Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB- Exchange
- NYSE
- SEC CIK
- 0001495825
In the last 90 days, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust insiders filed 2 open-market purchases and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $119.3M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +1 vs. Q4 2022
- Shares held
- 5.15M
- +199.0K (+4.0%) vs. Q4 2022
- Total value
- $87.7M
- +$7.06M (+8.8%) vs. Q4 2022
- New holders
- 8
- 26 more added
- Sold out
- 7
- 16 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GBAB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $119.3M |
| Q1 2026 | 63 | $112.5M |
| Q4 2025 | 65 | $113.3M |
| Q3 2025 | 62 | $110.5M |
| Q2 2025 | 62 | $100.6M |
| Q1 2025 | 62 | $102.4M |
| Q4 2024 | 72 | $92.8M |
| Q3 2024 | 66 | $101.9M |
| Q2 2024 | 63 | $88.7M |
| Q1 2024 | 62 | $89.5M |
| Q4 2023 | 59 | $86.3M |
| Q3 2023 | 63 | $81.9M |
| Q2 2023 | 64 | $88.6M |
| Q1 2023 | 63 | $87.7M |
| Q4 2022 | 63 | $80.9M |
| Q3 2022 | 57 | $71.0M |
| Q2 2022 | 62 | $66.0M |
| Q1 2022 | 57 | $70.1M |
| Q4 2021 | 62 | $92.4M |
| Q3 2021 | 53 | $92.2M |
| Q2 2021 | 52 | $86.4M |
| Q1 2021 | 52 | $76.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,177,424 | $20.1M | 0.00% | +106,802+10.0% | Added |
| Guggenheim Capital LLC | 762,676 | $13.0M | 0.11% | 00.0% | Unchanged |
| UBS Group AG | 343,713 | $5.86M | 0.00% | +11,466+3.5% | Added |
| Janney Montgomery Scott LLC | 241,164 | $4.11M | 0.02% | +32,158+15.4% | Added |
| Bank of America Corp | 234,818 | $4.00M | 0.00% | +2,210+1.0% | Added |
| LPL Financial LLC | 175,565 | $2.99M | 0.00% | +81,391+86.4% | Added |
| Invesco Ltd. | 163,244 | $2.78M | 0.00% | −36,804−18.4% | Reduced |
| Raymond James & Associates | 141,122 | $2.40M | 0.00% | −3,173−2.2% | Reduced |
| Royal Bank of Canada | 136,852 | $2.33M | 0.00% | +4,597+3.5% | Added |
| Invictus Private Wealth, LLC | 123,681 | $2.11M | 0.25% | +5,978+5.1% | Added |
| Wells Fargo & Company | 118,055 | $2.01M | 0.00% | −9,355−7.3% | Reduced |
| Fiera Capital Corp | 108,152 | $1.84M | 0.01% | −2,023−1.8% | Reduced |
| Bramshill Investments, LLC | 107,985 | $1.84M | 0.22% | +1,919+1.8% | Added |
| U.S. Capital Wealth Advisors, LLC | 102,992 | $1.75M | 0.08% | −12,668−11.0% | Reduced |
| Regatta Capital Group, LLC | 86,184 | $1.41M | 0.50% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 80,674 | $1.37M | 0.00% | +6,890+9.3% | Added |
| Kenfarb & Co. | 73,885 | $1.26M | 1.12% | −3,100−4.0% | Reduced |
| Xcel Wealth Management, LLC | 68,500 | $1.17M | 0.41% | +17,632+34.7% | Added |
| Stifel Financial Corp | 65,792 | $1.12M | 0.00% | +41,143+166.9% | Added |
| Miracle Mile Advisors, LLC | 62,047 | $1.06M | 0.03% | −5,417−8.0% | Reduced |
| Wedbush Securities Inc | 53,180 | $906.0K | 0.05% | +213+0.4% | Added |
| Walker Asset Management, LLC | 50,518 | $860.8K | 0.75% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 48,184 | $821.0K | 0.00% | +1,487+3.2% | Added |
| David J Yvars Group | 47,608 | $811.2K | 0.73% | −4,807−9.2% | Reduced |
| Lakeview Capital Partners, LLC | 42,557 | $719.2K | 0.22% | −5,007−10.5% | Reduced |
| Whittier Trust Co | 39,612 | $674.6K | 0.01% | −616−1.5% | Reduced |
| Dynamic Advisor Solutions LLC | 36,976 | $630.1K | 0.04% | +5,876+18.9% | Added |
| Sit Investment Associates Inc | 34,152 | $582.0K | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 30,983 | $527.9K | 0.01% | −7,815−20.1% | Reduced |
| Cooper Financial Group | 28,685 | $488.8K | 0.13% | +2,459+9.4% | Added |
| Kestra Advisory Services, LLC | 28,673 | $488.6K | 0.01% | +431+1.5% | Added |
| Private Advisor Group, LLC | 28,164 | $479.9K | 0.00% | +1,789+6.8% | Added |
| Schnieders Capital Management LLC | 27,950 | $476.3K | 0.11% | +4,250+17.9% | Added |
| NWF Advisory Services Inc. | 26,800 | $436.8K | 0.10% | +26,800 | New |
| Bank of Montreal | 22,512 | $389.7K | 0.00% | +22,512 | New |
| Baird Financial Group, Inc. | 21,032 | $358.4K | 0.00% | −287−1.3% | Reduced |
| Raymond James Trust N.A. | 18,786 | $320.0K | 0.01% | −738−3.8% | Reduced |
| Fortitude Advisory Group L.L.C. | 15,429 | $262.9K | 0.21% | +604+4.1% | Added |
| King Wealth | 15,300 | $261.0K | 0.06% | −339−2.2% | Reduced |
| HighTower Advisors, LLC | 14,490 | $247.0K | 0.00% | +57+0.4% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 14,000 | $238.6K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,252 | $208.0K | 0.00% | +2,248+22.5% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 12,250 | $207.4K | 0.09% | +500+4.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 12,109 | $206.0K | 0.00% | +12,109 | New |
| Triad Investment Management | 12,039 | $205.2K | 0.30% | +8+0.1% | Added |
| Stratos Wealth Partners, LTD. | 12,033 | $205.0K | 0.01% | −1,800−13.0% | Reduced |
| Rockefeller Capital Management L.P. | 11,715 | $199.0K | 0.00% | −114−1.0% | Reduced |
| Benedetti & Gucer, Inc. | 11,700 | $199.0K | 0.11% | +11,700 | New |
| Carl P. Sherr & Co., LLC | 11,325 | $193.0K | 0.14% | +11,325 | New |
| Good Life Advisors, LLC | 10,535 | $179.5K | 0.02% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,181 | $173.5K | 0.01% | +10,181 | New |
| Spire Wealth Management | 3,390 | $57.8K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 3,117 | $53.1K | 0.04% | +23+0.7% | Added |
| CWM, LLC | 2,260 | $39.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 2,237 | $38.1K | 0.00% | +700+45.5% | Added |
| Ahrens Investment Partners LLC | 1,700 | $29.0K | 0.01% | +1,700 | New |
| Whittier Trust Co of Nevada Inc | 1,445 | $24.6K | 0.00% | +670+86.5% | Added |
| The PNC Financial Services Group, Inc. | 1,250 | $21.3K | 0.00% | +1,250 | New |
| IFP Advisors, Inc | 650 | $13.9K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 650 | $11.1K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 394 | $6.71K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 240 | $4.09K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 40 | $682 | 0.00% | 00.0% | Unchanged |
| Alpha Cubed Investments, LLC | 0 | $0 | 0.00% | −66,245−100.0% | Sold out |
| Private Portfolio Partners LLC | 0 | $0 | 0.00% | −16,288−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,767−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,773−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −10,368−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −10,320−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −4,258−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |