GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in GDL Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 33
- +1 vs. Q2 2023
- Shares held
- 5.05M
- −166.7K (−3.2%) vs. Q2 2023
- Total value
- $39.2M
- −$1.80M (−4.4%) vs. Q2 2023
- New holders
- 3
- 12 more added
- Sold out
- 2
- 12 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GDL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $39.8M |
| Q1 2026 | 31 | $44.2M |
| Q4 2025 | 32 | $42.0M |
| Q3 2025 | 28 | $41.0M |
| Q2 2025 | 27 | $41.1M |
| Q1 2025 | 23 | $39.7M |
| Q4 2024 | 27 | $42.7M |
| Q3 2024 | 25 | $22.0M |
| Q2 2024 | 29 | $32.3M |
| Q1 2024 | 27 | $38.7M |
| Q4 2023 | 27 | $39.2M |
| Q3 2023 | 33 | $39.2M |
| Q2 2023 | 32 | $41.0M |
| Q1 2023 | 31 | $28.0M |
| Q4 2022 | 30 | $31.9M |
| Q3 2022 | 28 | $45.5M |
| Q2 2022 | 29 | $46.3M |
| Q1 2022 | 26 | $53.4M |
| Q4 2021 | 29 | $54.8M |
| Q3 2021 | 30 | $57.1M |
| Q2 2021 | 31 | $55.0M |
| Q1 2021 | 32 | $55.2M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding GDL Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gabelli & Co Investment Advisers, Inc. | 1,846,943 | $14.3M | 2.33% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 863,467 | $6.69M | 0.45% | −60,132−6.5% | Reduced |
| Gamco Investors, Inc. Et Al | 442,385 | $3.43M | 0.04% | +952+0.2% | Added |
| Zazove Associates LLC | 355,151 | $2.75M | 0.29% | 00.0% | Unchanged |
| Bank of America Corp | 261,773 | $2.03M | 0.00% | −5,896−2.2% | Reduced |
| Morgan Stanley | 204,543 | $1.59M | 0.00% | −34,377−14.4% | Reduced |
| Cornerstone Advisors, LLC | 177,325 | $1.37M | 0.06% | −12,749−6.7% | Reduced |
| Ancora Advisors, LLC | 174,626 | $1.35M | 0.04% | 00.0% | Unchanged |
| Eudaimonia Partners, LLC | 126,618 | $981.3K | 0.24% | +681+0.5% | Added |
| CSS LLC | 113,195 | $877.3K | 0.07% | +1,704+1.5% | Added |
| Envestnet Asset Management Inc | 95,040 | $736.6K | 0.00% | −4,460−4.5% | Reduced |
| Park Avenue Securities LLC | 89,045 | $690.0K | 0.01% | −2,615−2.9% | Reduced |
| National Asset Management, Inc. | 61,796 | $478.9K | 0.01% | +5,608+10.0% | Added |
| Susquehanna International Group, LLP | 37,894 | $293.7K | 0.00% | +13,452+55.0% | Added |
| Atlas Wealth LLC | 35,210 | $272.9K | 0.05% | −54,062−60.6% | Reduced |
| Wells Fargo & Company | 31,916 | $247.4K | 0.00% | +624+2.0% | Added |
| Raymond James & Associates | 22,717 | $176.1K | 0.00% | −4,431−16.3% | Reduced |
| Private Advisor Group, LLC | 18,453 | $143.0K | 0.00% | −950−4.9% | Reduced |
| Integrated Capital Management, Inc. | 16,879 | $130.8K | 0.12% | −583−3.3% | Reduced |
| CNH Partners LLC | 13,985 | $108.4K | 0.00% | −13,366−48.9% | Reduced |
| Integrated Wealth Concepts LLC | 13,114 | $101.6K | 0.00% | −910−6.5% | Reduced |
| 9258 Wealth Management, LLC | 12,511 | $97.0K | 0.02% | +625+5.3% | Added |
| Blue Bell Private Wealth Management, LLC | 8,594 | $66.6K | 0.02% | +3,512+69.1% | Added |
| Advisor Group Holdings, Inc. | 8,293 | $64.3K | 0.00% | +726+9.6% | Added |
| Wolverine Asset Management LLC | 6,891 | $53.4K | 0.00% | +5,395+360.6% | Added |
| UBS Group AG | 5,770 | $44.7K | 0.00% | +915+18.8% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 5,454 | $42.3K | 0.02% | +82+1.5% | Added |
| Mark Sheptoff Financial Planning, LLC | 2,000 | $15.5K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 1,717 | $13.3K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 474 | $3.67K | 0.00% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 375 | $2.91K | 0.00% | +375 | New |
| Gradient Investments LLC | 200 | $1.55K | 0.00% | +200 | New |
| Steward Partners Investment Advisory, LLC | 200 | $1.55K | 0.00% | +200 | New |
| MRP Capital Investments, LLC | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −1,204−100.0% | Sold out |