−61.4%) vs. Q2 2021
- New holders
- 13
- 37 more added
- Sold out
- 19
- 20 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| State Street Corp | 8,801,491 | $52.2M | 0.00% | +5,829,894+196.2% | Added |
| Valiant Capital Management, L.P. | 7,074,220 | $42.0M | 4.47% | 00.0% | Unchanged |
| BlackRock Inc. | 3,094,486 | $18.3M | 0.00% | +56,793+1.9% | Added |
| Vanguard Group Inc | 2,783,312 | $16.5M | 0.00% | +538,648+24.0% | Added |
| Murchinson Ltd. | 1,000,000 | $5.93M | 2.95% | −1,686,666−62.8% | Reduced |
| Voloridge Investment Management, LLC | 526,324 | $3.12M | 0.02% | +526,324 | New |
| Geode Capital Management, LLC | 498,881 | $2.96M | 0.00% | −263,371−34.6% | Reduced |
| D. E. Shaw & Co., Inc. | 469,554 | $2.78M | 0.00% | +171,856+57.7% | Added |
| Rafferty Asset Management, LLC | 452,912 | $2.69M | 0.02% | +329,348+266.5% | Added |
| UBS Group AG | 449,723 | $2.67M | 0.00% | +435,197+2,996.0% | Added |
| Susquehanna International Group, LLP | 438,205 | $2.60M | 0.00% | +35,485+8.8% | Added |
| Northern Trust Corp | 437,916 | $2.60M | 0.00% | +261,999+148.9% | Added |
| Jane Street Group, LLC | 415,161 | $2.46M | 0.01% | +178,628+75.5% | Added |
| Charles Schwab Investment Management Inc | 317,917 | $1.89M | 0.00% | −5,420−1.7% | Reduced |
| Citigroup Inc | 286,223 | $1.70M | 0.00% | +98,273+52.3% | Added |
| Group One Trading, L.P. | 198,074 | $1.18M | 0.03% | +41,181+26.2% | Added |
| Nuveen Asset Management, LLC | 186,825 | $1.11M | 0.00% | +31,342+20.2% | Added |
| Bank of New York Mellon Corp | 140,077 | $830.0K | 0.00% | +5,191+3.8% | Added |
| Morgan Stanley | 90,096 | $533.0K | 0.00% | −38,745−30.1% | Reduced |
| Squarepoint Ops LLC | 74,564 | $442.0K | 0.00% | +74,564 | New |
| University of Notre Dame du Lac | 72,006 | $427.0K | 1.35% | +15,153+26.7% | Added |
| Swiss National Bank | 70,900 | $420.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 20,939 | $357.0K | 0.01% | +800+4.0% | Added |
| State of Wisconsin Investment Board | 58,000 | $344.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 53,817 | $319.0K | 0.00% | +19,067+54.9% | Added |
| HAP Trading, LLC | 51,341 | $304.0K | 0.02% | +51,341 | New |
| Telemetry Investments, L.L.C. | 51,000 | $302.0K | 0.41% | +499+1.0% | Added |
| California State Teachers Retirement System | 50,675 | $301.0K | 0.00% | −11,177−18.1% | Reduced |
| Sculptor Capital LP | 47,500 | $282.0K | 0.00% | +35,500+295.8% | Added |
| Parametric Portfolio Associates LLC | 47,139 | $280.0K | 0.00% | +30,069+176.2% | Added |
| Rhumbline Advisers | 45,803 | $272.0K | 0.00% | +2,143+4.9% | Added |
| AE Wealth Management LLC | 41,600 | $247.0K | 0.00% | +3,200+8.3% | Added |
| Millennium Management LLC | 39,177 | $232.0K | 0.00% | −28,350−42.0% | Reduced |
| LPL Financial LLC | 37,217 | $221.0K | 0.00% | +37,217 | New |
| Victory Capital Management Inc | 34,048 | $202.0K | 0.00% | +18,657+121.2% | Added |
| Deutsche Bank AG | 30,226 | $179.0K | 0.00% | −503−1.6% | Reduced |
| Tower Research Capital LLC (TRC) | 28,412 | $168.0K | 0.00% | +25,800+987.7% | Added |
| Bank of America Corp | 25,601 | $152.0K | 0.00% | −6,528−20.3% | Reduced |
| UBS Asset Management Americas Inc | 25,364 | $150.4K | 0.00% | +4,017+18.8% | Added |
| E Fund Management Co., Ltd. | 25,054 | $149.0K | 0.01% | +25,054 | New |
| Alliancebernstein L.P. | 25,000 | $148.0K | 0.00% | −7,400−22.8% | Reduced |
| American International Group, Inc. | 24,862 | $147.0K | 0.00% | −270−1.1% | Reduced |
| Wells Fargo & Company | 24,611 | $147.0K | 0.00% | +20,936+569.7% | Added |
| Walleye Trading LLC | 24,607 | $146.0K | 0.00% | +24,607 | New |
| Manufacturers Life Insurance Company, The | 23,676 | $140.0K | 0.00% | −1,062−4.3% | Reduced |
| New York State Common Retirement Fund | 22,848 | $135.0K | 0.00% | −15,552−40.5% | Reduced |
| State Board of Administration of Florida Retirement System | 22,810 | $135.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 21,664 | $128.0K | 0.04% | +21,664 | New |
| Walleye Capital LLC | 21,263 | $126.0K | 0.00% | −38,737−64.6% | Reduced |
| Invesco Ltd. | 18,977 | $113.0K | 0.00% | +4,024+26.9% | Added |
| Credit Suisse AG | 19,050 | $112.0K | 0.00% | +2,240+13.3% | Added |
| Legal & General Group Plc | 18,724 | $111.0K | 0.00% | +6,357+51.4% | Added |
| SG Americas Securities, LLC | 18,292 | $108.0K | 0.00% | +18,292 | New |
| MetLife Investment Management | 18,193 | $107.9K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 17,712 | $105.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 16,948 | $100.0K | 0.00% | −15,365−47.6% | Reduced |
| Occudo Quantitative Strategies LP | 16,919 | $100.0K | 0.01% | +16,919 | New |
| Metropolitan Life Insurance Co | 15,256 | $90.5K | 0.00% | +1,327+9.5% | Added |
| Wolverine Trading, LLC | 13,970 | $85.0K | 0.00% | −6,721−32.5% | Reduced |
| National Asset Management, Inc. | 14,185 | $85.0K | 0.00% | −5,225−26.9% | Reduced |
| Advisor Group Holdings, Inc. | 13,900 | $83.0K | 0.00% | +6,225+81.1% | Added |
| Point72 Hong Kong Ltd | 11,059 | $66.0K | 0.01% | +10,995+17,179.7% | Added |
| Bayesian Capital Management, LP | 11,055 | $66.0K | 0.02% | +11,055 | New |
| Royal Bank of Canada | 10,679 | $64.0K | 0.00% | +729+7.3% | Added |
| Principal Financial Group Inc | 10,624 | $63.0K | 0.00% | −1,723−14.0% | Reduced |
| Price T Rowe Associates Inc | 10,621 | $63.0K | 0.00% | −100−0.9% | Reduced |
| Leonteq Securities AG | 10,500 | $62.3K | 0.00% | +10,000+2,000.0% | Added |
| Virtus ETF Advisers LLC | 10,355 | $61.0K | 0.03% | −546−5.0% | Reduced |
| Ameriprise Financial Inc | 10,320 | $61.0K | 0.00% | +20+0.2% | Added |
| Raymond James & Associates | 10,160 | $60.0K | 0.00% | +10,160 | New |
| CIBC Private Wealth Group, LLC | 10,000 | $59.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,146 | $31.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 5,205 | $30.0K | 0.00% | +694+15.4% | Added |
| Ameritas Investment Partners, Inc. | 3,517 | $21.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,021 | $12.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,600 | $9.49K | 0.00% | 00.0% | Unchanged |
| Bank Julius Baer & Co. Ltd, Zurich | 1,500 | $9.00K | 0.00% | +4+0.3% | Added |
| Gradient Investments LLC | 700 | $4.00K | 0.00% | +600+600.0% | Added |
| Sandy Spring Bank | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 88 | $1.00K | 0.00% | −24,612−99.6% | Reduced |
| Jacobi Capital Management LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 75 | $0 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 12 | $0 | 0.00% | +12 | New |
| Carmichael Hill & Associates, Inc. | 30 | $0 | 0.00% | +30 | New |
| Think Investments LP | 0 | $0 | 0.00% | −1,876,000−100.0% | Sold out |
| Cormorant Asset Management, LP | 0 | $0 | 0.00% | −600,000−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −407,563−100.0% | Sold out |
| Marshall Wace North America L.P. | 0 | $0 | 0.00% | −223,746−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −114,064−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −61,350−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −55,680−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −41,548−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −36,704−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −34,495−100.0% | Sold out |
| Blair William & Co | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −19,600−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −15,472−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −11,900−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −11,636−100.0% | Sold out |