Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB- Exchange
- NYSE
- SEC CIK
- 0001495825
In the last 90 days, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust insiders filed 2 open-market purchases and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $119.3M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +7 vs. Q3 2022
- Shares held
- 4.97M
- +379.6K (+8.3%) vs. Q3 2022
- Total value
- $80.9M
- +$9.98M (+14.1%) vs. Q3 2022
- New holders
- 12
- 16 more added
- Sold out
- 5
- 28 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GBAB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $119.3M |
| Q1 2026 | 63 | $112.5M |
| Q4 2025 | 65 | $113.3M |
| Q3 2025 | 62 | $110.5M |
| Q2 2025 | 62 | $100.6M |
| Q1 2025 | 62 | $102.4M |
| Q4 2024 | 72 | $92.8M |
| Q3 2024 | 66 | $101.9M |
| Q2 2024 | 63 | $88.7M |
| Q1 2024 | 62 | $89.5M |
| Q4 2023 | 59 | $86.3M |
| Q3 2023 | 63 | $81.9M |
| Q2 2023 | 64 | $88.6M |
| Q1 2023 | 63 | $87.7M |
| Q4 2022 | 63 | $80.9M |
| Q3 2022 | 57 | $71.0M |
| Q2 2022 | 62 | $66.0M |
| Q1 2022 | 57 | $70.1M |
| Q4 2021 | 62 | $92.4M |
| Q3 2021 | 53 | $92.2M |
| Q2 2021 | 52 | $86.4M |
| Q1 2021 | 52 | $76.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | 26,375 | $431 | 0.00% | +208+0.8% | Added |
| Sound Income Strategies, LLC | 40 | $654 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 240 | $3.93K | 0.00% | −445−65.0% | Reduced |
| Parallel Advisors, LLC | 394 | $6.45K | 0.00% | +394 | New |
| Cary Street Partner Investment Advisory LLC | 650 | $10.6K | 0.00% | +650 | New |
| Whittier Trust Co of Nevada Inc | 775 | $12.7K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 650 | $14.0K | 0.00% | +650 | New |
| Belpointe Asset Management LLC | 1,537 | $25.1K | 0.00% | +1,537 | New |
| CWM, LLC | 2,260 | $37.0K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 3,094 | $50.6K | 0.03% | +3,094 | New |
| Spire Wealth Management | 3,390 | $55.0K | 0.00% | −650−16.1% | Reduced |
| Elequin Capital LP | 4,258 | $69.7K | 0.02% | +4,258 | New |
| Commonwealth Equity Services, LLC | 10,004 | $163.0K | 0.00% | −1,401−12.3% | Reduced |
| AE Wealth Management LLC | 10,320 | $168.8K | 0.00% | −5,795−36.0% | Reduced |
| Cetera Investment Advisers | 10,368 | $169.6K | 0.00% | +10,368 | New |
| Good Life Advisors, LLC | 10,535 | $172.4K | 0.02% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 11,829 | $193.0K | 0.00% | −9,121−43.5% | Reduced |
| Triad Investment Management | 12,031 | $196.8K | 0.31% | −2,109−14.9% | Reduced |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 11,750 | $202.5K | 0.09% | −800−6.4% | Reduced |
| Stratos Wealth Partners, LTD. | 13,833 | $226.3K | 0.01% | −2,035−12.8% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 14,000 | $229.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 14,433 | $235.0K | 0.00% | +64+0.4% | Added |
| CoreCap Advisors, LLC | 14,662 | $239.9K | 0.02% | +500+3.5% | Added |
| Susquehanna International Group, LLP | 14,773 | $241.7K | 0.00% | −921−5.9% | Reduced |
| Fortitude Advisory Group L.L.C. | 14,825 | $242.5K | 0.21% | +26+0.2% | Added |
| King Wealth | 15,639 | $256.0K | 0.06% | +49+0.3% | Added |
| Virtu Financial LLC | 15,767 | $258.0K | 0.03% | +15,767 | New |
| Private Portfolio Partners LLC | 16,288 | $266.5K | 0.07% | −5,585−25.5% | Reduced |
| Raymond James Trust N.A. | 19,524 | $319.0K | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 21,319 | $349.0K | 0.00% | +275+1.3% | Added |
| Schnieders Capital Management LLC | 23,700 | $387.7K | 0.09% | 00.0% | Unchanged |
| Stifel Financial Corp | 24,649 | $403.3K | 0.00% | −674−2.7% | Reduced |
| Cooper Financial Group | 26,226 | $429.1K | 0.13% | +26,226 | New |
| Kestra Advisory Services, LLC | 28,242 | $462.0K | 0.00% | −3,411−10.8% | Reduced |
| Dynamic Advisor Solutions LLC | 31,100 | $508.8K | 0.03% | −2,231−6.7% | Reduced |
| Sit Investment Associates Inc | 34,152 | $559.0K | 0.02% | −572−1.6% | Reduced |
| National Asset Management, Inc. | 38,798 | $634.7K | 0.02% | +7,910+25.6% | Added |
| Whittier Trust Co | 40,228 | $658.1K | 0.01% | −499−1.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 46,697 | $764.0K | 0.00% | −1,360−2.8% | Reduced |
| Lakeview Capital Partners, LLC | 47,564 | $820.5K | 0.26% | −4,240−8.2% | Reduced |
| Walker Asset Management, LLC | 50,518 | $826.5K | 0.72% | −2,240−4.2% | Reduced |
| Xcel Wealth Management, LLC | 50,868 | $832.2K | 0.33% | +50,868 | New |
| David J Yvars Group | 52,415 | $851.7K | 1.07% | −4,277−7.5% | Reduced |
| Wedbush Securities Inc | 52,967 | $867.0K | 0.05% | +3,619+7.3% | Added |
| Alpha Cubed Investments, LLC | 66,245 | $1.08M | 0.08% | −8,075−10.9% | Reduced |
| Miracle Mile Advisors, LLC | 67,464 | $1.10M | 0.04% | −2,602−3.7% | Reduced |
| Advisor Group Holdings, Inc. | 73,784 | $1.21M | 0.00% | +32,274+77.7% | Added |
| Kenfarb & Co. | 76,985 | $1.26M | 1.12% | −1,000−1.3% | Reduced |
| Regatta Capital Group, LLC | 86,184 | $1.41M | 0.50% | +15,737+22.3% | Added |
| LPL Financial LLC | 94,174 | $1.54M | 0.00% | −10,439−10.0% | Reduced |
| Bramshill Investments, LLC | 106,066 | $1.74M | 0.20% | +106,066 | New |
| Fiera Capital Corp | 110,175 | $1.80M | 0.01% | +5,885+5.6% | Added |
| U.S. Capital Wealth Advisors, LLC | 115,660 | $1.89M | 0.09% | +5,720+5.2% | Added |
| Invictus Private Wealth, LLC | 117,703 | $1.93M | 0.25% | +117,703 | New |
| Wells Fargo & Company | 127,410 | $2.08M | 0.00% | −44,627−25.9% | Reduced |
| Royal Bank of Canada | 132,255 | $2.16M | 0.00% | −25,863−16.4% | Reduced |
| Raymond James & Associates | 144,295 | $2.36M | 0.00% | −29,716−17.1% | Reduced |
| Invesco Ltd. | 200,048 | $3.27M | 0.00% | +33,422+20.1% | Added |
| Janney Montgomery Scott LLC | 209,006 | $3.42M | 0.01% | +8,828+4.4% | Added |
| Bank of America Corp | 232,608 | $3.81M | 0.00% | −56,752−19.6% | Reduced |
| UBS Group AG | 332,247 | $5.44M | 0.00% | −12,985−3.8% | Reduced |
| Guggenheim Capital LLC | 762,676 | $12.5M | 0.11% | +11,615+1.5% | Added |
| Morgan Stanley | 1,070,622 | $17.5M | 0.00% | +196,262+22.4% | Added |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −13,303−100.0% | Sold out |
| Carl P. Sherr & Co., LLC | 0 | $0 | 0.00% | −11,325−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −10,060−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −3,554−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,704−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |