GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in GDL Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 30
- +2 vs. Q3 2022
- Shares held
- 4.08M
- −1.67M (−29.1%) vs. Q3 2022
- Total value
- $31.9M
- −$13.6M (−29.8%) vs. Q3 2022
- New holders
- 7
- 8 more added
- Sold out
- 5
- 13 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GDL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $39.8M |
| Q1 2026 | 31 | $44.2M |
| Q4 2025 | 32 | $42.0M |
| Q3 2025 | 28 | $41.0M |
| Q2 2025 | 27 | $41.1M |
| Q1 2025 | 23 | $39.7M |
| Q4 2024 | 27 | $42.7M |
| Q3 2024 | 25 | $22.0M |
| Q2 2024 | 29 | $32.3M |
| Q1 2024 | 27 | $38.7M |
| Q4 2023 | 27 | $39.2M |
| Q3 2023 | 33 | $39.2M |
| Q2 2023 | 32 | $41.0M |
| Q1 2023 | 31 | $28.0M |
| Q4 2022 | 30 | $31.9M |
| Q3 2022 | 28 | $45.5M |
| Q2 2022 | 29 | $46.3M |
| Q1 2022 | 26 | $53.4M |
| Q4 2021 | 29 | $54.8M |
| Q3 2021 | 30 | $57.1M |
| Q2 2021 | 31 | $55.0M |
| Q1 2021 | 32 | $55.2M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding GDL Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rockefeller Capital Management L.P. | 2,030 | $15.0K | 0.00% | +2,030 | New |
| Mark Sheptoff Financial Planning, LLC | 3,000 | $23.5K | 0.01% | 00.0% | Unchanged |
| Freedom Wealth Alliance, LLC | 3,289 | $25.8K | 0.04% | +3,289 | New |
| Wolverine Asset Management LLC | 4,711 | $36.9K | 0.00% | +4,711 | New |
| Thomas J. Herzfeld Advisors, Inc. | 5,211 | $40.9K | 0.02% | +78+1.5% | Added |
| MRP Capital Investments, LLC | 6,000 | $47.0K | 0.05% | +6,000 | New |
| Royal Bank of Canada | 8,737 | $69.0K | 0.00% | +999+12.9% | Added |
| Advisor Group Holdings, Inc. | 10,976 | $86.0K | 0.00% | +424+4.0% | Added |
| 9258 Wealth Management, LLC | 11,886 | $93.2K | 0.02% | −2,425−16.9% | Reduced |
| UBS Group AG | 12,330 | $96.7K | 0.00% | −6,585−34.8% | Reduced |
| Integrated Capital Management, Inc. | 16,872 | $132.3K | 0.12% | −1,279−7.0% | Reduced |
| Private Advisor Group, LLC | 20,737 | $135.9K | 0.01% | −1,333−6.0% | Reduced |
| Integrated Wealth Concepts LLC | 18,571 | $146.0K | 0.00% | −3,082−14.2% | Reduced |
| CNH Partners LLC | 18,721 | $146.8K | 0.00% | +18,721 | New |
| Susquehanna International Group, LLP | 20,739 | $162.6K | 0.00% | +20,739 | New |
| Raymond James & Associates | 27,324 | $214.2K | 0.00% | −61,544−69.3% | Reduced |
| Wells Fargo & Company | 36,909 | $289.4K | 0.00% | −23,385−38.8% | Reduced |
| National Asset Management, Inc. | 59,079 | $463.2K | 0.01% | +30,874+109.5% | Added |
| CSS LLC | 108,154 | $847.9K | 0.06% | +1,618+1.5% | Added |
| Park Avenue Securities LLC | 110,302 | $865.0K | 0.02% | −1,411−1.3% | Reduced |
| Envestnet Asset Management Inc | 118,076 | $925.7K | 0.00% | −181−0.2% | Reduced |
| Eudaimonia Partners, LLC | 123,647 | $969.4K | 0.24% | +555+0.5% | Added |
| Ancora Advisors, LLC | 174,626 | $1.37M | 0.04% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 224,669 | $1.76M | 0.09% | +30,114+15.5% | Added |
| Morgan Stanley | 240,773 | $1.89M | 0.00% | −19,657−7.5% | Reduced |
| Bank of America Corp | 310,021 | $2.43M | 0.00% | −4,171−1.3% | Reduced |
| Gamco Investors, Inc. Et Al | 312,133 | $2.45M | 0.03% | −103,043−24.8% | Reduced |
| Zazove Associates LLC | 320,357 | $2.51M | 0.23% | +117,039+57.6% | Added |
| Atlas Wealth LLC | 690,334 | $5.41M | 1.46% | +690,334 | New |
| Relative Value Partners Group, LLC | 1,057,047 | $8.29M | 0.58% | −22,951−2.1% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 0 | $0 | 0.00% | −1,854,307−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −350,843−100.0% | Sold out |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −121,559−100.0% | Sold out |
| Raymond James Trust N.A. | 0 | $0 | 0.00% | −10,218−100.0% | Sold out |
| Castle Wealth Management LLC | 0 | $0 | 0.00% | −9,709−100.0% | Sold out |