GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in GDL Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 27
- −6 vs. Q3 2023
- Shares held
- 4.88M
- −177.5K (−3.5%) vs. Q3 2023
- Total value
- $39.2M
- +$29.2K (+0.1%) vs. Q3 2023
- New holders
- 2
- 7 more added
- Sold out
- 8
- 11 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GDL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $39.8M |
| Q1 2026 | 31 | $44.2M |
| Q4 2025 | 32 | $42.0M |
| Q3 2025 | 28 | $41.0M |
| Q2 2025 | 27 | $41.1M |
| Q1 2025 | 23 | $39.7M |
| Q4 2024 | 27 | $42.7M |
| Q3 2024 | 25 | $22.0M |
| Q2 2024 | 29 | $32.3M |
| Q1 2024 | 27 | $38.7M |
| Q4 2023 | 27 | $39.2M |
| Q3 2023 | 33 | $39.2M |
| Q2 2023 | 32 | $41.0M |
| Q1 2023 | 31 | $28.0M |
| Q4 2022 | 30 | $31.9M |
| Q3 2022 | 28 | $45.5M |
| Q2 2022 | 29 | $46.3M |
| Q1 2022 | 26 | $53.4M |
| Q4 2021 | 29 | $54.8M |
| Q3 2021 | 30 | $57.1M |
| Q2 2021 | 31 | $55.0M |
| Q1 2021 | 32 | $55.2M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding GDL Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Venturi Wealth Management, LLC | 474 | $3.81K | 0.00% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 750 | $6.03K | 0.00% | +375+100.0% | Added |
| Wolverine Asset Management LLC | 1,264 | $10.2K | 0.00% | −5,627−81.7% | Reduced |
| Creative Financial Designs Inc | 1,717 | $13.8K | 0.00% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 2,000 | $16.1K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,044 | $16.4K | 0.00% | +2,044 | New |
| UBS Group AG | 4,004 | $32.2K | 0.00% | −1,766−30.6% | Reduced |
| Advisor Group Holdings, Inc. | 8,018 | $64.3K | 0.00% | −275−3.3% | Reduced |
| Blue Bell Private Wealth Management, LLC | 8,594 | $69.1K | 0.02% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 16,178 | $130.1K | 0.11% | −701−4.2% | Reduced |
| Raymond James & Associates | 17,380 | $139.7K | 0.00% | −5,337−23.5% | Reduced |
| Private Advisor Group, LLC | 18,527 | $149.0K | 0.00% | +74+0.4% | Added |
| Susquehanna International Group, LLP | 34,500 | $277.4K | 0.00% | −3,394−9.0% | Reduced |
| Wells Fargo & Company | 34,692 | $278.9K | 0.00% | +2,776+8.7% | Added |
| National Asset Management, Inc. | 49,327 | $396.6K | 0.01% | −12,469−20.2% | Reduced |
| GWM Advisors LLC | 69,407 | $548.3K | 0.01% | +69,407 | New |
| Park Avenue Securities LLC | 85,377 | $686.0K | 0.01% | −3,668−4.1% | Reduced |
| Envestnet Asset Management Inc | 90,915 | $731.0K | 0.00% | −4,125−4.3% | Reduced |
| CSS LLC | 113,195 | $910.1K | 0.07% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 174,626 | $1.40M | 0.03% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 182,343 | $1.47M | 0.06% | +5,018+2.8% | Added |
| Morgan Stanley | 217,227 | $1.75M | 0.00% | +12,684+6.2% | Added |
| Bank of America Corp | 233,435 | $1.88M | 0.00% | −28,338−10.8% | Reduced |
| Zazove Associates LLC | 378,222 | $3.04M | 0.38% | +23,071+6.5% | Added |
| Gamco Investors, Inc. Et Al | 442,652 | $3.56M | 0.04% | +267+0.1% | Added |
| Relative Value Partners Group, LLC | 843,254 | $6.78M | 0.41% | −20,213−2.3% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 1,846,943 | $14.8M | 2.79% | 00.0% | Unchanged |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −126,618−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −35,210−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −13,985−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −13,114−100.0% | Sold out |
| 9258 Wealth Management, LLC | 0 | $0 | 0.00% | −12,511−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −5,454−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |