GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
Holders of 5% or more of GDL
Holders whose latest Schedule 13D or 13G filing reports 5% or more of GDL Fund, largest stake first. The change is against the holder's previous filing.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| Gamco Investors, Inc. Et Al | 13D/A | 24.90%2.80M shares | – | Mar 25, 20251 filing | Mar 25, 2025 | SEC |
| Joshua Alan Massey | 13G/A | 10.50%72.2K shares | – | Feb 11, 20251 filing | Feb 11, 2025 | SEC |
| Kovitz Investment Group Partners, LLC | 13G | 6.70%770.2K shares | New | Oct 29, 20241 filing | Oct 29, 2024 | SEC |
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
4 Schedule 13D and 13G filings on GDL Fund, newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Mar 25, 20254:01 PM ET | Gamco Investors, Inc. Et Aland 6 others | 13D/A | 24.90%2.80M shares | – | Mar 20, 2025 | SEC |
| Feb 11, 20252:56 PM ET | Joshua Alan Massey | 13G/A | 10.50%72.2K shares | – | Dec 31, 2024 | SEC |
| Jan 7, 20253:00 PM ET | Zazove Associates LLCand 2 others | 13G/A | 4.80%566.1K shares | –Below 5% | Dec 31, 2024 | SEC |
| Oct 29, 20245:33 PM ET | Kovitz Investment Group Partners, LLC | 13G | 6.70%770.2K shares | New | Sep 30, 2024 | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell GDL Fund shares.
No Form 144 notices for GDL Fund are on file.