GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in GDL Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 30
- −1 vs. Q2 2021
- Shares held
- 6.36M
- +291.2K (+4.8%) vs. Q2 2021
- Total value
- $57.1M
- +$2.11M (+3.8%) vs. Q2 2021
- New holders
- 2
- 14 more added
- Sold out
- 3
- 11 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GDL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $39.8M |
| Q1 2026 | 31 | $44.2M |
| Q4 2025 | 32 | $42.0M |
| Q3 2025 | 28 | $41.0M |
| Q2 2025 | 27 | $41.1M |
| Q1 2025 | 23 | $39.7M |
| Q4 2024 | 27 | $42.7M |
| Q3 2024 | 25 | $22.0M |
| Q2 2024 | 29 | $32.3M |
| Q1 2024 | 27 | $38.7M |
| Q4 2023 | 27 | $39.2M |
| Q3 2023 | 33 | $39.2M |
| Q2 2023 | 32 | $41.0M |
| Q1 2023 | 31 | $28.0M |
| Q4 2022 | 30 | $31.9M |
| Q3 2022 | 28 | $45.5M |
| Q2 2022 | 29 | $46.3M |
| Q1 2022 | 26 | $53.4M |
| Q4 2021 | 29 | $54.8M |
| Q3 2021 | 30 | $57.1M |
| Q2 2021 | 31 | $55.0M |
| Q1 2021 | 32 | $55.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding GDL Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gabelli & Co Investment Advisers, Inc. | 1,854,307 | $16.7M | 2.01% | +16,900+0.9% | Added |
| Relative Value Partners Group, LLC | 1,096,472 | $9.85M | 0.74% | +22,838+2.1% | Added |
| Raymond James & Associates | 618,811 | $5.56M | 0.00% | +10,862+1.8% | Added |
| Gamco Investors, Inc. Et Al | 388,040 | $3.48M | 0.03% | +825+0.2% | Added |
| Rivernorth Capital Management, LLC | 279,374 | $2.51M | 0.13% | +176,874+172.6% | Added |
| Bank of America Corp | 269,955 | $2.42M | 0.00% | +9,273+3.6% | Added |
| Mariner Investment Group LLC | 238,869 | $2.15M | 5.83% | −12,633−5.0% | Reduced |
| Cornerstone Advisors, LLC | 210,880 | $1.89M | 0.11% | −37,373−15.1% | Reduced |
| Zazove Associates LLC | 203,318 | $1.83M | 0.16% | +203,318 | New |
| Morgan Stanley | 197,442 | $1.77M | 0.00% | +29,740+17.7% | Added |
| Ancora Advisors, LLC | 190,811 | $1.71M | 0.04% | −1,965−1.0% | Reduced |
| Matisse Capital | 185,744 | $1.67M | 0.61% | −27,769−13.0% | Reduced |
| Envestnet Asset Management Inc | 108,992 | $979.0K | 0.00% | +7,050+6.9% | Added |
| Park Avenue Securities LLC | 105,359 | $946.0K | 0.02% | +6,832+6.9% | Added |
| CSS LLC | 102,040 | $916.0K | 0.05% | 00.0% | Unchanged |
| Wells Fargo & Company | 70,882 | $637.0K | 0.00% | +5,549+8.5% | Added |
| Stifel Financial Corp | 47,648 | $428.0K | 0.00% | −16,138−25.3% | Reduced |
| Private Advisor Group, LLC | 43,846 | $394.0K | 0.00% | +17,000+63.3% | Added |
| Marquette Asset Management, LLC | 36,000 | $323.0K | 0.07% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 19,710 | $177.0K | 0.14% | +1,661+9.2% | Added |
| 9258 Wealth Management, LLC | 18,737 | $168.0K | 0.04% | −112−0.6% | Reduced |
| 1607 Capital Partners, LLC | 18,102 | $163.0K | 0.01% | −95,724−84.1% | Reduced |
| UBS Group AG | 14,606 | $131.0K | 0.00% | −2,091−12.5% | Reduced |
| Raymond James Trust N.A. | 12,430 | $112.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 9,665 | $87.0K | 0.00% | −887−8.4% | Reduced |
| Royal Bank of Canada | 9,008 | $81.0K | 0.00% | +99+1.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 4,849 | $44.0K | 0.02% | +63+1.3% | Added |
| Mark Sheptoff Financial Planning, LLC | 3,000 | $27.0K | 0.01% | −1,000−25.0% | Reduced |
| The PNC Financial Services Group, Inc. | 450 | $4.00K | 0.00% | +450 | New |
| Wolverine Asset Management LLC | 13 | $0 | 0.00% | −2,697−99.5% | Reduced |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −13,101−100.0% | Sold out |
| Arcadia Investment Management Corp | 0 | $0 | 0.00% | −1,900−100.0% | Sold out |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −4,700−100.0% | Sold out |