GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
Q4 2021 vs. Q3 2021
How the institutions holding GDL Fund changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 30 | 1 | 29 | 0 |
| Shares | 6.36M | 203.3K | 6.14M | −20.9K (−0.3%) |
| Value | $57.1M | $1.83M | $54.8M | −$498.0K (−0.9%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (2)
Institutions that held GDL Fund at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| B. Riley Wealth Management, Inc. | 11,933 | $107.0K | 0.01% |
| Snowden Capital Advisors LLC | 200 | $1.00K | 0.00% |
Sold out (2)
Institutions that held GDL Fund at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Matisse Capital | 185,744 | $1.67M |
| 1607 Capital Partners, LLC | 18,102 | $163.0K |
Not filed for Q4 2021 yet (1)
Institutions that held GDL Fund at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Zazove Associates LLC | 203,318 | $1.83M |