Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Humanigen, Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- −4 vs. Q3 2022
- Shares held
- 7.12M
- −147.5K (−2.0%) vs. Q3 2022
- Total value
- $851.4K
- −$453.9K (−34.8%) vs. Q3 2022
- New holders
- 6
- 13 more added
- Sold out
- 10
- 17 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 69 | $0 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 5,239 | $0 | 0.00% | −300−5.4% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| CIBC Private Wealth Group, LLC | 10,000 | $1 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 10 | $1 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 30 | $4 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 75 | $9 | 0.00% | 00.0% | Unchanged |
| Guardian Wealth Management, Inc. | 128 | $15 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 520 | $62 | 0.00% | −1,080−67.5% | Reduced |
| Gradient Investments LLC | 1,000 | $120 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 2,200 | $260 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,642 | $437 | 0.00% | +16+0.4% | Added |
| Advisor Group Holdings, Inc. | 11,950 | $1.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 6,879 | $1.00K | 0.00% | −961−12.3% | Reduced |
| StoneX Group Inc. | 14,134 | $1.70K | 0.00% | +14,134 | New |
| Susquehanna International Group, LLP | 15,281 | $1.83K | 0.00% | −19,144−55.6% | Reduced |
| LPL Financial LLC | 15,740 | $1.89K | 0.00% | +15,740 | New |
| Tower Research Capital LLC (TRC) | 19,277 | $2.00K | 0.00% | −2,459−11.3% | Reduced |
| JustInvest LLC | 17,703 | $2.12K | 0.00% | +17,703 | New |
| Jane Street Group, LLC | 19,768 | $2.37K | 0.00% | −35,301−64.1% | Reduced |
| Bank of America Corp | 22,053 | $2.65K | 0.00% | +8,216+59.4% | Added |
| Wealth Alliance Advisory Group, LLC | 22,500 | $2.70K | 0.00% | −7,500−25.0% | Reduced |
| Group One Trading, L.P. | 27,767 | $3.33K | 0.00% | −29,600−51.6% | Reduced |
| Valeo Financial Advisors, LLC | 30,000 | $3.60K | 0.00% | +30,000 | New |
| Onyx Bridge Wealth Group LLC | 24,937 | $4.19K | 0.00% | +4,437+21.6% | Added |
| AE Wealth Management LLC | 39,450 | $4.73K | 0.00% | −1,000−2.5% | Reduced |
| Triumph Capital Management | 57,000 | $6.84K | 0.00% | +40,000+235.3% | Added |
| Simplex Trading, LLC | 72,448 | $8.00K | 0.00% | −1,547−2.1% | Reduced |
| Two Sigma Securities, LLC | 74,116 | $8.89K | 0.00% | +35,086+89.9% | Added |
| Northern Trust Corp | 83,539 | $10.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 99,570 | $11.9K | 0.00% | +79,369+392.9% | Added |
| Leonteq Securities AG | 100,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 102,334 | $12.3K | 0.00% | +33,167+48.0% | Added |
| Citadel Advisors LLC | 110,560 | $13.3K | 0.00% | −20.0% | Reduced |
| Millennium Management LLC | 123,330 | $15.0K | 0.00% | −326,344−72.6% | Reduced |
| Advisors Management Group Inc | 125,000 | $15.0K | 0.01% | +25,000+25.0% | Added |
| State Street Corp | 188,676 | $22.6K | 0.00% | −26,800−12.4% | Reduced |
| Acadian Asset Management LLC | 191,726 | $23.0K | 0.00% | +191,726 | New |
| UBS Group AG | 206,151 | $24.7K | 0.00% | +153,695+293.0% | Added |
| Virtu Financial LLC | 301,792 | $36.0K | 0.00% | +209,195+225.9% | Added |
| Telemetry Investments, L.L.C. | 470,000 | $56.0K | 0.13% | −30,000−6.0% | Reduced |
| Geode Capital Management, LLC | 482,363 | $57.0K | 0.00% | −34,438−6.7% | Reduced |
| Vanguard Group Inc | 700,800 | $84.1K | 0.00% | −61,323−8.0% | Reduced |
| Bank of New York Mellon Corp | 884,433 | $106.1K | 0.00% | +263,700+42.5% | Added |
| BlackRock Inc. | 946,178 | $113.5K | 0.00% | +740+0.1% | Added |
| Renaissance Technologies LLC | 1,491,771 | $179.0K | 0.00% | +626,071+72.3% | Added |
| IFP Advisors, Inc | 700 | – | – | −700−50.0% | Reduced |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −1,026,643−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −87,586−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −61,000−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −43,575−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −38,691−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −17,406−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −18,400−100.0% | Sold out |
| Pinnacle Associates Ltd | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −10,690−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Corient Capital Partners, LLC | – | – | – | – | Not filed |