GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in GDL Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 30
- +2 vs. Q3 2022
- Shares held
- 4.08M
- −1.67M (−29.1%) vs. Q3 2022
- Total value
- $31.9M
- −$13.6M (−29.8%) vs. Q3 2022
- New holders
- 7
- 8 more added
- Sold out
- 5
- 13 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GDL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $39.8M |
| Q1 2026 | 31 | $44.2M |
| Q4 2025 | 32 | $42.0M |
| Q3 2025 | 28 | $41.0M |
| Q2 2025 | 27 | $41.1M |
| Q1 2025 | 23 | $39.7M |
| Q4 2024 | 27 | $42.7M |
| Q3 2024 | 25 | $22.0M |
| Q2 2024 | 29 | $32.3M |
| Q1 2024 | 27 | $38.7M |
| Q4 2023 | 27 | $39.2M |
| Q3 2023 | 33 | $39.2M |
| Q2 2023 | 32 | $41.0M |
| Q1 2023 | 31 | $28.0M |
| Q4 2022 | 30 | $31.9M |
| Q3 2022 | 28 | $45.5M |
| Q2 2022 | 29 | $46.3M |
| Q1 2022 | 26 | $53.4M |
| Q4 2021 | 29 | $54.8M |
| Q3 2021 | 30 | $57.1M |
| Q2 2021 | 31 | $55.0M |
| Q1 2021 | 32 | $55.2M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding GDL Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Relative Value Partners Group, LLC | 1,057,047 | $8.29M | 0.58% | −22,951−2.1% | Reduced |
| Atlas Wealth LLC | 690,334 | $5.41M | 1.46% | +690,334 | New |
| Zazove Associates LLC | 320,357 | $2.51M | 0.23% | +117,039+57.6% | Added |
| Gamco Investors, Inc. Et Al | 312,133 | $2.45M | 0.03% | −103,043−24.8% | Reduced |
| Bank of America Corp | 310,021 | $2.43M | 0.00% | −4,171−1.3% | Reduced |
| Morgan Stanley | 240,773 | $1.89M | 0.00% | −19,657−7.5% | Reduced |
| Cornerstone Advisors, LLC | 224,669 | $1.76M | 0.09% | +30,114+15.5% | Added |
| Ancora Advisors, LLC | 174,626 | $1.37M | 0.04% | 00.0% | Unchanged |
| Eudaimonia Partners, LLC | 123,647 | $969.4K | 0.24% | +555+0.5% | Added |
| Envestnet Asset Management Inc | 118,076 | $925.7K | 0.00% | −181−0.2% | Reduced |
| Park Avenue Securities LLC | 110,302 | $865.0K | 0.02% | −1,411−1.3% | Reduced |
| CSS LLC | 108,154 | $847.9K | 0.06% | +1,618+1.5% | Added |
| National Asset Management, Inc. | 59,079 | $463.2K | 0.01% | +30,874+109.5% | Added |
| Wells Fargo & Company | 36,909 | $289.4K | 0.00% | −23,385−38.8% | Reduced |
| Raymond James & Associates | 27,324 | $214.2K | 0.00% | −61,544−69.3% | Reduced |
| Susquehanna International Group, LLP | 20,739 | $162.6K | 0.00% | +20,739 | New |
| CNH Partners LLC | 18,721 | $146.8K | 0.00% | +18,721 | New |
| Integrated Wealth Concepts LLC | 18,571 | $146.0K | 0.00% | −3,082−14.2% | Reduced |
| Private Advisor Group, LLC | 20,737 | $135.9K | 0.01% | −1,333−6.0% | Reduced |
| Integrated Capital Management, Inc. | 16,872 | $132.3K | 0.12% | −1,279−7.0% | Reduced |
| UBS Group AG | 12,330 | $96.7K | 0.00% | −6,585−34.8% | Reduced |
| 9258 Wealth Management, LLC | 11,886 | $93.2K | 0.02% | −2,425−16.9% | Reduced |
| Advisor Group Holdings, Inc. | 10,976 | $86.0K | 0.00% | +424+4.0% | Added |
| Royal Bank of Canada | 8,737 | $69.0K | 0.00% | +999+12.9% | Added |
| MRP Capital Investments, LLC | 6,000 | $47.0K | 0.05% | +6,000 | New |
| Thomas J. Herzfeld Advisors, Inc. | 5,211 | $40.9K | 0.02% | +78+1.5% | Added |
| Wolverine Asset Management LLC | 4,711 | $36.9K | 0.00% | +4,711 | New |
| Freedom Wealth Alliance, LLC | 3,289 | $25.8K | 0.04% | +3,289 | New |
| Mark Sheptoff Financial Planning, LLC | 3,000 | $23.5K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 2,030 | $15.0K | 0.00% | +2,030 | New |
| Gabelli & Co Investment Advisers, Inc. | 0 | $0 | 0.00% | −1,854,307−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −350,843−100.0% | Sold out |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −121,559−100.0% | Sold out |
| Raymond James Trust N.A. | 0 | $0 | 0.00% | −10,218−100.0% | Sold out |
| Castle Wealth Management LLC | 0 | $0 | 0.00% | −9,709−100.0% | Sold out |