Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Humanigen, Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +4 vs. Q3 2021
- Shares held
- 29.2M
- +102.6K (+0.4%) vs. Q3 2021
- Total value
- $108.8M
- −$64.2M (−37.1%) vs. Q3 2021
- New holders
- 21
- 37 more added
- Sold out
- 17
- 22 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Valiant Capital Management, L.P. | 6,888,607 | $25.6M | 3.61% | −185,613−2.6% | Reduced |
| Murchinson Ltd. | 4,500,000 | $16.8M | 1.59% | +3,500,000+350.0% | Added |
| BlackRock Inc. | 3,343,800 | $12.4M | 0.00% | +249,314+8.1% | Added |
| Vanguard Group Inc | 2,493,921 | $9.28M | 0.00% | −289,391−10.4% | Reduced |
| Marshall Wace, LLP | 1,073,402 | $3.99M | 0.01% | +1,073,402 | New |
| State Street Corp | 946,577 | $3.52M | 0.00% | −7,854,914−89.2% | Reduced |
| Susquehanna International Group, LLP | 939,583 | $3.50M | 0.01% | +501,378+114.4% | Added |
| Geode Capital Management, LLC | 916,157 | $3.41M | 0.00% | +417,276+83.6% | Added |
| Millennium Management LLC | 886,286 | $3.30M | 0.00% | +847,109+2,162.3% | Added |
| Voloridge Investment Management, LLC | 650,518 | $2.42M | 0.01% | +124,194+23.6% | Added |
| Nuveen Asset Management, LLC | 602,087 | $2.24M | 0.00% | +415,262+222.3% | Added |
| Northern Trust Corp | 457,593 | $1.70M | 0.00% | +19,677+4.5% | Added |
| D. E. Shaw & Co., Inc. | 453,083 | $1.69M | 0.00% | −16,471−3.5% | Reduced |
| Citadel Advisors LLC | 444,096 | $1.65M | 0.00% | +444,096 | New |
| HRT Financial LP | 428,124 | $1.59M | 0.01% | +428,124 | New |
| Morgan Stanley | 395,808 | $1.47M | 0.00% | +305,712+339.3% | Added |
| Charles Schwab Investment Management Inc | 342,910 | $1.28M | 0.00% | +24,993+7.9% | Added |
| Qube Research & Technologies Ltd | 246,403 | $917.0K | 0.01% | +246,403 | New |
| Goldman Sachs Group Inc | 221,993 | $826.0K | 0.00% | +168,176+312.5% | Added |
| Jane Street Group, LLC | 220,695 | $821.0K | 0.00% | −194,466−46.8% | Reduced |
| Group One Trading, L.P. | 189,794 | $706.0K | 0.01% | −8,280−4.2% | Reduced |
| Squarepoint Ops LLC | 167,231 | $622.0K | 0.00% | +92,667+124.3% | Added |
| ExodusPoint Capital Management, LP | 162,879 | $606.0K | 0.01% | +162,879 | New |
| Endurant Capital Management LP | 154,613 | $575.0K | 0.16% | +154,613 | New |
| Walleye Capital LLC | 153,968 | $573.0K | 0.02% | +132,705+624.1% | Added |
| Two Sigma Investments, LP | 146,821 | $546.0K | 0.00% | +146,821 | New |
| Bank of New York Mellon Corp | 144,190 | $536.0K | 0.00% | +4,113+2.9% | Added |
| Gsa Capital Partners LLP | 125,180 | $466.0K | 0.06% | +125,180 | New |
| Occudo Quantitative Strategies LP | 122,898 | $457.0K | 0.04% | +105,979+626.4% | Added |
| Swiss National Bank | 104,600 | $389.0K | 0.00% | +33,700+47.5% | Added |
| Telemetry Investments, L.L.C. | 98,500 | $366.0K | 0.48% | +47,500+93.1% | Added |
| Cubist Systematic Strategies, LLC | 91,987 | $342.0K | 0.00% | +91,899+104,430.7% | Added |
| Bank of America Corp | 90,661 | $337.0K | 0.00% | +65,060+254.1% | Added |
| Simplex Trading, LLC | 73,962 | $275.0K | 0.01% | +53,023+253.2% | Added |
| California State Teachers Retirement System | 67,159 | $250.0K | 0.00% | +16,484+32.5% | Added |
| Rhumbline Advisers | 45,007 | $167.0K | 0.00% | −796−1.7% | Reduced |
| Susquehanna Fundamental Investments, LLC | 43,575 | $162.0K | 0.00% | +43,575 | New |
| Wolverine Trading, LLC | 39,332 | $154.0K | 0.00% | +25,362+181.5% | Added |
| AE Wealth Management LLC | 39,975 | $149.0K | 0.00% | −1,625−3.9% | Reduced |
| Sculptor Capital LP | 38,800 | $144.0K | 0.00% | −8,700−18.3% | Reduced |
| Virtus ETF Advisers LLC | 38,740 | $144.0K | 0.05% | +28,385+274.1% | Added |
| Deutsche Bank AG | 36,027 | $134.0K | 0.00% | +5,801+19.2% | Added |
| Wells Fargo & Company | 31,015 | $115.0K | 0.00% | +6,404+26.0% | Added |
| UBS Asset Management Americas Inc | 30,846 | $114.7K | 0.00% | +5,482+21.6% | Added |
| American International Group, Inc. | 25,932 | $96.0K | 0.00% | +1,070+4.3% | Added |
| Alliancebernstein L.P. | 25,000 | $93.0K | 0.00% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 25,106 | $93.0K | 0.00% | +1,430+6.0% | Added |
| State Board of Administration of Florida Retirement System | 23,035 | $86.0K | 0.00% | +225+1.0% | Added |
| New York State Common Retirement Fund | 22,762 | $85.0K | 0.00% | −86−0.4% | Reduced |
| Credit Suisse AG | 22,385 | $84.0K | 0.00% | +3,335+17.5% | Added |
| Virtu Financial LLC | 21,875 | $81.0K | 0.01% | +21,875 | New |
| Legal & General Group Plc | 21,591 | $80.0K | 0.00% | +2,867+15.3% | Added |
| Invesco Ltd. | 19,178 | $71.0K | 0.00% | +201+1.1% | Added |
| Victory Capital Management Inc | 18,131 | $67.0K | 0.00% | −15,917−46.7% | Reduced |
| Engineers Gate Manager LP | 17,969 | $67.0K | 0.00% | +17,969 | New |
| Ensign Peak Advisors, Inc | 17,690 | $66.0K | 0.00% | +17,690 | New |
| Walleye Trading LLC | 17,400 | $65.0K | 0.00% | −7,207−29.3% | Reduced |
| JPMorgan Chase & Co | 17,043 | $63.0K | 0.00% | +95+0.6% | Added |
| Royal Bank of Canada | 17,069 | $62.0K | 0.00% | +6,390+59.8% | Added |
| Voya Investment Management LLC | 16,523 | $61.0K | 0.00% | −1,189−6.7% | Reduced |
| Cutler Group LP | 16,331 | $60.0K | 0.00% | +11,126+213.8% | Added |
| Advisor Group Holdings, Inc. | 14,540 | $54.0K | 0.00% | +640+4.6% | Added |
| UBS Group AG | 14,406 | $53.0K | 0.00% | −435,317−96.8% | Reduced |
| Jump Financial, LLC | 14,078 | $53.0K | 0.00% | +14,078 | New |
| Commonwealth Equity Services, LLC | 14,090 | $52.0K | 0.00% | +14,090 | New |
| Citigroup Inc | 13,657 | $51.0K | 0.00% | −272,566−95.2% | Reduced |
| SG Americas Securities, LLC | 13,755 | $51.0K | 0.00% | −4,537−24.8% | Reduced |
| Arizona State Retirement System | 12,791 | $48.0K | 0.00% | +12,791 | New |
| Tower Research Capital LLC (TRC) | 12,212 | $46.0K | 0.00% | −16,200−57.0% | Reduced |
| Tudor Investment Corp Et Al | 11,679 | $43.0K | 0.00% | +11,679 | New |
| ProShare Advisors LLC | 10,662 | $40.0K | 0.00% | +10,662 | New |
| Pinnacle Associates Ltd | 10,500 | $39.0K | 0.00% | +10,500 | New |
| Bayesian Capital Management, LP | 10,200 | $38.0K | 0.01% | −855−7.7% | Reduced |
| Price T Rowe Associates Inc | 10,069 | $37.0K | 0.00% | −552−5.2% | Reduced |
| CIBC Private Wealth Group, LLC | 10,000 | $37.0K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 7,560 | $28.0K | 0.00% | −3,499−31.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,146 | $19.0K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 5,000 | $18.6K | 0.00% | −5,500−52.4% | Reduced |
| Ameritas Investment Partners, Inc. | 3,517 | $13.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,500 | $6.00K | 0.00% | −521−25.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 1,600 | $5.95K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 1,000 | $4.00K | 0.00% | +300+42.9% | Added |
| Sandy Spring Bank | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 300 | $1.00K | 0.00% | +300 | New |
| O'Dell Group, LLC | 397 | $1.00K | 0.00% | +397 | New |
| Valley National Advisers Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 75 | $0 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Guardian Wealth Management, Inc. | 128 | $0 | 0.00% | +128 | New |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −452,912−100.0% | Sold out |
| University of Notre Dame du Lac | 0 | $0 | 0.00% | −72,006−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −58,000−100.0% | Sold out |
| HAP Trading, LLC | 0 | $0 | 0.00% | −51,341−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −47,139−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −37,217−100.0% | Sold out |
| E Fund Management Co., Ltd. | 0 | $0 | 0.00% | −25,054−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −21,664−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −18,193−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −15,256−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −14,185−100.0% | Sold out |