Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Humanigen, Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- −5 vs. Q4 2021
- Shares held
- 28.5M
- −737.4K (−2.5%) vs. Q4 2021
- Total value
- $86.0M
- −$22.8M (−20.9%) vs. Q4 2021
- New holders
- 13
- 24 more added
- Sold out
- 18
- 27 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Valiant Capital Management, L.P. | 6,888,607 | $20.7M | 2.69% | 00.0% | Unchanged |
| Murchinson Ltd. | 5,250,000 | $15.8M | 3.02% | +750,000+16.7% | Added |
| BlackRock Inc. | 3,367,015 | $10.1M | 0.00% | +23,215+0.7% | Added |
| Vanguard Group Inc | 2,428,985 | $7.31M | 0.00% | −64,936−2.6% | Reduced |
| State Street Corp | 1,246,922 | $3.75M | 0.00% | +300,345+31.7% | Added |
| Marshall Wace, LLP | 1,232,968 | $3.71M | 0.01% | +159,566+14.9% | Added |
| Geode Capital Management, LLC | 791,414 | $2.38M | 0.00% | −124,743−13.6% | Reduced |
| Cowen and Company, LLC | 750,000 | $2.26M | 0.23% | +750,000 | New |
| Susquehanna International Group, LLP | 684,281 | $2.06M | 0.00% | −255,302−27.2% | Reduced |
| D. E. Shaw & Co., Inc. | 647,291 | $1.95M | 0.00% | +194,208+42.9% | Added |
| Nuveen Asset Management, LLC | 492,933 | $1.78M | 0.00% | −109,154−18.1% | Reduced |
| Northern Trust Corp | 444,244 | $1.34M | 0.00% | −13,349−2.9% | Reduced |
| Group One Trading, L.P. | 394,877 | $1.19M | 0.03% | +205,083+108.1% | Added |
| Morgan Stanley | 361,486 | $1.09M | 0.00% | −34,322−8.7% | Reduced |
| Voloridge Investment Management, LLC | 332,918 | $1.00M | 0.01% | −317,600−48.8% | Reduced |
| Charles Schwab Investment Management Inc | 329,031 | $991.0K | 0.00% | −13,879−4.0% | Reduced |
| Bank of America Corp | 328,404 | $988.0K | 0.00% | +237,743+262.2% | Added |
| Citadel Advisors LLC | 194,169 | $584.0K | 0.00% | −249,927−56.3% | Reduced |
| Simplex Trading, LLC | 170,019 | $511.0K | 0.02% | +96,057+129.9% | Added |
| Cutler Group LP | 150,958 | $454.0K | 0.04% | +134,627+824.4% | Added |
| Bank of New York Mellon Corp | 147,521 | $444.0K | 0.00% | +3,331+2.3% | Added |
| FMR LLC | 130,502 | $393.0K | 0.00% | +130,502 | New |
| Gsa Capital Partners LLP | 127,987 | $385.0K | 0.05% | +2,807+2.2% | Added |
| Swiss National Bank | 120,700 | $363.0K | 0.00% | +16,100+15.4% | Added |
| Occudo Quantitative Strategies LP | 118,015 | $355.0K | 0.03% | −4,883−4.0% | Reduced |
| Goldman Sachs Group Inc | 101,042 | $304.0K | 0.00% | −120,951−54.5% | Reduced |
| Schonfeld Strategic Advisors LLC | 97,400 | $293.0K | 0.00% | +97,400 | New |
| California State Teachers Retirement System | 68,718 | $207.0K | 0.00% | +1,559+2.3% | Added |
| Telemetry Investments, L.L.C. | 66,500 | $200.0K | 0.32% | −32,000−32.5% | Reduced |
| Frontier Wealth Management LLC | 61,000 | $155.0K | 0.00% | +61,000 | New |
| Belvedere Trading LLC | 63,347 | $145.0K | 0.10% | +63,347 | New |
| Cubist Systematic Strategies, LLC | 46,732 | $141.0K | 0.00% | −45,255−49.2% | Reduced |
| Rhumbline Advisers | 46,361 | $140.0K | 0.00% | +1,354+3.0% | Added |
| Deutsche Bank AG | 44,662 | $135.0K | 0.00% | +8,635+24.0% | Added |
| Susquehanna Fundamental Investments, LLC | 43,575 | $131.0K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 39,975 | $120.0K | 0.00% | 00.0% | Unchanged |
| Sculptor Capital LP | 38,800 | $117.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 37,463 | $113.0K | 0.01% | +15,588+71.3% | Added |
| XTX Topco Ltd | 36,910 | $111.0K | 0.05% | +36,910 | New |
| Virtus ETF Advisers LLC | 36,572 | $110.0K | 0.05% | −2,168−5.6% | Reduced |
| Jump Financial, LLC | 34,944 | $105.0K | 0.00% | +20,866+148.2% | Added |
| ExodusPoint Capital Management, LP | 34,158 | $103.0K | 0.00% | −128,721−79.0% | Reduced |
| UBS Asset Management Americas Inc | 30,846 | $92.8K | 0.00% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 30,429 | $92.0K | 0.00% | +30,429 | New |
| Alliancebernstein L.P. | 25,000 | $75.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 24,227 | $73.0K | 0.00% | −1,705−6.6% | Reduced |
| Credit Suisse AG | 24,533 | $73.0K | 0.00% | +2,148+9.6% | Added |
| Wolverine Trading, LLC | 22,780 | $71.0K | 0.00% | −16,552−42.1% | Reduced |
| JPMorgan Chase & Co | 23,163 | $70.0K | 0.00% | +6,120+35.9% | Added |
| Two Sigma Investments, LP | 22,773 | $69.0K | 0.00% | −124,048−84.5% | Reduced |
| State Board of Administration of Florida Retirement System | 23,035 | $69.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 22,741 | $68.0K | 0.00% | −21−0.1% | Reduced |
| Legal & General Group Plc | 21,656 | $65.0K | 0.00% | +65+0.3% | Added |
| Manufacturers Life Insurance Company, The | 19,691 | $59.3K | 0.00% | −5,415−21.6% | Reduced |
| Invesco Ltd. | 19,032 | $57.0K | 0.00% | −146−0.8% | Reduced |
| Voya Investment Management LLC | 16,523 | $50.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 14,540 | $44.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 14,004 | $42.0K | 0.00% | −17,011−54.8% | Reduced |
| Arizona State Retirement System | 13,801 | $42.0K | 0.00% | +1,010+7.9% | Added |
| Pinnacle Associates Ltd | 12,500 | $38.0K | 0.00% | +2,000+19.0% | Added |
| Teacher Retirement System of Texas | 10,285 | $31.0K | 0.00% | +10,285 | New |
| Royal Bank of Canada | 9,872 | $30.0K | 0.00% | −7,197−42.2% | Reduced |
| CIBC Private Wealth Group, LLC | 10,000 | $30.0K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 8,657 | $26.0K | 0.00% | +1,097+14.5% | Added |
| Amalgamated Bank | 7,995 | $24.0K | 0.00% | +7,995 | New |
| Amalgamated Financial Corp. | 7,995 | $24.0K | 0.00% | +7,995 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,146 | $15.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,900 | $13.0K | 0.00% | +1,400+93.3% | Added |
| Tower Research Capital LLC (TRC) | 3,648 | $11.0K | 0.00% | −8,564−70.1% | Reduced |
| Ameritas Investment Partners, Inc. | 3,517 | $11.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 3,346 | $10.0K | 0.00% | −10,311−75.5% | Reduced |
| National Bank of Canada | 2,200 | $7.00K | 0.00% | +2,200 | New |
| Leonteq Securities AG | 2,000 | $6.02K | 0.00% | −3,000−60.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 2,038 | $6.00K | 0.00% | +2,038 | New |
| Federation des caisses Desjardins du Quebec | 1,600 | $4.82K | 0.00% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 1,255 | $4.00K | 0.00% | +1,255 | New |
| UBS Group AG | 1,142 | $3.00K | 0.00% | −13,264−92.1% | Reduced |
| Gradient Investments LLC | 1,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| O'Dell Group, LLC | 397 | $1.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Guardian Wealth Management, Inc. | 128 | $0 | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 0 | $0 | 0.00% | −886,286−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −428,124−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −246,403−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −220,695−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −167,231−100.0% | Sold out |
| Endurant Capital Management LP | 0 | $0 | 0.00% | −154,613−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −153,968−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −18,131−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −17,969−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −17,690−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −17,400−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −14,090−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −13,755−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −11,679−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −10,662−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −10,200−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −10,069−100.0% | Sold out |