GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in GDL Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- +1 vs. Q4 2022
- Shares held
- 3.56M
- −521.6K (−12.8%) vs. Q4 2022
- Total value
- $28.0M
- −$3.95M (−12.4%) vs. Q4 2022
- New holders
- 4
- 9 more added
- Sold out
- 3
- 14 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GDL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $39.8M |
| Q1 2026 | 31 | $44.2M |
| Q4 2025 | 32 | $42.0M |
| Q3 2025 | 28 | $41.0M |
| Q2 2025 | 27 | $41.1M |
| Q1 2025 | 23 | $39.7M |
| Q4 2024 | 27 | $42.7M |
| Q3 2024 | 25 | $22.0M |
| Q2 2024 | 29 | $32.3M |
| Q1 2024 | 27 | $38.7M |
| Q4 2023 | 27 | $39.2M |
| Q3 2023 | 33 | $39.2M |
| Q2 2023 | 32 | $41.0M |
| Q1 2023 | 31 | $28.0M |
| Q4 2022 | 30 | $31.9M |
| Q3 2022 | 28 | $45.5M |
| Q2 2022 | 29 | $46.3M |
| Q1 2022 | 26 | $53.4M |
| Q4 2021 | 29 | $54.8M |
| Q3 2021 | 30 | $57.1M |
| Q2 2021 | 31 | $55.0M |
| Q1 2021 | 32 | $55.2M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding GDL Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Relative Value Partners Group, LLC | 961,424 | $7.54M | 0.51% | −95,623−9.0% | Reduced |
| Zazove Associates LLC | 355,151 | $2.79M | 0.25% | +34,794+10.9% | Added |
| Gamco Investors, Inc. Et Al | 312,667 | $2.45M | 0.03% | +534+0.2% | Added |
| Bank of America Corp | 300,320 | $2.36M | 0.00% | −9,701−3.1% | Reduced |
| Atlas Wealth LLC | 256,842 | $2.01M | 0.40% | −433,492−62.8% | Reduced |
| Morgan Stanley | 241,755 | $1.90M | 0.00% | +982+0.4% | Added |
| Cornerstone Advisors, LLC | 215,740 | $1.69M | 0.08% | −8,929−4.0% | Reduced |
| Ancora Advisors, LLC | 174,626 | $1.37M | 0.04% | 00.0% | Unchanged |
| Eudaimonia Partners, LLC | 125,287 | $982.9K | 0.24% | +1,640+1.3% | Added |
| CSS LLC | 109,808 | $861.5K | 0.07% | +1,654+1.5% | Added |
| Envestnet Asset Management Inc | 104,429 | $819.3K | 0.00% | −13,647−11.6% | Reduced |
| Park Avenue Securities LLC | 99,703 | $782.0K | 0.01% | −10,599−9.6% | Reduced |
| National Asset Management, Inc. | 45,638 | $358.0K | 0.01% | −13,441−22.8% | Reduced |
| Susquehanna International Group, LLP | 37,580 | $294.8K | 0.00% | +16,841+81.2% | Added |
| Wells Fargo & Company | 34,291 | $269.0K | 0.00% | −2,618−7.1% | Reduced |
| CNH Partners LLC | 30,341 | $238.0K | 0.01% | +11,620+62.1% | Added |
| Raymond James & Associates | 27,035 | $212.1K | 0.00% | −289−1.1% | Reduced |
| Integrated Capital Management, Inc. | 12,342 | $194.8K | 0.20% | −4,530−26.8% | Reduced |
| Private Advisor Group, LLC | 20,737 | $162.7K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 15,339 | $120.3K | 0.00% | +3,009+24.4% | Added |
| Integrated Wealth Concepts LLC | 14,024 | $110.0K | 0.00% | −4,547−24.5% | Reduced |
| StoneX Group Inc. | 13,982 | $109.7K | 0.01% | +13,982 | New |
| 9258 Wealth Management, LLC | 11,886 | $93.2K | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 10,377 | $81.4K | 0.00% | −599−5.5% | Reduced |
| Royal Bank of Canada | 7,737 | $61.0K | 0.00% | −1,000−11.4% | Reduced |
| MRP Capital Investments, LLC | 6,000 | $47.1K | 0.05% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 5,291 | $41.5K | 0.02% | +80+1.5% | Added |
| Mark Sheptoff Financial Planning, LLC | 2,000 | $15.7K | 0.01% | −1,000−33.3% | Reduced |
| Creative Financial Designs Inc | 1,717 | $13.5K | 0.00% | +1,717 | New |
| Ameritas Advisory Services, LLC | 1,130 | $8.87K | 0.00% | +1,130 | New |
| Venturi Wealth Management, LLC | 474 | $3.72K | 0.00% | +474 | New |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −4,711−100.0% | Sold out |
| Freedom Wealth Alliance, LLC | 0 | $0 | 0.00% | −3,289−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −2,030−100.0% | Sold out |