Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Humanigen, Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +4 vs. Q3 2021
- Shares held
- 29.2M
- +102.6K (+0.4%) vs. Q3 2021
- Total value
- $108.8M
- −$64.2M (−37.1%) vs. Q3 2021
- New holders
- 21
- 37 more added
- Sold out
- 17
- 22 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Valley National Advisers Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 75 | $0 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Guardian Wealth Management, Inc. | 128 | $0 | 0.00% | +128 | New |
| Sandy Spring Bank | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 300 | $1.00K | 0.00% | +300 | New |
| O'Dell Group, LLC | 397 | $1.00K | 0.00% | +397 | New |
| Gradient Investments LLC | 1,000 | $4.00K | 0.00% | +300+42.9% | Added |
| Federation des caisses Desjardins du Quebec | 1,600 | $5.95K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,500 | $6.00K | 0.00% | −521−25.8% | Reduced |
| Ameritas Investment Partners, Inc. | 3,517 | $13.0K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 5,000 | $18.6K | 0.00% | −5,500−52.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,146 | $19.0K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 7,560 | $28.0K | 0.00% | −3,499−31.6% | Reduced |
| Price T Rowe Associates Inc | 10,069 | $37.0K | 0.00% | −552−5.2% | Reduced |
| CIBC Private Wealth Group, LLC | 10,000 | $37.0K | 0.00% | 00.0% | Unchanged |
| Bayesian Capital Management, LP | 10,200 | $38.0K | 0.01% | −855−7.7% | Reduced |
| Pinnacle Associates Ltd | 10,500 | $39.0K | 0.00% | +10,500 | New |
| ProShare Advisors LLC | 10,662 | $40.0K | 0.00% | +10,662 | New |
| Tudor Investment Corp Et Al | 11,679 | $43.0K | 0.00% | +11,679 | New |
| Tower Research Capital LLC (TRC) | 12,212 | $46.0K | 0.00% | −16,200−57.0% | Reduced |
| Arizona State Retirement System | 12,791 | $48.0K | 0.00% | +12,791 | New |
| Citigroup Inc | 13,657 | $51.0K | 0.00% | −272,566−95.2% | Reduced |
| SG Americas Securities, LLC | 13,755 | $51.0K | 0.00% | −4,537−24.8% | Reduced |
| Commonwealth Equity Services, LLC | 14,090 | $52.0K | 0.00% | +14,090 | New |
| UBS Group AG | 14,406 | $53.0K | 0.00% | −435,317−96.8% | Reduced |
| Jump Financial, LLC | 14,078 | $53.0K | 0.00% | +14,078 | New |
| Advisor Group Holdings, Inc. | 14,540 | $54.0K | 0.00% | +640+4.6% | Added |
| Cutler Group LP | 16,331 | $60.0K | 0.00% | +11,126+213.8% | Added |
| Voya Investment Management LLC | 16,523 | $61.0K | 0.00% | −1,189−6.7% | Reduced |
| Royal Bank of Canada | 17,069 | $62.0K | 0.00% | +6,390+59.8% | Added |
| JPMorgan Chase & Co | 17,043 | $63.0K | 0.00% | +95+0.6% | Added |
| Walleye Trading LLC | 17,400 | $65.0K | 0.00% | −7,207−29.3% | Reduced |
| Ensign Peak Advisors, Inc | 17,690 | $66.0K | 0.00% | +17,690 | New |
| Victory Capital Management Inc | 18,131 | $67.0K | 0.00% | −15,917−46.7% | Reduced |
| Engineers Gate Manager LP | 17,969 | $67.0K | 0.00% | +17,969 | New |
| Invesco Ltd. | 19,178 | $71.0K | 0.00% | +201+1.1% | Added |
| Legal & General Group Plc | 21,591 | $80.0K | 0.00% | +2,867+15.3% | Added |
| Virtu Financial LLC | 21,875 | $81.0K | 0.01% | +21,875 | New |
| Credit Suisse AG | 22,385 | $84.0K | 0.00% | +3,335+17.5% | Added |
| New York State Common Retirement Fund | 22,762 | $85.0K | 0.00% | −86−0.4% | Reduced |
| State Board of Administration of Florida Retirement System | 23,035 | $86.0K | 0.00% | +225+1.0% | Added |
| Alliancebernstein L.P. | 25,000 | $93.0K | 0.00% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 25,106 | $93.0K | 0.00% | +1,430+6.0% | Added |
| American International Group, Inc. | 25,932 | $96.0K | 0.00% | +1,070+4.3% | Added |
| UBS Asset Management Americas Inc | 30,846 | $114.7K | 0.00% | +5,482+21.6% | Added |
| Wells Fargo & Company | 31,015 | $115.0K | 0.00% | +6,404+26.0% | Added |
| Deutsche Bank AG | 36,027 | $134.0K | 0.00% | +5,801+19.2% | Added |
| Sculptor Capital LP | 38,800 | $144.0K | 0.00% | −8,700−18.3% | Reduced |
| Virtus ETF Advisers LLC | 38,740 | $144.0K | 0.05% | +28,385+274.1% | Added |
| AE Wealth Management LLC | 39,975 | $149.0K | 0.00% | −1,625−3.9% | Reduced |
| Wolverine Trading, LLC | 39,332 | $154.0K | 0.00% | +25,362+181.5% | Added |
| Susquehanna Fundamental Investments, LLC | 43,575 | $162.0K | 0.00% | +43,575 | New |
| Rhumbline Advisers | 45,007 | $167.0K | 0.00% | −796−1.7% | Reduced |
| California State Teachers Retirement System | 67,159 | $250.0K | 0.00% | +16,484+32.5% | Added |
| Simplex Trading, LLC | 73,962 | $275.0K | 0.01% | +53,023+253.2% | Added |
| Bank of America Corp | 90,661 | $337.0K | 0.00% | +65,060+254.1% | Added |
| Cubist Systematic Strategies, LLC | 91,987 | $342.0K | 0.00% | +91,899+104,430.7% | Added |
| Telemetry Investments, L.L.C. | 98,500 | $366.0K | 0.48% | +47,500+93.1% | Added |
| Swiss National Bank | 104,600 | $389.0K | 0.00% | +33,700+47.5% | Added |
| Occudo Quantitative Strategies LP | 122,898 | $457.0K | 0.04% | +105,979+626.4% | Added |
| Gsa Capital Partners LLP | 125,180 | $466.0K | 0.06% | +125,180 | New |
| Bank of New York Mellon Corp | 144,190 | $536.0K | 0.00% | +4,113+2.9% | Added |
| Two Sigma Investments, LP | 146,821 | $546.0K | 0.00% | +146,821 | New |
| Walleye Capital LLC | 153,968 | $573.0K | 0.02% | +132,705+624.1% | Added |
| Endurant Capital Management LP | 154,613 | $575.0K | 0.16% | +154,613 | New |
| ExodusPoint Capital Management, LP | 162,879 | $606.0K | 0.01% | +162,879 | New |
| Squarepoint Ops LLC | 167,231 | $622.0K | 0.00% | +92,667+124.3% | Added |
| Group One Trading, L.P. | 189,794 | $706.0K | 0.01% | −8,280−4.2% | Reduced |
| Jane Street Group, LLC | 220,695 | $821.0K | 0.00% | −194,466−46.8% | Reduced |
| Goldman Sachs Group Inc | 221,993 | $826.0K | 0.00% | +168,176+312.5% | Added |
| Qube Research & Technologies Ltd | 246,403 | $917.0K | 0.01% | +246,403 | New |
| Charles Schwab Investment Management Inc | 342,910 | $1.28M | 0.00% | +24,993+7.9% | Added |
| Morgan Stanley | 395,808 | $1.47M | 0.00% | +305,712+339.3% | Added |
| HRT Financial LP | 428,124 | $1.59M | 0.01% | +428,124 | New |
| Citadel Advisors LLC | 444,096 | $1.65M | 0.00% | +444,096 | New |
| D. E. Shaw & Co., Inc. | 453,083 | $1.69M | 0.00% | −16,471−3.5% | Reduced |
| Northern Trust Corp | 457,593 | $1.70M | 0.00% | +19,677+4.5% | Added |
| Nuveen Asset Management, LLC | 602,087 | $2.24M | 0.00% | +415,262+222.3% | Added |
| Voloridge Investment Management, LLC | 650,518 | $2.42M | 0.01% | +124,194+23.6% | Added |
| Millennium Management LLC | 886,286 | $3.30M | 0.00% | +847,109+2,162.3% | Added |
| Geode Capital Management, LLC | 916,157 | $3.41M | 0.00% | +417,276+83.6% | Added |
| Susquehanna International Group, LLP | 939,583 | $3.50M | 0.01% | +501,378+114.4% | Added |
| State Street Corp | 946,577 | $3.52M | 0.00% | −7,854,914−89.2% | Reduced |
| Marshall Wace, LLP | 1,073,402 | $3.99M | 0.01% | +1,073,402 | New |
| Vanguard Group Inc | 2,493,921 | $9.28M | 0.00% | −289,391−10.4% | Reduced |
| BlackRock Inc. | 3,343,800 | $12.4M | 0.00% | +249,314+8.1% | Added |
| Murchinson Ltd. | 4,500,000 | $16.8M | 1.59% | +3,500,000+350.0% | Added |
| Valiant Capital Management, L.P. | 6,888,607 | $25.6M | 3.61% | −185,613−2.6% | Reduced |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −452,912−100.0% | Sold out |
| University of Notre Dame du Lac | 0 | $0 | 0.00% | −72,006−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −58,000−100.0% | Sold out |
| HAP Trading, LLC | 0 | $0 | 0.00% | −51,341−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −47,139−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −37,217−100.0% | Sold out |
| E Fund Management Co., Ltd. | 0 | $0 | 0.00% | −25,054−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −21,664−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −18,193−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −15,256−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −14,185−100.0% | Sold out |