Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB- Exchange
- NYSE
- SEC CIK
- 0001495825
In the last 90 days, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust insiders filed 2 open-market purchases and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $119.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- −1 vs. Q2 2023
- Shares held
- 5.27M
- −162.0K (−3.0%) vs. Q2 2023
- Total value
- $81.9M
- −$6.66M (−7.5%) vs. Q2 2023
- New holders
- 8
- 19 more added
- Sold out
- 9
- 21 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GBAB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $119.3M |
| Q1 2026 | 63 | $112.5M |
| Q4 2025 | 65 | $113.3M |
| Q3 2025 | 62 | $110.5M |
| Q2 2025 | 62 | $100.6M |
| Q1 2025 | 62 | $102.4M |
| Q4 2024 | 72 | $92.8M |
| Q3 2024 | 66 | $101.9M |
| Q2 2024 | 63 | $88.7M |
| Q1 2024 | 62 | $89.5M |
| Q4 2023 | 59 | $86.3M |
| Q3 2023 | 63 | $81.9M |
| Q2 2023 | 64 | $88.6M |
| Q1 2023 | 63 | $87.7M |
| Q4 2022 | 63 | $80.9M |
| Q3 2022 | 57 | $71.0M |
| Q2 2022 | 62 | $66.0M |
| Q1 2022 | 57 | $70.1M |
| Q4 2021 | 62 | $92.4M |
| Q3 2021 | 53 | $92.2M |
| Q2 2021 | 52 | $86.4M |
| Q1 2021 | 52 | $76.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| DHJJ Financial Advisors, Ltd. | 10 | $156 | 0.00% | +10 | New |
| Sound Income Strategies, LLC | 40 | $622 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 121 | $1.88K | 0.00% | +121 | New |
| Whittier Trust Co of Nevada Inc | 175 | $2.72K | 0.00% | −670−79.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 240 | $3.73K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 306 | $4.76K | 0.00% | +306 | New |
| ORG Partners LLC | 373 | $5.81K | 0.00% | +5+1.4% | Added |
| IFP Advisors, Inc | 650 | $10.1K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 650 | $10.1K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 1,800 | $28.0K | 0.00% | +1,800 | New |
| CWM, LLC | 2,260 | $35.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 2,500 | $38.9K | 0.00% | +2,500 | New |
| Spire Wealth Management | 3,390 | $52.7K | 0.00% | 00.0% | Unchanged |
| RVW Wealth, LLC | 8,000 | $124.3K | 0.01% | +8,000 | New |
| NBC Securities, Inc. | 8,762 | $136.0K | 0.01% | +8,762 | New |
| Cetera Investment Advisers | 10,157 | $157.8K | 0.00% | −152−1.5% | Reduced |
| Private Portfolio Partners LLC | 10,246 | $159.2K | 0.04% | +10,246 | New |
| Good Life Advisors, LLC | 10,535 | $163.7K | 0.02% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,671 | $165.8K | 0.01% | +252+2.4% | Added |
| Carl P. Sherr & Co., LLC | 11,325 | $176.0K | 0.12% | 00.0% | Unchanged |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 12,050 | $178.1K | 0.08% | 00.0% | Unchanged |
| Benedetti & Gucer, Inc. | 12,000 | $186.5K | 0.10% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 13,488 | $209.6K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 13,515 | $210.0K | 0.02% | +1,050+8.4% | Added |
| HighTower Advisors, LLC | 14,612 | $227.0K | 0.00% | +63+0.4% | Added |
| King Wealth | 15,138 | $235.0K | 0.05% | −211−1.4% | Reduced |
| National Asset Management, Inc. | 16,192 | $251.6K | 0.01% | −8,398−34.2% | Reduced |
| Fortitude Advisory Group L.L.C. | 18,730 | $291.1K | 0.20% | +1,254+7.2% | Added |
| Raymond James Trust N.A. | 18,786 | $291.9K | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 22,181 | $344.7K | 0.00% | +585+2.7% | Added |
| NWF Advisory Services Inc. | 26,800 | $416.5K | 0.10% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 27,058 | $420.5K | 0.00% | −2,617−8.8% | Reduced |
| Schnieders Capital Management LLC | 27,950 | $434.3K | 0.10% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 28,613 | $444.7K | 0.00% | +232+0.8% | Added |
| Wells Fargo & Company | 29,064 | $451.6K | 0.00% | −79,532−73.2% | Reduced |
| Commonwealth Equity Services, LLC | 32,737 | $509.0K | 0.00% | +20,357+164.4% | Added |
| Dynamic Advisor Solutions LLC | 37,927 | $589.4K | 0.03% | +3,280+9.5% | Added |
| Lakeview Capital Partners, LLC | 43,673 | $678.7K | 0.13% | +1,113+2.6% | Added |
| Walker Asset Management, LLC | 46,313 | $719.7K | 0.64% | −1,000−2.1% | Reduced |
| David J Yvars Group | 47,496 | $735.0K | 0.61% | −599−1.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 49,550 | $770.0K | 0.00% | −3,465−6.5% | Reduced |
| Wedbush Securities Inc | 52,404 | $814.0K | 0.04% | −1,191−2.2% | Reduced |
| Whittier Trust Co | 57,759 | $897.6K | 0.02% | +44,253+327.7% | Added |
| Xcel Wealth Management, LLC | 60,043 | $933.1K | 0.37% | −12,667−17.4% | Reduced |
| Kenfarb & Co. | 68,330 | $1.06M | 0.97% | −1,680−2.4% | Reduced |
| Janney Montgomery Scott LLC | 71,404 | $1.11M | 0.00% | −278,492−79.6% | Reduced |
| Stifel Financial Corp | 71,842 | $1.12M | 0.00% | +3,445+5.0% | Added |
| Regatta Capital Group, LLC | 77,059 | $1.20M | 0.38% | −6,182−7.4% | Reduced |
| Farther Finance Advisors, LLC | 84,309 | $1.31M | 0.21% | +50,619+150.2% | Added |
| Bramshill Investments, LLC | 95,942 | $1.49M | 0.17% | −10,420−9.8% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 102,797 | $1.60M | 0.07% | −200−0.2% | Reduced |
| Fiera Capital Corp | 107,993 | $1.68M | 0.01% | −159−0.1% | Reduced |
| LPL Financial LLC | 117,309 | $1.82M | 0.00% | −77,103−39.7% | Reduced |
| Raymond James & Associates | 120,845 | $1.88M | 0.00% | −10,961−8.3% | Reduced |
| Cooper Financial Group | 130,180 | $2.02M | 0.49% | +91,709+238.4% | Added |
| Royal Bank of Canada | 142,689 | $2.22M | 0.00% | +5,321+3.9% | Added |
| Invictus Private Wealth, LLC | 149,478 | $2.32M | 0.25% | +23,185+18.4% | Added |
| Advisor Group Holdings, Inc. | 164,389 | $2.55M | 0.00% | +86,419+110.8% | Added |
| Invesco Ltd. | 178,044 | $2.77M | 0.00% | +11,482+6.9% | Added |
| Bank of America Corp | 231,418 | $3.60M | 0.00% | −9,585−4.0% | Reduced |
| UBS Group AG | 281,618 | $4.38M | 0.00% | −18,825−6.3% | Reduced |
| Guggenheim Capital LLC | 762,676 | $11.9M | 0.10% | 00.0% | Unchanged |
| Morgan Stanley | 1,506,855 | $23.4M | 0.00% | +103,346+7.4% | Added |
| Miracle Mile Advisors, LLC | 0 | $0 | 0.00% | −40,484−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −22,512−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −15,990−100.0% | Sold out |
| Triad Investment Management | 0 | $0 | 0.00% | −11,814−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −11,715−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −10,878−100.0% | Sold out |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −3,117−100.0% | Sold out |
| Nemes Rush Group LLC | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −394−100.0% | Sold out |