GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in GDL Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 28
- 0 vs. Q2 2022
- Shares held
- 5.75M
- +118.1K (+2.1%) vs. Q2 2022
- Total value
- $45.5M
- −$782.0K (−1.7%) vs. Q2 2022
- New holders
- 3
- 7 more added
- Sold out
- 3
- 11 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GDL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $39.8M |
| Q1 2026 | 31 | $44.2M |
| Q4 2025 | 32 | $42.0M |
| Q3 2025 | 28 | $41.0M |
| Q2 2025 | 27 | $41.1M |
| Q1 2025 | 23 | $39.7M |
| Q4 2024 | 27 | $42.7M |
| Q3 2024 | 25 | $22.0M |
| Q2 2024 | 29 | $32.3M |
| Q1 2024 | 27 | $38.7M |
| Q4 2023 | 27 | $39.2M |
| Q3 2023 | 33 | $39.2M |
| Q2 2023 | 32 | $41.0M |
| Q1 2023 | 31 | $28.0M |
| Q4 2022 | 30 | $31.9M |
| Q3 2022 | 28 | $45.5M |
| Q2 2022 | 29 | $46.3M |
| Q1 2022 | 26 | $53.4M |
| Q4 2021 | 29 | $54.8M |
| Q3 2021 | 30 | $57.1M |
| Q2 2021 | 31 | $55.0M |
| Q1 2021 | 32 | $55.2M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding GDL Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gabelli & Co Investment Advisers, Inc. | 1,854,307 | $14.7M | 1.90% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 1,079,998 | $8.55M | 0.70% | −17,705−1.6% | Reduced |
| Gamco Investors, Inc. Et Al | 415,176 | $3.29M | 0.04% | +3,408+0.8% | Added |
| Rivernorth Capital Management, LLC | 350,843 | $2.78M | 0.12% | −19,562−5.3% | Reduced |
| Bank of America Corp | 314,192 | $2.49M | 0.00% | −2,432−0.8% | Reduced |
| Morgan Stanley | 260,430 | $2.06M | 0.00% | +10,760+4.3% | Added |
| Zazove Associates LLC | 203,318 | $1.61M | 0.15% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 194,555 | $1.54M | 0.08% | +18,375+10.4% | Added |
| Ancora Advisors, LLC | 174,626 | $1.38M | 0.04% | 00.0% | Unchanged |
| Eudaimonia Partners, LLC | 123,092 | $975.0K | 0.25% | +123,092 | New |
| Mariner Investment Group LLC | 121,559 | $963.0K | 1.09% | −3,310−2.7% | Reduced |
| Envestnet Asset Management Inc | 118,257 | $937.0K | 0.00% | −1,100−0.9% | Reduced |
| Park Avenue Securities LLC | 111,713 | $885.0K | 0.02% | −3,890−3.4% | Reduced |
| CSS LLC | 106,536 | $844.0K | 0.05% | +1,593+1.5% | Added |
| Raymond James & Associates | 88,868 | $704.0K | 0.00% | +194+0.2% | Added |
| Wells Fargo & Company | 60,294 | $478.0K | 0.00% | −5,284−8.1% | Reduced |
| National Asset Management, Inc. | 28,205 | $224.0K | 0.01% | +28,205 | New |
| Private Advisor Group, LLC | 22,070 | $175.0K | 0.00% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 21,653 | $171.0K | 0.01% | −253−1.2% | Reduced |
| UBS Group AG | 18,915 | $150.0K | 0.00% | +2,891+18.0% | Added |
| Integrated Capital Management, Inc. | 18,151 | $143.0K | 0.14% | −203−1.1% | Reduced |
| 9258 Wealth Management, LLC | 14,311 | $113.0K | 0.03% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 10,552 | $84.0K | 0.00% | +623+6.3% | Added |
| Raymond James Trust N.A. | 10,218 | $81.0K | 0.00% | 00.0% | Unchanged |
| Castle Wealth Management LLC | 9,709 | $77.0K | 0.05% | −2,750−22.1% | Reduced |
| Royal Bank of Canada | 7,738 | $61.0K | 0.00% | −374−4.6% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 5,133 | $41.0K | 0.02% | +5,133 | New |
| Mark Sheptoff Financial Planning, LLC | 3,000 | $24.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −16,687−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −2,481−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −96−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |