Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Humanigen, Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- −4 vs. Q3 2022
- Shares held
- 7.12M
- −147.5K (−2.0%) vs. Q3 2022
- Total value
- $851.4K
- −$453.9K (−34.8%) vs. Q3 2022
- New holders
- 6
- 13 more added
- Sold out
- 10
- 17 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Renaissance Technologies LLC | 1,491,771 | $179.0K | 0.00% | +626,071+72.3% | Added |
| BlackRock Inc. | 946,178 | $113.5K | 0.00% | +740+0.1% | Added |
| Bank of New York Mellon Corp | 884,433 | $106.1K | 0.00% | +263,700+42.5% | Added |
| Vanguard Group Inc | 700,800 | $84.1K | 0.00% | −61,323−8.0% | Reduced |
| Geode Capital Management, LLC | 482,363 | $57.0K | 0.00% | −34,438−6.7% | Reduced |
| Telemetry Investments, L.L.C. | 470,000 | $56.0K | 0.13% | −30,000−6.0% | Reduced |
| Virtu Financial LLC | 301,792 | $36.0K | 0.00% | +209,195+225.9% | Added |
| UBS Group AG | 206,151 | $24.7K | 0.00% | +153,695+293.0% | Added |
| Acadian Asset Management LLC | 191,726 | $23.0K | 0.00% | +191,726 | New |
| State Street Corp | 188,676 | $22.6K | 0.00% | −26,800−12.4% | Reduced |
| Millennium Management LLC | 123,330 | $15.0K | 0.00% | −326,344−72.6% | Reduced |
| Advisors Management Group Inc | 125,000 | $15.0K | 0.01% | +25,000+25.0% | Added |
| Citadel Advisors LLC | 110,560 | $13.3K | 0.00% | −20.0% | Reduced |
| Morgan Stanley | 102,334 | $12.3K | 0.00% | +33,167+48.0% | Added |
| Leonteq Securities AG | 100,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 99,570 | $11.9K | 0.00% | +79,369+392.9% | Added |
| Northern Trust Corp | 83,539 | $10.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 74,116 | $8.89K | 0.00% | +35,086+89.9% | Added |
| Simplex Trading, LLC | 72,448 | $8.00K | 0.00% | −1,547−2.1% | Reduced |
| Triumph Capital Management | 57,000 | $6.84K | 0.00% | +40,000+235.3% | Added |
| AE Wealth Management LLC | 39,450 | $4.73K | 0.00% | −1,000−2.5% | Reduced |
| Onyx Bridge Wealth Group LLC | 24,937 | $4.19K | 0.00% | +4,437+21.6% | Added |
| Valeo Financial Advisors, LLC | 30,000 | $3.60K | 0.00% | +30,000 | New |
| Group One Trading, L.P. | 27,767 | $3.33K | 0.00% | −29,600−51.6% | Reduced |
| Wealth Alliance Advisory Group, LLC | 22,500 | $2.70K | 0.00% | −7,500−25.0% | Reduced |
| Bank of America Corp | 22,053 | $2.65K | 0.00% | +8,216+59.4% | Added |
| Jane Street Group, LLC | 19,768 | $2.37K | 0.00% | −35,301−64.1% | Reduced |
| JustInvest LLC | 17,703 | $2.12K | 0.00% | +17,703 | New |
| Tower Research Capital LLC (TRC) | 19,277 | $2.00K | 0.00% | −2,459−11.3% | Reduced |
| LPL Financial LLC | 15,740 | $1.89K | 0.00% | +15,740 | New |
| Susquehanna International Group, LLP | 15,281 | $1.83K | 0.00% | −19,144−55.6% | Reduced |
| StoneX Group Inc. | 14,134 | $1.70K | 0.00% | +14,134 | New |
| Advisor Group Holdings, Inc. | 11,950 | $1.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 6,879 | $1.00K | 0.00% | −961−12.3% | Reduced |
| Wells Fargo & Company | 3,642 | $437 | 0.00% | +16+0.4% | Added |
| National Bank of Canada | 2,200 | $260 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 1,000 | $120 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 520 | $62 | 0.00% | −1,080−67.5% | Reduced |
| Guardian Wealth Management, Inc. | 128 | $15 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 75 | $9 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 30 | $4 | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 10,000 | $1 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 10 | $1 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 69 | $0 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 5,239 | $0 | 0.00% | −300−5.4% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| IFP Advisors, Inc | 700 | – | – | −700−50.0% | Reduced |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −1,026,643−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −87,586−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −61,000−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −43,575−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −38,691−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −17,406−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −18,400−100.0% | Sold out |
| Pinnacle Associates Ltd | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −10,690−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Corient Capital Partners, LLC | – | – | – | – | Not filed |