Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB- Exchange
- NYSE
- SEC CIK
- 0001495825
In the last 90 days, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust insiders filed 2 open-market purchases and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $119.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- −1 vs. Q2 2023
- Shares held
- 5.27M
- −162.0K (−3.0%) vs. Q2 2023
- Total value
- $81.9M
- −$6.66M (−7.5%) vs. Q2 2023
- New holders
- 8
- 19 more added
- Sold out
- 9
- 21 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GBAB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $119.3M |
| Q1 2026 | 63 | $112.5M |
| Q4 2025 | 65 | $113.3M |
| Q3 2025 | 62 | $110.5M |
| Q2 2025 | 62 | $100.6M |
| Q1 2025 | 62 | $102.4M |
| Q4 2024 | 72 | $92.8M |
| Q3 2024 | 66 | $101.9M |
| Q2 2024 | 63 | $88.7M |
| Q1 2024 | 62 | $89.5M |
| Q4 2023 | 59 | $86.3M |
| Q3 2023 | 63 | $81.9M |
| Q2 2023 | 64 | $88.6M |
| Q1 2023 | 63 | $87.7M |
| Q4 2022 | 63 | $80.9M |
| Q3 2022 | 57 | $71.0M |
| Q2 2022 | 62 | $66.0M |
| Q1 2022 | 57 | $70.1M |
| Q4 2021 | 62 | $92.4M |
| Q3 2021 | 53 | $92.2M |
| Q2 2021 | 52 | $86.4M |
| Q1 2021 | 52 | $76.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,506,855 | $23.4M | 0.00% | +103,346+7.4% | Added |
| Guggenheim Capital LLC | 762,676 | $11.9M | 0.10% | 00.0% | Unchanged |
| UBS Group AG | 281,618 | $4.38M | 0.00% | −18,825−6.3% | Reduced |
| Bank of America Corp | 231,418 | $3.60M | 0.00% | −9,585−4.0% | Reduced |
| Invesco Ltd. | 178,044 | $2.77M | 0.00% | +11,482+6.9% | Added |
| Advisor Group Holdings, Inc. | 164,389 | $2.55M | 0.00% | +86,419+110.8% | Added |
| Invictus Private Wealth, LLC | 149,478 | $2.32M | 0.25% | +23,185+18.4% | Added |
| Royal Bank of Canada | 142,689 | $2.22M | 0.00% | +5,321+3.9% | Added |
| Cooper Financial Group | 130,180 | $2.02M | 0.49% | +91,709+238.4% | Added |
| Raymond James & Associates | 120,845 | $1.88M | 0.00% | −10,961−8.3% | Reduced |
| LPL Financial LLC | 117,309 | $1.82M | 0.00% | −77,103−39.7% | Reduced |
| Fiera Capital Corp | 107,993 | $1.68M | 0.01% | −159−0.1% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 102,797 | $1.60M | 0.07% | −200−0.2% | Reduced |
| Bramshill Investments, LLC | 95,942 | $1.49M | 0.17% | −10,420−9.8% | Reduced |
| Farther Finance Advisors, LLC | 84,309 | $1.31M | 0.21% | +50,619+150.2% | Added |
| Regatta Capital Group, LLC | 77,059 | $1.20M | 0.38% | −6,182−7.4% | Reduced |
| Stifel Financial Corp | 71,842 | $1.12M | 0.00% | +3,445+5.0% | Added |
| Janney Montgomery Scott LLC | 71,404 | $1.11M | 0.00% | −278,492−79.6% | Reduced |
| Kenfarb & Co. | 68,330 | $1.06M | 0.97% | −1,680−2.4% | Reduced |
| Xcel Wealth Management, LLC | 60,043 | $933.1K | 0.37% | −12,667−17.4% | Reduced |
| Whittier Trust Co | 57,759 | $897.6K | 0.02% | +44,253+327.7% | Added |
| Wedbush Securities Inc | 52,404 | $814.0K | 0.04% | −1,191−2.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 49,550 | $770.0K | 0.00% | −3,465−6.5% | Reduced |
| David J Yvars Group | 47,496 | $735.0K | 0.61% | −599−1.2% | Reduced |
| Walker Asset Management, LLC | 46,313 | $719.7K | 0.64% | −1,000−2.1% | Reduced |
| Lakeview Capital Partners, LLC | 43,673 | $678.7K | 0.13% | +1,113+2.6% | Added |
| Dynamic Advisor Solutions LLC | 37,927 | $589.4K | 0.03% | +3,280+9.5% | Added |
| Commonwealth Equity Services, LLC | 32,737 | $509.0K | 0.00% | +20,357+164.4% | Added |
| Wells Fargo & Company | 29,064 | $451.6K | 0.00% | −79,532−73.2% | Reduced |
| Private Advisor Group, LLC | 28,613 | $444.7K | 0.00% | +232+0.8% | Added |
| Schnieders Capital Management LLC | 27,950 | $434.3K | 0.10% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 27,058 | $420.5K | 0.00% | −2,617−8.8% | Reduced |
| NWF Advisory Services Inc. | 26,800 | $416.5K | 0.10% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 22,181 | $344.7K | 0.00% | +585+2.7% | Added |
| Raymond James Trust N.A. | 18,786 | $291.9K | 0.01% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 18,730 | $291.1K | 0.20% | +1,254+7.2% | Added |
| National Asset Management, Inc. | 16,192 | $251.6K | 0.01% | −8,398−34.2% | Reduced |
| King Wealth | 15,138 | $235.0K | 0.05% | −211−1.4% | Reduced |
| HighTower Advisors, LLC | 14,612 | $227.0K | 0.00% | +63+0.4% | Added |
| CoreCap Advisors, LLC | 13,515 | $210.0K | 0.02% | +1,050+8.4% | Added |
| Stratos Wealth Partners, LTD. | 13,488 | $209.6K | 0.00% | 00.0% | Unchanged |
| Benedetti & Gucer, Inc. | 12,000 | $186.5K | 0.10% | 00.0% | Unchanged |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 12,050 | $178.1K | 0.08% | 00.0% | Unchanged |
| Carl P. Sherr & Co., LLC | 11,325 | $176.0K | 0.12% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,671 | $165.8K | 0.01% | +252+2.4% | Added |
| Good Life Advisors, LLC | 10,535 | $163.7K | 0.02% | 00.0% | Unchanged |
| Private Portfolio Partners LLC | 10,246 | $159.2K | 0.04% | +10,246 | New |
| Cetera Investment Advisers | 10,157 | $157.8K | 0.00% | −152−1.5% | Reduced |
| NBC Securities, Inc. | 8,762 | $136.0K | 0.01% | +8,762 | New |
| RVW Wealth, LLC | 8,000 | $124.3K | 0.01% | +8,000 | New |
| Spire Wealth Management | 3,390 | $52.7K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 2,500 | $38.9K | 0.00% | +2,500 | New |
| CWM, LLC | 2,260 | $35.0K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 1,800 | $28.0K | 0.00% | +1,800 | New |
| IFP Advisors, Inc | 650 | $10.1K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 650 | $10.1K | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 373 | $5.81K | 0.00% | +5+1.4% | Added |
| Creative Planning | 306 | $4.76K | 0.00% | +306 | New |
| Steward Partners Investment Advisory, LLC | 240 | $3.73K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 175 | $2.72K | 0.00% | −670−79.3% | Reduced |
| JPMorgan Chase & Co | 121 | $1.88K | 0.00% | +121 | New |
| Sound Income Strategies, LLC | 40 | $622 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 10 | $156 | 0.00% | +10 | New |
| Miracle Mile Advisors, LLC | 0 | $0 | 0.00% | −40,484−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −22,512−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −15,990−100.0% | Sold out |
| Triad Investment Management | 0 | $0 | 0.00% | −11,814−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −11,715−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −10,878−100.0% | Sold out |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −3,117−100.0% | Sold out |
| Nemes Rush Group LLC | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −394−100.0% | Sold out |