Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB- Exchange
- NYSE
- SEC CIK
- 0001495825
In the last 90 days, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust insiders filed 2 open-market purchases and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $119.3M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +7 vs. Q3 2022
- Shares held
- 4.97M
- +379.6K (+8.3%) vs. Q3 2022
- Total value
- $80.9M
- +$9.98M (+14.1%) vs. Q3 2022
- New holders
- 12
- 16 more added
- Sold out
- 5
- 28 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GBAB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $119.3M |
| Q1 2026 | 63 | $112.5M |
| Q4 2025 | 65 | $113.3M |
| Q3 2025 | 62 | $110.5M |
| Q2 2025 | 62 | $100.6M |
| Q1 2025 | 62 | $102.4M |
| Q4 2024 | 72 | $92.8M |
| Q3 2024 | 66 | $101.9M |
| Q2 2024 | 63 | $88.7M |
| Q1 2024 | 62 | $89.5M |
| Q4 2023 | 59 | $86.3M |
| Q3 2023 | 63 | $81.9M |
| Q2 2023 | 64 | $88.6M |
| Q1 2023 | 63 | $87.7M |
| Q4 2022 | 63 | $80.9M |
| Q3 2022 | 57 | $71.0M |
| Q2 2022 | 62 | $66.0M |
| Q1 2022 | 57 | $70.1M |
| Q4 2021 | 62 | $92.4M |
| Q3 2021 | 53 | $92.2M |
| Q2 2021 | 52 | $86.4M |
| Q1 2021 | 52 | $76.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,070,622 | $17.5M | 0.00% | +196,262+22.4% | Added |
| Guggenheim Capital LLC | 762,676 | $12.5M | 0.11% | +11,615+1.5% | Added |
| UBS Group AG | 332,247 | $5.44M | 0.00% | −12,985−3.8% | Reduced |
| Bank of America Corp | 232,608 | $3.81M | 0.00% | −56,752−19.6% | Reduced |
| Janney Montgomery Scott LLC | 209,006 | $3.42M | 0.01% | +8,828+4.4% | Added |
| Invesco Ltd. | 200,048 | $3.27M | 0.00% | +33,422+20.1% | Added |
| Raymond James & Associates | 144,295 | $2.36M | 0.00% | −29,716−17.1% | Reduced |
| Royal Bank of Canada | 132,255 | $2.16M | 0.00% | −25,863−16.4% | Reduced |
| Wells Fargo & Company | 127,410 | $2.08M | 0.00% | −44,627−25.9% | Reduced |
| Invictus Private Wealth, LLC | 117,703 | $1.93M | 0.25% | +117,703 | New |
| U.S. Capital Wealth Advisors, LLC | 115,660 | $1.89M | 0.09% | +5,720+5.2% | Added |
| Fiera Capital Corp | 110,175 | $1.80M | 0.01% | +5,885+5.6% | Added |
| Bramshill Investments, LLC | 106,066 | $1.74M | 0.20% | +106,066 | New |
| LPL Financial LLC | 94,174 | $1.54M | 0.00% | −10,439−10.0% | Reduced |
| Regatta Capital Group, LLC | 86,184 | $1.41M | 0.50% | +15,737+22.3% | Added |
| Kenfarb & Co. | 76,985 | $1.26M | 1.12% | −1,000−1.3% | Reduced |
| Advisor Group Holdings, Inc. | 73,784 | $1.21M | 0.00% | +32,274+77.7% | Added |
| Miracle Mile Advisors, LLC | 67,464 | $1.10M | 0.04% | −2,602−3.7% | Reduced |
| Alpha Cubed Investments, LLC | 66,245 | $1.08M | 0.08% | −8,075−10.9% | Reduced |
| Wedbush Securities Inc | 52,967 | $867.0K | 0.05% | +3,619+7.3% | Added |
| David J Yvars Group | 52,415 | $851.7K | 1.07% | −4,277−7.5% | Reduced |
| Xcel Wealth Management, LLC | 50,868 | $832.2K | 0.33% | +50,868 | New |
| Walker Asset Management, LLC | 50,518 | $826.5K | 0.72% | −2,240−4.2% | Reduced |
| Lakeview Capital Partners, LLC | 47,564 | $820.5K | 0.26% | −4,240−8.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 46,697 | $764.0K | 0.00% | −1,360−2.8% | Reduced |
| Whittier Trust Co | 40,228 | $658.1K | 0.01% | −499−1.2% | Reduced |
| National Asset Management, Inc. | 38,798 | $634.7K | 0.02% | +7,910+25.6% | Added |
| Sit Investment Associates Inc | 34,152 | $559.0K | 0.02% | −572−1.6% | Reduced |
| Dynamic Advisor Solutions LLC | 31,100 | $508.8K | 0.03% | −2,231−6.7% | Reduced |
| Kestra Advisory Services, LLC | 28,242 | $462.0K | 0.00% | −3,411−10.8% | Reduced |
| Cooper Financial Group | 26,226 | $429.1K | 0.13% | +26,226 | New |
| Stifel Financial Corp | 24,649 | $403.3K | 0.00% | −674−2.7% | Reduced |
| Schnieders Capital Management LLC | 23,700 | $387.7K | 0.09% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 21,319 | $349.0K | 0.00% | +275+1.3% | Added |
| Raymond James Trust N.A. | 19,524 | $319.0K | 0.01% | 00.0% | Unchanged |
| Private Portfolio Partners LLC | 16,288 | $266.5K | 0.07% | −5,585−25.5% | Reduced |
| Virtu Financial LLC | 15,767 | $258.0K | 0.03% | +15,767 | New |
| King Wealth | 15,639 | $256.0K | 0.06% | +49+0.3% | Added |
| Fortitude Advisory Group L.L.C. | 14,825 | $242.5K | 0.21% | +26+0.2% | Added |
| Susquehanna International Group, LLP | 14,773 | $241.7K | 0.00% | −921−5.9% | Reduced |
| CoreCap Advisors, LLC | 14,662 | $239.9K | 0.02% | +500+3.5% | Added |
| HighTower Advisors, LLC | 14,433 | $235.0K | 0.00% | +64+0.4% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 14,000 | $229.0K | 0.01% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 13,833 | $226.3K | 0.01% | −2,035−12.8% | Reduced |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 11,750 | $202.5K | 0.09% | −800−6.4% | Reduced |
| Triad Investment Management | 12,031 | $196.8K | 0.31% | −2,109−14.9% | Reduced |
| Rockefeller Capital Management L.P. | 11,829 | $193.0K | 0.00% | −9,121−43.5% | Reduced |
| Good Life Advisors, LLC | 10,535 | $172.4K | 0.02% | 00.0% | Unchanged |
| Cetera Investment Advisers | 10,368 | $169.6K | 0.00% | +10,368 | New |
| AE Wealth Management LLC | 10,320 | $168.8K | 0.00% | −5,795−36.0% | Reduced |
| Commonwealth Equity Services, LLC | 10,004 | $163.0K | 0.00% | −1,401−12.3% | Reduced |
| Elequin Capital LP | 4,258 | $69.7K | 0.02% | +4,258 | New |
| Spire Wealth Management | 3,390 | $55.0K | 0.00% | −650−16.1% | Reduced |
| Register Financial Advisors LLC | 3,094 | $50.6K | 0.03% | +3,094 | New |
| CWM, LLC | 2,260 | $37.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 1,537 | $25.1K | 0.00% | +1,537 | New |
| IFP Advisors, Inc | 650 | $14.0K | 0.00% | +650 | New |
| Whittier Trust Co of Nevada Inc | 775 | $12.7K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 650 | $10.6K | 0.00% | +650 | New |
| Parallel Advisors, LLC | 394 | $6.45K | 0.00% | +394 | New |
| Steward Partners Investment Advisory, LLC | 240 | $3.93K | 0.00% | −445−65.0% | Reduced |
| Sound Income Strategies, LLC | 40 | $654 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 26,375 | $431 | 0.00% | +208+0.8% | Added |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −13,303−100.0% | Sold out |
| Carl P. Sherr & Co., LLC | 0 | $0 | 0.00% | −11,325−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −10,060−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −3,554−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,704−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |