Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB- Exchange
- NYSE
- SEC CIK
- 0001495825
In the last 90 days, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust insiders filed 2 open-market purchases and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $119.3M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +1 vs. Q4 2022
- Shares held
- 5.15M
- +199.0K (+4.0%) vs. Q4 2022
- Total value
- $87.7M
- +$7.06M (+8.8%) vs. Q4 2022
- New holders
- 8
- 26 more added
- Sold out
- 7
- 16 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GBAB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $119.3M |
| Q1 2026 | 63 | $112.5M |
| Q4 2025 | 65 | $113.3M |
| Q3 2025 | 62 | $110.5M |
| Q2 2025 | 62 | $100.6M |
| Q1 2025 | 62 | $102.4M |
| Q4 2024 | 72 | $92.8M |
| Q3 2024 | 66 | $101.9M |
| Q2 2024 | 63 | $88.7M |
| Q1 2024 | 62 | $89.5M |
| Q4 2023 | 59 | $86.3M |
| Q3 2023 | 63 | $81.9M |
| Q2 2023 | 64 | $88.6M |
| Q1 2023 | 63 | $87.7M |
| Q4 2022 | 63 | $80.9M |
| Q3 2022 | 57 | $71.0M |
| Q2 2022 | 62 | $66.0M |
| Q1 2022 | 57 | $70.1M |
| Q4 2021 | 62 | $92.4M |
| Q3 2021 | 53 | $92.2M |
| Q2 2021 | 52 | $86.4M |
| Q1 2021 | 52 | $76.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 40 | $682 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 240 | $4.09K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 394 | $6.71K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 650 | $11.1K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 650 | $13.9K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,250 | $21.3K | 0.00% | +1,250 | New |
| Whittier Trust Co of Nevada Inc | 1,445 | $24.6K | 0.00% | +670+86.5% | Added |
| Ahrens Investment Partners LLC | 1,700 | $29.0K | 0.01% | +1,700 | New |
| Belpointe Asset Management LLC | 2,237 | $38.1K | 0.00% | +700+45.5% | Added |
| CWM, LLC | 2,260 | $39.0K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 3,117 | $53.1K | 0.04% | +23+0.7% | Added |
| Spire Wealth Management | 3,390 | $57.8K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,181 | $173.5K | 0.01% | +10,181 | New |
| Good Life Advisors, LLC | 10,535 | $179.5K | 0.02% | 00.0% | Unchanged |
| Carl P. Sherr & Co., LLC | 11,325 | $193.0K | 0.14% | +11,325 | New |
| Rockefeller Capital Management L.P. | 11,715 | $199.0K | 0.00% | −114−1.0% | Reduced |
| Benedetti & Gucer, Inc. | 11,700 | $199.0K | 0.11% | +11,700 | New |
| Stratos Wealth Partners, LTD. | 12,033 | $205.0K | 0.01% | −1,800−13.0% | Reduced |
| Triad Investment Management | 12,039 | $205.2K | 0.30% | +8+0.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 12,109 | $206.0K | 0.00% | +12,109 | New |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 12,250 | $207.4K | 0.09% | +500+4.3% | Added |
| Commonwealth Equity Services, LLC | 12,252 | $208.0K | 0.00% | +2,248+22.5% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 14,000 | $238.6K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 14,490 | $247.0K | 0.00% | +57+0.4% | Added |
| King Wealth | 15,300 | $261.0K | 0.06% | −339−2.2% | Reduced |
| Fortitude Advisory Group L.L.C. | 15,429 | $262.9K | 0.21% | +604+4.1% | Added |
| Raymond James Trust N.A. | 18,786 | $320.0K | 0.01% | −738−3.8% | Reduced |
| Baird Financial Group, Inc. | 21,032 | $358.4K | 0.00% | −287−1.3% | Reduced |
| Bank of Montreal | 22,512 | $389.7K | 0.00% | +22,512 | New |
| NWF Advisory Services Inc. | 26,800 | $436.8K | 0.10% | +26,800 | New |
| Schnieders Capital Management LLC | 27,950 | $476.3K | 0.11% | +4,250+17.9% | Added |
| Private Advisor Group, LLC | 28,164 | $479.9K | 0.00% | +1,789+6.8% | Added |
| Kestra Advisory Services, LLC | 28,673 | $488.6K | 0.01% | +431+1.5% | Added |
| Cooper Financial Group | 28,685 | $488.8K | 0.13% | +2,459+9.4% | Added |
| National Asset Management, Inc. | 30,983 | $527.9K | 0.01% | −7,815−20.1% | Reduced |
| Sit Investment Associates Inc | 34,152 | $582.0K | 0.02% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 36,976 | $630.1K | 0.04% | +5,876+18.9% | Added |
| Whittier Trust Co | 39,612 | $674.6K | 0.01% | −616−1.5% | Reduced |
| Lakeview Capital Partners, LLC | 42,557 | $719.2K | 0.22% | −5,007−10.5% | Reduced |
| David J Yvars Group | 47,608 | $811.2K | 0.73% | −4,807−9.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 48,184 | $821.0K | 0.00% | +1,487+3.2% | Added |
| Walker Asset Management, LLC | 50,518 | $860.8K | 0.75% | 00.0% | Unchanged |
| Wedbush Securities Inc | 53,180 | $906.0K | 0.05% | +213+0.4% | Added |
| Miracle Mile Advisors, LLC | 62,047 | $1.06M | 0.03% | −5,417−8.0% | Reduced |
| Stifel Financial Corp | 65,792 | $1.12M | 0.00% | +41,143+166.9% | Added |
| Xcel Wealth Management, LLC | 68,500 | $1.17M | 0.41% | +17,632+34.7% | Added |
| Kenfarb & Co. | 73,885 | $1.26M | 1.12% | −3,100−4.0% | Reduced |
| Advisor Group Holdings, Inc. | 80,674 | $1.37M | 0.00% | +6,890+9.3% | Added |
| Regatta Capital Group, LLC | 86,184 | $1.41M | 0.50% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 102,992 | $1.75M | 0.08% | −12,668−11.0% | Reduced |
| Bramshill Investments, LLC | 107,985 | $1.84M | 0.22% | +1,919+1.8% | Added |
| Fiera Capital Corp | 108,152 | $1.84M | 0.01% | −2,023−1.8% | Reduced |
| Wells Fargo & Company | 118,055 | $2.01M | 0.00% | −9,355−7.3% | Reduced |
| Invictus Private Wealth, LLC | 123,681 | $2.11M | 0.25% | +5,978+5.1% | Added |
| Royal Bank of Canada | 136,852 | $2.33M | 0.00% | +4,597+3.5% | Added |
| Raymond James & Associates | 141,122 | $2.40M | 0.00% | −3,173−2.2% | Reduced |
| Invesco Ltd. | 163,244 | $2.78M | 0.00% | −36,804−18.4% | Reduced |
| LPL Financial LLC | 175,565 | $2.99M | 0.00% | +81,391+86.4% | Added |
| Bank of America Corp | 234,818 | $4.00M | 0.00% | +2,210+1.0% | Added |
| Janney Montgomery Scott LLC | 241,164 | $4.11M | 0.02% | +32,158+15.4% | Added |
| UBS Group AG | 343,713 | $5.86M | 0.00% | +11,466+3.5% | Added |
| Guggenheim Capital LLC | 762,676 | $13.0M | 0.11% | 00.0% | Unchanged |
| Morgan Stanley | 1,177,424 | $20.1M | 0.00% | +106,802+10.0% | Added |
| Alpha Cubed Investments, LLC | 0 | $0 | 0.00% | −66,245−100.0% | Sold out |
| Private Portfolio Partners LLC | 0 | $0 | 0.00% | −16,288−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,767−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,773−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −10,368−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −10,320−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −4,258−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |