GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in GDL Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 27
- −6 vs. Q3 2023
- Shares held
- 4.88M
- −177.5K (−3.5%) vs. Q3 2023
- Total value
- $39.2M
- +$29.2K (+0.1%) vs. Q3 2023
- New holders
- 2
- 7 more added
- Sold out
- 8
- 11 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GDL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $39.8M |
| Q1 2026 | 31 | $44.2M |
| Q4 2025 | 32 | $42.0M |
| Q3 2025 | 28 | $41.0M |
| Q2 2025 | 27 | $41.1M |
| Q1 2025 | 23 | $39.7M |
| Q4 2024 | 27 | $42.7M |
| Q3 2024 | 25 | $22.0M |
| Q2 2024 | 29 | $32.3M |
| Q1 2024 | 27 | $38.7M |
| Q4 2023 | 27 | $39.2M |
| Q3 2023 | 33 | $39.2M |
| Q2 2023 | 32 | $41.0M |
| Q1 2023 | 31 | $28.0M |
| Q4 2022 | 30 | $31.9M |
| Q3 2022 | 28 | $45.5M |
| Q2 2022 | 29 | $46.3M |
| Q1 2022 | 26 | $53.4M |
| Q4 2021 | 29 | $54.8M |
| Q3 2021 | 30 | $57.1M |
| Q2 2021 | 31 | $55.0M |
| Q1 2021 | 32 | $55.2M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding GDL Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gabelli & Co Investment Advisers, Inc. | 1,846,943 | $14.8M | 2.79% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 843,254 | $6.78M | 0.41% | −20,213−2.3% | Reduced |
| Gamco Investors, Inc. Et Al | 442,652 | $3.56M | 0.04% | +267+0.1% | Added |
| Zazove Associates LLC | 378,222 | $3.04M | 0.38% | +23,071+6.5% | Added |
| Bank of America Corp | 233,435 | $1.88M | 0.00% | −28,338−10.8% | Reduced |
| Morgan Stanley | 217,227 | $1.75M | 0.00% | +12,684+6.2% | Added |
| Cornerstone Advisors, LLC | 182,343 | $1.47M | 0.06% | +5,018+2.8% | Added |
| Ancora Advisors, LLC | 174,626 | $1.40M | 0.03% | 00.0% | Unchanged |
| CSS LLC | 113,195 | $910.1K | 0.07% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 90,915 | $731.0K | 0.00% | −4,125−4.3% | Reduced |
| Park Avenue Securities LLC | 85,377 | $686.0K | 0.01% | −3,668−4.1% | Reduced |
| GWM Advisors LLC | 69,407 | $548.3K | 0.01% | +69,407 | New |
| National Asset Management, Inc. | 49,327 | $396.6K | 0.01% | −12,469−20.2% | Reduced |
| Wells Fargo & Company | 34,692 | $278.9K | 0.00% | +2,776+8.7% | Added |
| Susquehanna International Group, LLP | 34,500 | $277.4K | 0.00% | −3,394−9.0% | Reduced |
| Private Advisor Group, LLC | 18,527 | $149.0K | 0.00% | +74+0.4% | Added |
| Raymond James & Associates | 17,380 | $139.7K | 0.00% | −5,337−23.5% | Reduced |
| Integrated Capital Management, Inc. | 16,178 | $130.1K | 0.11% | −701−4.2% | Reduced |
| Blue Bell Private Wealth Management, LLC | 8,594 | $69.1K | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 8,018 | $64.3K | 0.00% | −275−3.3% | Reduced |
| UBS Group AG | 4,004 | $32.2K | 0.00% | −1,766−30.6% | Reduced |
| JPMorgan Chase & Co | 2,044 | $16.4K | 0.00% | +2,044 | New |
| Mark Sheptoff Financial Planning, LLC | 2,000 | $16.1K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 1,717 | $13.8K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 1,264 | $10.2K | 0.00% | −5,627−81.7% | Reduced |
| Fortis Group Advisors, LLC | 750 | $6.03K | 0.00% | +375+100.0% | Added |
| Venturi Wealth Management, LLC | 474 | $3.81K | 0.00% | 00.0% | Unchanged |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −126,618−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −35,210−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −13,985−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −13,114−100.0% | Sold out |
| 9258 Wealth Management, LLC | 0 | $0 | 0.00% | −12,511−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −5,454−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |