GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in GDL Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 29
- 0 vs. Q3 2021
- Shares held
- 6.14M
- −20.9K (−0.3%) vs. Q3 2021
- Total value
- $54.8M
- −$498.0K (−0.9%) vs. Q3 2021
- New holders
- 2
- 14 more added
- Sold out
- 2
- 9 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GDL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $39.8M |
| Q1 2026 | 31 | $44.2M |
| Q4 2025 | 32 | $42.0M |
| Q3 2025 | 28 | $41.0M |
| Q2 2025 | 27 | $41.1M |
| Q1 2025 | 23 | $39.7M |
| Q4 2024 | 27 | $42.7M |
| Q3 2024 | 25 | $22.0M |
| Q2 2024 | 29 | $32.3M |
| Q1 2024 | 27 | $38.7M |
| Q4 2023 | 27 | $39.2M |
| Q3 2023 | 33 | $39.2M |
| Q2 2023 | 32 | $41.0M |
| Q1 2023 | 31 | $28.0M |
| Q4 2022 | 30 | $31.9M |
| Q3 2022 | 28 | $45.5M |
| Q2 2022 | 29 | $46.3M |
| Q1 2022 | 26 | $53.4M |
| Q4 2021 | 29 | $54.8M |
| Q3 2021 | 30 | $57.1M |
| Q2 2021 | 31 | $55.0M |
| Q1 2021 | 32 | $55.2M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding GDL Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wolverine Asset Management LLC | 194 | $1.00K | 0.00% | +181+1,392.3% | Added |
| Snowden Capital Advisors LLC | 200 | $1.00K | 0.00% | +200 | New |
| The PNC Financial Services Group, Inc. | 2,481 | $22.0K | 0.00% | +2,031+451.3% | Added |
| Mark Sheptoff Financial Planning, LLC | 3,000 | $27.0K | 0.01% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 4,915 | $44.0K | 0.02% | +66+1.4% | Added |
| Royal Bank of Canada | 7,507 | $67.0K | 0.00% | −1,501−16.7% | Reduced |
| Advisor Group Holdings, Inc. | 10,685 | $95.0K | 0.00% | +1,020+10.6% | Added |
| B. Riley Wealth Management, Inc. | 11,933 | $107.0K | 0.01% | +11,933 | New |
| Raymond James Trust N.A. | 13,430 | $120.0K | 0.00% | +1,000+8.0% | Added |
| UBS Group AG | 14,726 | $132.0K | 0.00% | +120+0.8% | Added |
| 9258 Wealth Management, LLC | 17,519 | $156.0K | 0.04% | −1,218−6.5% | Reduced |
| Integrated Capital Management, Inc. | 20,564 | $183.0K | 0.14% | +854+4.3% | Added |
| Marquette Asset Management, LLC | 21,392 | $191.0K | 0.04% | −14,608−40.6% | Reduced |
| Private Advisor Group, LLC | 23,346 | $208.0K | 0.00% | −20,500−46.8% | Reduced |
| Stifel Financial Corp | 35,601 | $318.0K | 0.00% | −12,047−25.3% | Reduced |
| Wells Fargo & Company | 66,036 | $590.0K | 0.00% | −4,846−6.8% | Reduced |
| CSS LLC | 102,040 | $911.0K | 0.04% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 115,436 | $1.03M | 0.02% | +10,077+9.6% | Added |
| Envestnet Asset Management Inc | 120,592 | $1.08M | 0.00% | +11,600+10.6% | Added |
| Mariner Investment Group LLC | 138,686 | $1.24M | 0.53% | −100,183−41.9% | Reduced |
| Cornerstone Advisors, LLC | 177,380 | $1.58M | 0.09% | −33,500−15.9% | Reduced |
| Ancora Advisors, LLC | 190,811 | $1.70M | 0.04% | 00.0% | Unchanged |
| Morgan Stanley | 198,603 | $1.77M | 0.00% | +1,161+0.6% | Added |
| Bank of America Corp | 285,204 | $2.55M | 0.00% | +15,249+5.6% | Added |
| Gamco Investors, Inc. Et Al | 396,926 | $3.54M | 0.03% | +8,886+2.3% | Added |
| Rivernorth Capital Management, LLC | 564,974 | $5.04M | 0.20% | +285,600+102.2% | Added |
| Raymond James & Associates | 608,657 | $5.43M | 0.00% | −10,154−1.6% | Reduced |
| Relative Value Partners Group, LLC | 1,128,015 | $10.1M | 0.71% | +31,543+2.9% | Added |
| Gabelli & Co Investment Advisers, Inc. | 1,854,307 | $16.6M | 2.19% | 00.0% | Unchanged |
| Matisse Capital | 0 | $0 | 0.00% | −185,744−100.0% | Sold out |
| 1607 Capital Partners, LLC | 0 | $0 | 0.00% | −18,102−100.0% | Sold out |
| Zazove Associates LLC | – | – | – | – | Not filed |