Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB- Exchange
- NYSE
- SEC CIK
- 0001495825
In the last 90 days, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust insiders filed 2 open-market purchases and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $119.3M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- −4 vs. Q2 2022
- Shares held
- 4.59M
- +915.1K (+24.9%) vs. Q2 2022
- Total value
- $71.0M
- +$5.48M (+8.4%) vs. Q2 2022
- New holders
- 6
- 20 more added
- Sold out
- 10
- 20 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GBAB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $119.3M |
| Q1 2026 | 63 | $112.5M |
| Q4 2025 | 65 | $113.3M |
| Q3 2025 | 62 | $110.5M |
| Q2 2025 | 62 | $100.6M |
| Q1 2025 | 62 | $102.4M |
| Q4 2024 | 72 | $92.8M |
| Q3 2024 | 66 | $101.9M |
| Q2 2024 | 63 | $88.7M |
| Q1 2024 | 62 | $89.5M |
| Q4 2023 | 59 | $86.3M |
| Q3 2023 | 63 | $81.9M |
| Q2 2023 | 64 | $88.6M |
| Q1 2023 | 63 | $87.7M |
| Q4 2022 | 63 | $80.9M |
| Q3 2022 | 57 | $71.0M |
| Q2 2022 | 62 | $66.0M |
| Q1 2022 | 57 | $70.1M |
| Q4 2021 | 62 | $92.4M |
| Q3 2021 | 53 | $92.2M |
| Q2 2021 | 52 | $86.4M |
| Q1 2021 | 52 | $76.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 874,360 | $13.5M | 0.00% | +124,813+16.7% | Added |
| Guggenheim Capital LLC | 751,061 | $11.6M | 0.11% | +751,061 | New |
| UBS Group AG | 345,232 | $5.32M | 0.00% | −49,790−12.6% | Reduced |
| Bank of America Corp | 289,360 | $4.46M | 0.00% | −25,572−8.1% | Reduced |
| Janney Montgomery Scott LLC | 200,178 | $3.09M | 0.01% | +98,477+96.8% | Added |
| Raymond James & Associates | 174,011 | $2.68M | 0.00% | +8,259+5.0% | Added |
| Wells Fargo & Company | 172,037 | $2.65M | 0.00% | −28,647−14.3% | Reduced |
| Invesco Ltd. | 166,626 | $2.57M | 0.00% | +12,281+8.0% | Added |
| Royal Bank of Canada | 158,118 | $2.44M | 0.00% | +740+0.5% | Added |
| U.S. Capital Wealth Advisors, LLC | 109,940 | $1.70M | 0.09% | +5,065+4.8% | Added |
| LPL Financial LLC | 104,613 | $1.61M | 0.00% | −11,897−10.2% | Reduced |
| Fiera Capital Corp | 104,290 | $1.61M | 0.01% | −234−0.2% | Reduced |
| Regatta Capital Group, LLC | 70,447 | $1.25M | 0.51% | +18,545+35.7% | Added |
| Kenfarb & Co. | 77,985 | $1.20M | 1.14% | −6,565−7.8% | Reduced |
| Alpha Cubed Investments, LLC | 74,320 | $1.15M | 0.09% | 00.0% | Unchanged |
| Miracle Mile Advisors, LLC | 70,066 | $1.08M | 0.05% | −500−0.7% | Reduced |
| David J Yvars Group | 56,692 | $875.0K | 0.97% | −31−0.1% | Reduced |
| Walker Asset Management, LLC | 52,758 | $814.0K | 0.73% | 00.0% | Unchanged |
| Lakeview Capital Partners, LLC | 51,804 | $798.0K | 0.31% | +3,033+6.2% | Added |
| Wedbush Securities Inc | 49,348 | $761.0K | 0.04% | +1,202+2.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 48,057 | $741.0K | 0.00% | +2,735+6.0% | Added |
| Advisor Group Holdings, Inc. | 41,510 | $642.0K | 0.00% | −644−1.5% | Reduced |
| Whittier Trust Co | 40,727 | $628.0K | 0.01% | −55−0.1% | Reduced |
| Sit Investment Associates Inc | 34,724 | $535.0K | 0.02% | +34,724 | New |
| Dynamic Advisor Solutions LLC | 33,331 | $514.0K | 0.04% | −788−2.3% | Reduced |
| Kestra Advisory Services, LLC | 31,653 | $488.0K | 0.01% | −44−0.1% | Reduced |
| National Asset Management, Inc. | 30,888 | $477.0K | 0.01% | +19,856+180.0% | Added |
| Private Advisor Group, LLC | 26,167 | $403.0K | 0.00% | −468−1.8% | Reduced |
| Stifel Financial Corp | 25,323 | $390.0K | 0.00% | +75+0.3% | Added |
| Schnieders Capital Management LLC | 23,700 | $366.0K | 0.10% | +100+0.4% | Added |
| Private Portfolio Partners LLC | 21,873 | $337.3K | 0.10% | −1,037−4.5% | Reduced |
| Baird Financial Group, Inc. | 21,044 | $324.0K | 0.00% | +1,011+5.0% | Added |
| Rockefeller Capital Management L.P. | 20,950 | $323.0K | 0.00% | −5,235−20.0% | Reduced |
| Raymond James Trust N.A. | 19,524 | $301.0K | 0.01% | 00.0% | Unchanged |
| AE Wealth Management LLC | 16,115 | $248.0K | 0.00% | −1,400−8.0% | Reduced |
| Stratos Wealth Partners, LTD. | 15,868 | $245.0K | 0.01% | −6,302−28.4% | Reduced |
| Susquehanna International Group, LLP | 15,694 | $242.0K | 0.00% | +15,694 | New |
| King Wealth | 15,590 | $240.0K | 0.06% | +14+0.1% | Added |
| Fortitude Advisory Group L.L.C. | 14,799 | $228.0K | 0.22% | +287+2.0% | Added |
| HighTower Advisors, LLC | 14,369 | $221.0K | 0.00% | +140+1.0% | Added |
| Triad Investment Management | 14,140 | $218.0K | 0.38% | −10,208−41.9% | Reduced |
| CoreCap Advisors, LLC | 14,162 | $218.0K | 0.02% | +1,700+13.6% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 14,000 | $216.0K | 0.01% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 13,303 | $205.0K | 0.01% | +13,303 | New |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 12,550 | $191.0K | 0.09% | 00.0% | Unchanged |
| Carl P. Sherr & Co., LLC | 11,325 | $175.0K | 0.14% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 11,405 | $175.0K | 0.00% | +1,113+10.8% | Added |
| Good Life Advisors, LLC | 10,535 | $162.0K | 0.02% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 10,060 | $155.5K | 0.00% | +10,060 | New |
| Spire Wealth Management | 4,040 | $62.0K | 0.00% | +115+2.9% | Added |
| Wolverine Asset Management LLC | 3,554 | $54.0K | 0.00% | +3,554 | New |
| American Portfolios Advisors | 2,880 | $44.4K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2,260 | $35.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,704 | $26.0K | 0.00% | −166−8.9% | Reduced |
| Whittier Trust Co of Nevada Inc | 775 | $12.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 685 | $11.0K | 0.00% | −3,545−83.8% | Reduced |
| Sound Income Strategies, LLC | 40 | $1.00K | 0.00% | 00.0% | Unchanged |
| Americana Partners, LLC | 0 | $0 | 0.00% | −24,617−100.0% | Sold out |
| Verdence Capital Advisors LLC | 0 | $0 | 0.00% | −11,192−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −10,582−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −6,715−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −3,700−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −1,857−100.0% | Sold out |
| First Personal Financial Services | 0 | $0 | 0.00% | −416−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −208−100.0% | Sold out |
| Oliver Lagore Vanvalin Investment Group | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Massmutual Trust Co FSB | 0 | $0 | 0.00% | −170−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |