Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB- Exchange
- NYSE
- SEC CIK
- 0001495825
In the last 90 days, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust insiders filed 2 open-market purchases and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $119.3M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- −3 vs. Q3 2023
- Shares held
- 5.33M
- +128.4K (+2.5%) vs. Q3 2023
- Total value
- $86.3M
- +$5.50M (+6.8%) vs. Q3 2023
- New holders
- 5
- 20 more added
- Sold out
- 8
- 18 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GBAB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $119.3M |
| Q1 2026 | 63 | $112.5M |
| Q4 2025 | 65 | $113.3M |
| Q3 2025 | 62 | $110.5M |
| Q2 2025 | 62 | $100.6M |
| Q1 2025 | 62 | $102.4M |
| Q4 2024 | 72 | $92.8M |
| Q3 2024 | 66 | $101.9M |
| Q2 2024 | 63 | $88.7M |
| Q1 2024 | 62 | $89.5M |
| Q4 2023 | 59 | $86.3M |
| Q3 2023 | 63 | $81.9M |
| Q2 2023 | 64 | $88.6M |
| Q1 2023 | 63 | $87.7M |
| Q4 2022 | 63 | $80.9M |
| Q3 2022 | 57 | $71.0M |
| Q2 2022 | 62 | $66.0M |
| Q1 2022 | 57 | $70.1M |
| Q4 2021 | 62 | $92.4M |
| Q3 2021 | 53 | $92.2M |
| Q2 2021 | 52 | $86.4M |
| Q1 2021 | 52 | $76.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,602,391 | $25.9M | 0.00% | +95,536+6.3% | Added |
| Guggenheim Capital LLC | 762,676 | $12.3M | 0.09% | 00.0% | Unchanged |
| UBS Group AG | 276,598 | $4.48M | 0.00% | −5,020−1.8% | Reduced |
| LPL Financial LLC | 274,164 | $4.44M | 0.00% | +156,855+133.7% | Added |
| Bank of America Corp | 207,335 | $3.36M | 0.00% | −24,083−10.4% | Reduced |
| Invesco Ltd. | 176,756 | $2.86M | 0.00% | −1,288−0.7% | Reduced |
| Raymond James & Associates | 154,383 | $2.50M | 0.00% | +33,538+27.8% | Added |
| Royal Bank of Canada | 151,105 | $2.45M | 0.00% | +8,416+5.9% | Added |
| Cooper Financial Group | 141,157 | $2.29M | 0.42% | +10,977+8.4% | Added |
| Fiera Capital Corp | 107,993 | $1.75M | 0.01% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 96,797 | $1.57M | 0.06% | −6,000−5.8% | Reduced |
| Farther Finance Advisors, LLC | 90,684 | $1.47M | 0.11% | +6,375+7.6% | Added |
| Advisor Group Holdings, Inc. | 87,049 | $1.41M | 0.00% | −77,340−47.0% | Reduced |
| Bramshill Investments, LLC | 85,164 | $1.38M | 0.14% | −10,778−11.2% | Reduced |
| Regatta Capital Group, LLC | 73,222 | $1.19M | 0.31% | −3,837−5.0% | Reduced |
| Stifel Financial Corp | 73,221 | $1.19M | 0.00% | +1,379+1.9% | Added |
| Janney Montgomery Scott LLC | 67,491 | $1.09M | 0.00% | −3,913−5.5% | Reduced |
| Wedbush Securities Inc | 62,246 | $1.01M | 0.04% | +9,842+18.8% | Added |
| Venture Visionary Partners LLC | 61,582 | $997.0K | 0.05% | +61,582 | New |
| Xcel Wealth Management, LLC | 60,043 | $972.1K | 0.34% | 00.0% | Unchanged |
| Whittier Trust Co | 58,070 | $939.6K | 0.02% | +311+0.5% | Added |
| Lakeview Capital Partners, LLC | 52,016 | $842.1K | 0.15% | +8,343+19.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 47,027 | $761.4K | 0.00% | −2,523−5.1% | Reduced |
| Walker Asset Management, LLC | 46,313 | $749.8K | 0.54% | 00.0% | Unchanged |
| David J Yvars Group | 42,528 | $691.1K | 0.56% | −4,968−10.5% | Reduced |
| JBR Co Financial Management Inc | 42,015 | $680.2K | 0.64% | +42,015 | New |
| Dynamic Advisor Solutions LLC | 39,278 | $657.1K | 0.02% | +1,351+3.6% | Added |
| Commonwealth Equity Services, LLC | 33,022 | $535.0K | 0.00% | +285+0.9% | Added |
| Invictus Private Wealth, LLC | 30,071 | $486.8K | 0.05% | −119,407−79.9% | Reduced |
| NWF Advisory Services Inc. | 27,800 | $450.1K | 0.09% | +1,000+3.7% | Added |
| Wells Fargo & Company | 26,539 | $429.7K | 0.00% | −2,525−8.7% | Reduced |
| Private Advisor Group, LLC | 26,217 | $424.5K | 0.00% | −2,396−8.4% | Reduced |
| Private Portfolio Partners LLC | 25,995 | $420.9K | 0.10% | +15,749+153.7% | Added |
| Kestra Advisory Services, LLC | 21,752 | $352.2K | 0.00% | −5,306−19.6% | Reduced |
| Fortitude Advisory Group L.L.C. | 19,042 | $308.3K | 0.19% | +312+1.7% | Added |
| Raymond James Trust N.A. | 18,786 | $304.1K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 15,515 | $251.2K | 0.02% | +2,000+14.8% | Added |
| Significant Wealth Partners LLC | 15,502 | $251.0K | 0.18% | +15,502 | New |
| King Wealth | 15,195 | $246.0K | 0.05% | +57+0.4% | Added |
| Schnieders Capital Management LLC | 13,750 | $222.6K | 0.05% | −14,200−50.8% | Reduced |
| Stratos Wealth Partners, LTD. | 13,488 | $218.4K | 0.00% | 00.0% | Unchanged |
| Benedetti & Gucer, Inc. | 13,386 | $216.7K | 0.11% | +1,386+11.6% | Added |
| HighTower Advisors, LLC | 12,993 | $210.0K | 0.00% | −1,619−11.1% | Reduced |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 11,550 | $189.7K | 0.08% | −500−4.1% | Reduced |
| Carl P. Sherr & Co., LLC | 11,325 | $183.4K | 0.11% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 10,535 | $170.6K | 0.02% | 00.0% | Unchanged |
| Cetera Investment Advisers | 10,157 | $164.4K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 8,910 | $144.0K | 0.01% | +148+1.7% | Added |
| Cambridge Trust Co | 2,500 | $40.5K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 2,100 | $34.0K | 0.00% | +300+16.7% | Added |
| LM Advisors LLC | 2,000 | $32.4K | 0.01% | +2,000 | New |
| Spire Wealth Management | 1,890 | $30.4K | 0.00% | −1,500−44.2% | Reduced |
| Baystate Wealth Management LLC | 1,008 | $16.3K | 0.00% | +1,008 | New |
| IFP Advisors, Inc | 650 | $10.5K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 240 | $3.89K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 175 | $2.83K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 121 | $1.96K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 40 | $648 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 10 | $162 | 0.00% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −22,181−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −16,192−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −10,671−100.0% | Sold out |
| RVW Wealth, LLC | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −2,260−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −650−100.0% | Sold out |
| ORG Partners LLC | 0 | $0 | 0.00% | −373−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −306−100.0% | Sold out |
| Kenfarb & Co. | – | – | – | – | Not filed |