Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Humanigen, Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- −5 vs. Q4 2022
- Shares held
- 4.67M
- −1.98M (−29.7%) vs. Q4 2022
- Total value
- $669.0K
- −$126.5K (−15.9%) vs. Q4 2022
- New holders
- 4
- 7 more added
- Sold out
- 9
- 12 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 6,389 | $0 | 0.00% | −66,059−91.2% | Reduced |
| JPMorgan Chase & Co | 69 | $0 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 10 | $1 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 30 | $5 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 75 | $11 | 0.00% | 00.0% | Unchanged |
| Guardian Wealth Management, Inc. | 128 | $18 | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 176 | $25 | 0.00% | −110,384−99.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 520 | $75 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 1,000 | $144 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 2,200 | $308 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,749 | $538 | 0.00% | +107+2.9% | Added |
| Royal Bank of Canada | 6,875 | $1.00K | 0.00% | −4−0.1% | Reduced |
| CIBC Private Wealth Group, LLC | 10,000 | $1.44K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 10,300 | $1.48K | 0.00% | +10,300 | New |
| Advisor Group Holdings, Inc. | 11,950 | $1.72K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 13,768 | $1.98K | 0.00% | −1,513−9.9% | Reduced |
| Bank of America Corp | 13,835 | $1.98K | 0.00% | −8,218−37.3% | Reduced |
| Millennium Management LLC | 16,989 | $2.00K | 0.00% | −106,341−86.2% | Reduced |
| Wealth Alliance Advisory Group, LLC | 15,000 | $2.15K | 0.00% | −7,500−33.3% | Reduced |
| Triumph Capital Management | 17,000 | $2.44K | 0.00% | −40,000−70.2% | Reduced |
| JustInvest LLC | 17,703 | $2.54K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 26,108 | $3.00K | 0.00% | +26,108 | New |
| Group One Trading, L.P. | 26,265 | $3.77K | 0.00% | −1,502−5.4% | Reduced |
| Onyx Bridge Wealth Group LLC | 28,037 | $4.02K | 0.00% | +3,100+12.4% | Added |
| Valeo Financial Advisors, LLC | 30,000 | $4.30K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 36,000 | $5.17K | 0.00% | +36,000 | New |
| AE Wealth Management LLC | 39,450 | $5.66K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 52,477 | $7.53K | 0.00% | −21,639−29.2% | Reduced |
| Tower Research Capital LLC (TRC) | 52,926 | $8.00K | 0.00% | +33,649+174.6% | Added |
| Captrust Financial Advisors | 61,000 | $8.75K | 0.00% | +61,000 | New |
| Morgan Stanley | 63,214 | $9.07K | 0.00% | −39,120−38.2% | Reduced |
| Renaissance Technologies LLC | 97,700 | $14.0K | 0.00% | −1,394,071−93.5% | Reduced |
| Leonteq Securities AG | 100,000 | $14.3K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 140,542 | $20.2K | 0.00% | +57,003+68.2% | Added |
| Two Sigma Investments, LP | 169,137 | $24.3K | 0.00% | +69,567+69.9% | Added |
| State Street Corp | 188,676 | $27.1K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 322,732 | $46.1K | 0.00% | +116,581+56.6% | Added |
| Geode Capital Management, LLC | 482,363 | $69.2K | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 700,800 | $100.6K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 884,433 | $126.9K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 1,025,320 | $147.1K | 0.00% | +79,142+8.4% | Added |
| Virtu Financial LLC | 0 | $0 | 0.00% | −301,792−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −191,726−100.0% | Sold out |
| Advisors Management Group Inc | 0 | $0 | 0.00% | −125,000−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −19,768−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −15,740−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −14,134−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −5,239−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Telemetry Investments, L.L.C. | – | – | – | – | Not filed |