Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Humanigen, Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- −5 vs. Q4 2021
- Shares held
- 28.5M
- −737.4K (−2.5%) vs. Q4 2021
- Total value
- $86.0M
- −$22.8M (−20.9%) vs. Q4 2021
- New holders
- 13
- 24 more added
- Sold out
- 18
- 27 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Valley National Advisers Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Guardian Wealth Management, Inc. | 128 | $0 | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| O'Dell Group, LLC | 397 | $1.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,142 | $3.00K | 0.00% | −13,264−92.1% | Reduced |
| Gradient Investments LLC | 1,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 1,255 | $4.00K | 0.00% | +1,255 | New |
| Federation des caisses Desjardins du Quebec | 1,600 | $4.82K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 2,038 | $6.00K | 0.00% | +2,038 | New |
| Leonteq Securities AG | 2,000 | $6.02K | 0.00% | −3,000−60.0% | Reduced |
| National Bank of Canada | 2,200 | $7.00K | 0.00% | +2,200 | New |
| Citigroup Inc | 3,346 | $10.0K | 0.00% | −10,311−75.5% | Reduced |
| Tower Research Capital LLC (TRC) | 3,648 | $11.0K | 0.00% | −8,564−70.1% | Reduced |
| Ameritas Investment Partners, Inc. | 3,517 | $11.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,900 | $13.0K | 0.00% | +1,400+93.3% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,146 | $15.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 7,995 | $24.0K | 0.00% | +7,995 | New |
| Amalgamated Financial Corp. | 7,995 | $24.0K | 0.00% | +7,995 | New |
| Point72 Hong Kong Ltd | 8,657 | $26.0K | 0.00% | +1,097+14.5% | Added |
| Royal Bank of Canada | 9,872 | $30.0K | 0.00% | −7,197−42.2% | Reduced |
| CIBC Private Wealth Group, LLC | 10,000 | $30.0K | 0.00% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 10,285 | $31.0K | 0.00% | +10,285 | New |
| Pinnacle Associates Ltd | 12,500 | $38.0K | 0.00% | +2,000+19.0% | Added |
| Wells Fargo & Company | 14,004 | $42.0K | 0.00% | −17,011−54.8% | Reduced |
| Arizona State Retirement System | 13,801 | $42.0K | 0.00% | +1,010+7.9% | Added |
| Advisor Group Holdings, Inc. | 14,540 | $44.0K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 16,523 | $50.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 19,032 | $57.0K | 0.00% | −146−0.8% | Reduced |
| Manufacturers Life Insurance Company, The | 19,691 | $59.3K | 0.00% | −5,415−21.6% | Reduced |
| Legal & General Group Plc | 21,656 | $65.0K | 0.00% | +65+0.3% | Added |
| New York State Common Retirement Fund | 22,741 | $68.0K | 0.00% | −21−0.1% | Reduced |
| Two Sigma Investments, LP | 22,773 | $69.0K | 0.00% | −124,048−84.5% | Reduced |
| State Board of Administration of Florida Retirement System | 23,035 | $69.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 23,163 | $70.0K | 0.00% | +6,120+35.9% | Added |
| Wolverine Trading, LLC | 22,780 | $71.0K | 0.00% | −16,552−42.1% | Reduced |
| American International Group, Inc. | 24,227 | $73.0K | 0.00% | −1,705−6.6% | Reduced |
| Credit Suisse AG | 24,533 | $73.0K | 0.00% | +2,148+9.6% | Added |
| Alliancebernstein L.P. | 25,000 | $75.0K | 0.00% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 30,429 | $92.0K | 0.00% | +30,429 | New |
| UBS Asset Management Americas Inc | 30,846 | $92.8K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 34,158 | $103.0K | 0.00% | −128,721−79.0% | Reduced |
| Jump Financial, LLC | 34,944 | $105.0K | 0.00% | +20,866+148.2% | Added |
| Virtus ETF Advisers LLC | 36,572 | $110.0K | 0.05% | −2,168−5.6% | Reduced |
| XTX Topco Ltd | 36,910 | $111.0K | 0.05% | +36,910 | New |
| Virtu Financial LLC | 37,463 | $113.0K | 0.01% | +15,588+71.3% | Added |
| Sculptor Capital LP | 38,800 | $117.0K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 39,975 | $120.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 43,575 | $131.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 44,662 | $135.0K | 0.00% | +8,635+24.0% | Added |
| Rhumbline Advisers | 46,361 | $140.0K | 0.00% | +1,354+3.0% | Added |
| Cubist Systematic Strategies, LLC | 46,732 | $141.0K | 0.00% | −45,255−49.2% | Reduced |
| Belvedere Trading LLC | 63,347 | $145.0K | 0.10% | +63,347 | New |
| Frontier Wealth Management LLC | 61,000 | $155.0K | 0.00% | +61,000 | New |
| Telemetry Investments, L.L.C. | 66,500 | $200.0K | 0.32% | −32,000−32.5% | Reduced |
| California State Teachers Retirement System | 68,718 | $207.0K | 0.00% | +1,559+2.3% | Added |
| Schonfeld Strategic Advisors LLC | 97,400 | $293.0K | 0.00% | +97,400 | New |
| Goldman Sachs Group Inc | 101,042 | $304.0K | 0.00% | −120,951−54.5% | Reduced |
| Occudo Quantitative Strategies LP | 118,015 | $355.0K | 0.03% | −4,883−4.0% | Reduced |
| Swiss National Bank | 120,700 | $363.0K | 0.00% | +16,100+15.4% | Added |
| Gsa Capital Partners LLP | 127,987 | $385.0K | 0.05% | +2,807+2.2% | Added |
| FMR LLC | 130,502 | $393.0K | 0.00% | +130,502 | New |
| Bank of New York Mellon Corp | 147,521 | $444.0K | 0.00% | +3,331+2.3% | Added |
| Cutler Group LP | 150,958 | $454.0K | 0.04% | +134,627+824.4% | Added |
| Simplex Trading, LLC | 170,019 | $511.0K | 0.02% | +96,057+129.9% | Added |
| Citadel Advisors LLC | 194,169 | $584.0K | 0.00% | −249,927−56.3% | Reduced |
| Bank of America Corp | 328,404 | $988.0K | 0.00% | +237,743+262.2% | Added |
| Charles Schwab Investment Management Inc | 329,031 | $991.0K | 0.00% | −13,879−4.0% | Reduced |
| Voloridge Investment Management, LLC | 332,918 | $1.00M | 0.01% | −317,600−48.8% | Reduced |
| Morgan Stanley | 361,486 | $1.09M | 0.00% | −34,322−8.7% | Reduced |
| Group One Trading, L.P. | 394,877 | $1.19M | 0.03% | +205,083+108.1% | Added |
| Northern Trust Corp | 444,244 | $1.34M | 0.00% | −13,349−2.9% | Reduced |
| Nuveen Asset Management, LLC | 492,933 | $1.78M | 0.00% | −109,154−18.1% | Reduced |
| D. E. Shaw & Co., Inc. | 647,291 | $1.95M | 0.00% | +194,208+42.9% | Added |
| Susquehanna International Group, LLP | 684,281 | $2.06M | 0.00% | −255,302−27.2% | Reduced |
| Cowen and Company, LLC | 750,000 | $2.26M | 0.23% | +750,000 | New |
| Geode Capital Management, LLC | 791,414 | $2.38M | 0.00% | −124,743−13.6% | Reduced |
| Marshall Wace, LLP | 1,232,968 | $3.71M | 0.01% | +159,566+14.9% | Added |
| State Street Corp | 1,246,922 | $3.75M | 0.00% | +300,345+31.7% | Added |
| Vanguard Group Inc | 2,428,985 | $7.31M | 0.00% | −64,936−2.6% | Reduced |
| BlackRock Inc. | 3,367,015 | $10.1M | 0.00% | +23,215+0.7% | Added |
| Murchinson Ltd. | 5,250,000 | $15.8M | 3.02% | +750,000+16.7% | Added |
| Valiant Capital Management, L.P. | 6,888,607 | $20.7M | 2.69% | 00.0% | Unchanged |
| Millennium Management LLC | 0 | $0 | 0.00% | −886,286−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −428,124−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −246,403−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −220,695−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −167,231−100.0% | Sold out |
| Endurant Capital Management LP | 0 | $0 | 0.00% | −154,613−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −153,968−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −18,131−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −17,969−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −17,690−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −17,400−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −14,090−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −13,755−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −11,679−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −10,662−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −10,200−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −10,069−100.0% | Sold out |