Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Humanigen, Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- −6 vs. Q2 2021
- Shares held
- 29.1M
- +3.36M (+13.0%) vs. Q2 2021
- Total value
- $173.0M
- −$274.9M (−61.4%) vs. Q2 2021
- New holders
- 13
- 37 more added
- Sold out
- 19
- 20 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 75 | $0 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 12 | $0 | 0.00% | +12 | New |
| Carmichael Hill & Associates, Inc. | 30 | $0 | 0.00% | +30 | New |
| Cubist Systematic Strategies, LLC | 88 | $1.00K | 0.00% | −24,612−99.6% | Reduced |
| Jacobi Capital Management LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 700 | $4.00K | 0.00% | +600+600.0% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 1,500 | $9.00K | 0.00% | +4+0.3% | Added |
| Federation des caisses Desjardins du Quebec | 1,600 | $9.49K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,021 | $12.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 3,517 | $21.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 5,205 | $30.0K | 0.00% | +694+15.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,146 | $31.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 10,000 | $59.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 10,160 | $60.0K | 0.00% | +10,160 | New |
| Virtus ETF Advisers LLC | 10,355 | $61.0K | 0.03% | −546−5.0% | Reduced |
| Ameriprise Financial Inc | 10,320 | $61.0K | 0.00% | +20+0.2% | Added |
| Leonteq Securities AG | 10,500 | $62.3K | 0.00% | +10,000+2,000.0% | Added |
| Principal Financial Group Inc | 10,624 | $63.0K | 0.00% | −1,723−14.0% | Reduced |
| Price T Rowe Associates Inc | 10,621 | $63.0K | 0.00% | −100−0.9% | Reduced |
| Royal Bank of Canada | 10,679 | $64.0K | 0.00% | +729+7.3% | Added |
| Point72 Hong Kong Ltd | 11,059 | $66.0K | 0.01% | +10,995+17,179.7% | Added |
| Bayesian Capital Management, LP | 11,055 | $66.0K | 0.02% | +11,055 | New |
| Advisor Group Holdings, Inc. | 13,900 | $83.0K | 0.00% | +6,225+81.1% | Added |
| Wolverine Trading, LLC | 13,970 | $85.0K | 0.00% | −6,721−32.5% | Reduced |
| National Asset Management, Inc. | 14,185 | $85.0K | 0.00% | −5,225−26.9% | Reduced |
| Metropolitan Life Insurance Co | 15,256 | $90.5K | 0.00% | +1,327+9.5% | Added |
| JPMorgan Chase & Co | 16,948 | $100.0K | 0.00% | −15,365−47.6% | Reduced |
| Occudo Quantitative Strategies LP | 16,919 | $100.0K | 0.01% | +16,919 | New |
| Voya Investment Management LLC | 17,712 | $105.0K | 0.00% | 00.0% | Unchanged |
| MetLife Investment Management | 18,193 | $107.9K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 18,292 | $108.0K | 0.00% | +18,292 | New |
| Legal & General Group Plc | 18,724 | $111.0K | 0.00% | +6,357+51.4% | Added |
| Credit Suisse AG | 19,050 | $112.0K | 0.00% | +2,240+13.3% | Added |
| Invesco Ltd. | 18,977 | $113.0K | 0.00% | +4,024+26.9% | Added |
| Walleye Capital LLC | 21,263 | $126.0K | 0.00% | −38,737−64.6% | Reduced |
| XTX Topco Ltd | 21,664 | $128.0K | 0.04% | +21,664 | New |
| New York State Common Retirement Fund | 22,848 | $135.0K | 0.00% | −15,552−40.5% | Reduced |
| State Board of Administration of Florida Retirement System | 22,810 | $135.0K | 0.00% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 23,676 | $140.0K | 0.00% | −1,062−4.3% | Reduced |
| Walleye Trading LLC | 24,607 | $146.0K | 0.00% | +24,607 | New |
| American International Group, Inc. | 24,862 | $147.0K | 0.00% | −270−1.1% | Reduced |
| Wells Fargo & Company | 24,611 | $147.0K | 0.00% | +20,936+569.7% | Added |
| Alliancebernstein L.P. | 25,000 | $148.0K | 0.00% | −7,400−22.8% | Reduced |
| E Fund Management Co., Ltd. | 25,054 | $149.0K | 0.01% | +25,054 | New |
| UBS Asset Management Americas Inc | 25,364 | $150.4K | 0.00% | +4,017+18.8% | Added |
| Bank of America Corp | 25,601 | $152.0K | 0.00% | −6,528−20.3% | Reduced |
| Tower Research Capital LLC (TRC) | 28,412 | $168.0K | 0.00% | +25,800+987.7% | Added |
| Deutsche Bank AG | 30,226 | $179.0K | 0.00% | −503−1.6% | Reduced |
| Victory Capital Management Inc | 34,048 | $202.0K | 0.00% | +18,657+121.2% | Added |
| LPL Financial LLC | 37,217 | $221.0K | 0.00% | +37,217 | New |
| Millennium Management LLC | 39,177 | $232.0K | 0.00% | −28,350−42.0% | Reduced |
| AE Wealth Management LLC | 41,600 | $247.0K | 0.00% | +3,200+8.3% | Added |
| Rhumbline Advisers | 45,803 | $272.0K | 0.00% | +2,143+4.9% | Added |
| Parametric Portfolio Associates LLC | 47,139 | $280.0K | 0.00% | +30,069+176.2% | Added |
| Sculptor Capital LP | 47,500 | $282.0K | 0.00% | +35,500+295.8% | Added |
| California State Teachers Retirement System | 50,675 | $301.0K | 0.00% | −11,177−18.1% | Reduced |
| Telemetry Investments, L.L.C. | 51,000 | $302.0K | 0.41% | +499+1.0% | Added |
| HAP Trading, LLC | 51,341 | $304.0K | 0.02% | +51,341 | New |
| Goldman Sachs Group Inc | 53,817 | $319.0K | 0.00% | +19,067+54.9% | Added |
| State of Wisconsin Investment Board | 58,000 | $344.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 20,939 | $357.0K | 0.01% | +800+4.0% | Added |
| Swiss National Bank | 70,900 | $420.0K | 0.00% | 00.0% | Unchanged |
| University of Notre Dame du Lac | 72,006 | $427.0K | 1.35% | +15,153+26.7% | Added |
| Squarepoint Ops LLC | 74,564 | $442.0K | 0.00% | +74,564 | New |
| Morgan Stanley | 90,096 | $533.0K | 0.00% | −38,745−30.1% | Reduced |
| Bank of New York Mellon Corp | 140,077 | $830.0K | 0.00% | +5,191+3.8% | Added |
| Nuveen Asset Management, LLC | 186,825 | $1.11M | 0.00% | +31,342+20.2% | Added |
| Group One Trading, L.P. | 198,074 | $1.18M | 0.03% | +41,181+26.2% | Added |
| Citigroup Inc | 286,223 | $1.70M | 0.00% | +98,273+52.3% | Added |
| Charles Schwab Investment Management Inc | 317,917 | $1.89M | 0.00% | −5,420−1.7% | Reduced |
| Jane Street Group, LLC | 415,161 | $2.46M | 0.01% | +178,628+75.5% | Added |
| Northern Trust Corp | 437,916 | $2.60M | 0.00% | +261,999+148.9% | Added |
| Susquehanna International Group, LLP | 438,205 | $2.60M | 0.00% | +35,485+8.8% | Added |
| UBS Group AG | 449,723 | $2.67M | 0.00% | +435,197+2,996.0% | Added |
| Rafferty Asset Management, LLC | 452,912 | $2.69M | 0.02% | +329,348+266.5% | Added |
| D. E. Shaw & Co., Inc. | 469,554 | $2.78M | 0.00% | +171,856+57.7% | Added |
| Geode Capital Management, LLC | 498,881 | $2.96M | 0.00% | −263,371−34.6% | Reduced |
| Voloridge Investment Management, LLC | 526,324 | $3.12M | 0.02% | +526,324 | New |
| Murchinson Ltd. | 1,000,000 | $5.93M | 2.95% | −1,686,666−62.8% | Reduced |
| Vanguard Group Inc | 2,783,312 | $16.5M | 0.00% | +538,648+24.0% | Added |
| BlackRock Inc. | 3,094,486 | $18.3M | 0.00% | +56,793+1.9% | Added |
| Valiant Capital Management, L.P. | 7,074,220 | $42.0M | 4.47% | 00.0% | Unchanged |
| State Street Corp | 8,801,491 | $52.2M | 0.00% | +5,829,894+196.2% | Added |
| Think Investments LP | 0 | $0 | 0.00% | −1,876,000−100.0% | Sold out |
| Cormorant Asset Management, LP | 0 | $0 | 0.00% | −600,000−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −407,563−100.0% | Sold out |
| Marshall Wace North America L.P. | 0 | $0 | 0.00% | −223,746−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −114,064−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −61,350−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −55,680−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −41,548−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −36,704−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −34,495−100.0% | Sold out |
| Blair William & Co | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −19,600−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −15,472−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −11,900−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −11,636−100.0% | Sold out |