Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB- Exchange
- NYSE
- SEC CIK
- 0001495825
In the last 90 days, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust insiders filed 2 open-market purchases and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $119.3M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- +9 vs. Q3 2024
- Shares held
- 6.11M
- +617.4K (+11.2%) vs. Q3 2024
- Total value
- $92.8M
- −$3.34M (−3.5%) vs. Q3 2024
- New holders
- 22
- 19 more added
- Sold out
- 13
- 20 more reduced
3 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GBAB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $119.3M |
| Q1 2026 | 63 | $112.5M |
| Q4 2025 | 65 | $113.3M |
| Q3 2025 | 62 | $110.5M |
| Q2 2025 | 62 | $100.6M |
| Q1 2025 | 62 | $102.4M |
| Q4 2024 | 72 | $92.8M |
| Q3 2024 | 66 | $101.9M |
| Q2 2024 | 63 | $88.7M |
| Q1 2024 | 62 | $89.5M |
| Q4 2023 | 59 | $86.3M |
| Q3 2023 | 63 | $81.9M |
| Q2 2023 | 64 | $88.6M |
| Q1 2023 | 63 | $87.7M |
| Q4 2022 | 63 | $80.9M |
| Q3 2022 | 57 | $71.0M |
| Q2 2022 | 62 | $66.0M |
| Q1 2022 | 57 | $70.1M |
| Q4 2021 | 62 | $92.4M |
| Q3 2021 | 53 | $92.2M |
| Q2 2021 | 52 | $86.4M |
| Q1 2021 | 52 | $76.4M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $15 | 0.00% | +1 | New |
| IFP Advisors, Inc | 8 | $122 | 0.00% | +8 | New |
| DHJJ Financial Advisors, Ltd. | 10 | $152 | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 10 | $159 | 0.01% | −9,342−99.9% | Reduced |
| Sound Income Strategies, LLC | 40 | $608 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 115 | $1.75K | 0.00% | −2,000−94.6% | Reduced |
| Whittier Trust Co of Nevada Inc | 175 | $2.66K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 240 | $3.65K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 400 | $6.08K | 0.00% | +400 | New |
| ORG Partners LLC | 438 | $6.68K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 600 | $9.12K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 622 | $9.45K | 0.00% | +622 | New |
| Kentucky Trust Co | 775 | $11.8K | 0.01% | +775 | New |
| The PNC Financial Services Group, Inc. | 1,000 | $15.2K | 0.00% | −1,000−50.0% | Reduced |
| Eastern Bank | 1,538 | $23.4K | 0.00% | +1,538 | New |
| Fairscale Capital, LLC | 2,087 | $31.7K | 0.03% | 00.0% | Unchanged |
| Van Hulzen Asset Management, LLC | 3,825 | $58.1K | 0.00% | +3,825 | New |
| Farther Finance Advisors, LLC | 9,335 | $141.9K | 0.01% | −85,757−90.2% | Reduced |
| Cohen & Steers, Inc. | 10,000 | $152.0K | 0.00% | +10,000 | New |
| Palacios Wealth Management, LLC | 10,431 | $162.8K | 0.18% | +10,431 | New |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 10,464 | $166.0K | 0.06% | −998−8.7% | Reduced |
| Carl P. Sherr & Co., LLC | 11,325 | $172.1K | 0.09% | 00.0% | Unchanged |
| Noble Wealth Management PBC | 11,600 | $176.3K | 0.12% | +11,600 | New |
| Stratos Wealth Partners, LTD. | 11,911 | $181.0K | 0.00% | −1,245−9.5% | Reduced |
| Sigma Planning Corp | 12,033 | $182.9K | 0.01% | +278+2.4% | Added |
| HighTower Advisors, LLC | 14,384 | $218.6K | 0.00% | +2,534+21.4% | Added |
| WMG Financial Advisors, LLC | 15,050 | $228.8K | 0.10% | −4,200−21.8% | Reduced |
| King Wealth | 15,119 | $230.0K | 0.03% | +40.0% | Added |
| Intellus Advisors LLC | 15,418 | $234.3K | 0.04% | +15,418 | New |
| Susquehanna International Group, LLP | 15,839 | $240.8K | 0.00% | +15,839 | New |
| National Asset Management, Inc. | 16,854 | $256.2K | 0.01% | −4,086−19.5% | Reduced |
| Nomura Holdings Inc | 17,322 | $263.3K | 0.00% | +17,322 | New |
| Virtu Financial LLC | 17,497 | $266.0K | 0.01% | +3,832+28.0% | Added |
| CoreCap Advisors, LLC | 19,415 | $295.1K | 0.01% | −2,600−11.8% | Reduced |
| Oppenheimer & Co Inc | 19,791 | $300.8K | 0.00% | −15,055−43.2% | Reduced |
| LaSalle St. Investment Advisors, LLC | 19,939 | $303.0K | 0.09% | +19,939 | New |
| Invictus Private Wealth, LLC | 20,946 | $318.4K | 0.02% | −5,816−21.7% | Reduced |
| Fortitude Advisory Group L.L.C. | 21,676 | $329.5K | 0.20% | +593+2.8% | Added |
| Regatta Capital Group, LLC | 23,692 | $360.1K | 0.07% | −9,748−29.2% | Reduced |
| Private Advisor Group, LLC | 26,123 | $397.1K | 0.00% | +196+0.8% | Added |
| JBR Co Financial Management Inc | 32,497 | $494.0K | 0.30% | −3,020−8.5% | Reduced |
| Cetera Investment Advisers | 34,663 | $526.9K | 0.00% | +148+0.4% | Added |
| Dynamic Advisor Solutions LLC | 36,627 | $556.7K | 0.02% | +2,916+8.6% | Added |
| David J Yvars Group | 36,688 | $557.9K | 0.34% | −7,124−16.3% | Reduced |
| Commonwealth Equity Services, LLC | 37,752 | $574.0K | 0.00% | −10,958−22.5% | Reduced |
| Walker Asset Management, LLC | 38,213 | $580.8K | 0.36% | −1,500−3.8% | Reduced |
| Marex Group plc | 45,148 | $686.3K | 0.01% | +45,148 | New |
| Whipplewood Advisors, LLC | 55,157 | $838.4K | 0.48% | +55,157 | New |
| Wolverine Asset Management LLC | 55,419 | $842.4K | 0.02% | +55,419 | New |
| Lakeview Capital Partners, LLC | 56,612 | $860.5K | 0.19% | +4,237+8.1% | Added |
| Stifel Financial Corp | 57,633 | $876.0K | 0.00% | −70−0.1% | Reduced |
| Wedbush Securities Inc | 68,357 | $1.04M | 0.04% | −207−0.3% | Reduced |
| Xcel Wealth Management, LLC | 71,621 | $1.09M | 0.30% | +100+0.1% | Added |
| Sit Investment Associates Inc | 72,651 | $1.10M | 0.03% | +72,651 | New |
| Janney Montgomery Scott LLC | 85,149 | $1.29M | 0.00% | +5,598+7.0% | Added |
| Savvy Advisors, Inc. | 87,437 | $1.33M | 0.16% | +87,437 | New |
| Private Portfolio Partners LLC | 93,084 | $1.41M | 0.26% | +33,667+56.7% | Added |
| Advisor Group Holdings, Inc. | 99,803 | $1.52M | 0.00% | +6,535+7.0% | Added |
| Fiera Capital Corp | 113,402 | $1.72M | 0.01% | 00.0% | Unchanged |
| Whittier Trust Co | 117,521 | $1.79M | 0.02% | 00.0% | Unchanged |
| Readystate Asset Management LP | 117,933 | $1.79M | 0.08% | +117,933 | New |
| Venture Visionary Partners LLC | 121,622 | $1.85M | 0.08% | 00.0% | Unchanged |
| Cooper Financial Group | 134,298 | $2.04M | 0.25% | −14,008−9.4% | Reduced |
| StoneX Group Inc. | 140,403 | $2.13M | 0.12% | +140,403 | New |
| Wells Fargo & Company | 184,771 | $2.81M | 0.00% | +155,807+537.9% | Added |
| UBS Group AG | 191,438 | $2.91M | 0.00% | −57,389−23.1% | Reduced |
| Invesco Ltd. | 194,767 | $2.96M | 0.00% | +24,610+14.5% | Added |
| Bank of America Corp | 234,854 | $3.57M | 0.00% | +27,036+13.0% | Added |
| LPL Financial LLC | 237,247 | $3.61M | 0.00% | +159,279+204.3% | Added |
| Raymond James Financial Inc | 238,512 | $3.63M | 0.00% | +238,512 | New |
| Royal Bank of Canada | 253,759 | $3.86M | 0.00% | +8,901+3.6% | Added |
| Morgan Stanley | 2,383,711 | $36.2M | 0.00% | +395,278+19.9% | Added |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −768,984−100.0% | Sold out |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −22,850−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −20,189−100.0% | Sold out |
| Good Life Advisors, LLC | 0 | $0 | 0.00% | −18,530−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −16,594−100.0% | Sold out |
| BEAM Asset Management, LLC | 0 | $0 | 0.00% | −13,336−100.0% | Sold out |
| We Are One Seven, LLC | 0 | $0 | 0.00% | −10,930−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −4,480−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −3,540−100.0% | Sold out |
| GHP Investment Advisors, Inc. | 0 | $0 | 0.00% | −689−100.0% | Sold out |
| Larson Financial Group LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Gilliland Jeter Wealth Management LLC | 0 | $0 | 0.00% | −232−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −17,580−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| Raymond James Trust N.A. | – | – | – | – | Not filed |