Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB- Exchange
- NYSE
- SEC CIK
- 0001495825
In the last 90 days, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust insiders filed 2 open-market purchases and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $119.3M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- −4 vs. Q2 2022
- Shares held
- 4.59M
- +915.1K (+24.9%) vs. Q2 2022
- Total value
- $71.0M
- +$5.48M (+8.4%) vs. Q2 2022
- New holders
- 6
- 20 more added
- Sold out
- 10
- 20 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GBAB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $119.3M |
| Q1 2026 | 63 | $112.5M |
| Q4 2025 | 65 | $113.3M |
| Q3 2025 | 62 | $110.5M |
| Q2 2025 | 62 | $100.6M |
| Q1 2025 | 62 | $102.4M |
| Q4 2024 | 72 | $92.8M |
| Q3 2024 | 66 | $101.9M |
| Q2 2024 | 63 | $88.7M |
| Q1 2024 | 62 | $89.5M |
| Q4 2023 | 59 | $86.3M |
| Q3 2023 | 63 | $81.9M |
| Q2 2023 | 64 | $88.6M |
| Q1 2023 | 63 | $87.7M |
| Q4 2022 | 63 | $80.9M |
| Q3 2022 | 57 | $71.0M |
| Q2 2022 | 62 | $66.0M |
| Q1 2022 | 57 | $70.1M |
| Q4 2021 | 62 | $92.4M |
| Q3 2021 | 53 | $92.2M |
| Q2 2021 | 52 | $86.4M |
| Q1 2021 | 52 | $76.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 40 | $1.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 685 | $11.0K | 0.00% | −3,545−83.8% | Reduced |
| Whittier Trust Co of Nevada Inc | 775 | $12.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,704 | $26.0K | 0.00% | −166−8.9% | Reduced |
| CWM, LLC | 2,260 | $35.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,880 | $44.4K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 3,554 | $54.0K | 0.00% | +3,554 | New |
| Spire Wealth Management | 4,040 | $62.0K | 0.00% | +115+2.9% | Added |
| Atria Wealth Solutions, Inc. | 10,060 | $155.5K | 0.00% | +10,060 | New |
| Good Life Advisors, LLC | 10,535 | $162.0K | 0.02% | 00.0% | Unchanged |
| Carl P. Sherr & Co., LLC | 11,325 | $175.0K | 0.14% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 11,405 | $175.0K | 0.00% | +1,113+10.8% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 12,550 | $191.0K | 0.09% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 13,303 | $205.0K | 0.01% | +13,303 | New |
| Wilbanks Smith & Thomas Asset Management LLC | 14,000 | $216.0K | 0.01% | 00.0% | Unchanged |
| Triad Investment Management | 14,140 | $218.0K | 0.38% | −10,208−41.9% | Reduced |
| CoreCap Advisors, LLC | 14,162 | $218.0K | 0.02% | +1,700+13.6% | Added |
| HighTower Advisors, LLC | 14,369 | $221.0K | 0.00% | +140+1.0% | Added |
| Fortitude Advisory Group L.L.C. | 14,799 | $228.0K | 0.22% | +287+2.0% | Added |
| King Wealth | 15,590 | $240.0K | 0.06% | +14+0.1% | Added |
| Susquehanna International Group, LLP | 15,694 | $242.0K | 0.00% | +15,694 | New |
| Stratos Wealth Partners, LTD. | 15,868 | $245.0K | 0.01% | −6,302−28.4% | Reduced |
| AE Wealth Management LLC | 16,115 | $248.0K | 0.00% | −1,400−8.0% | Reduced |
| Raymond James Trust N.A. | 19,524 | $301.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 20,950 | $323.0K | 0.00% | −5,235−20.0% | Reduced |
| Baird Financial Group, Inc. | 21,044 | $324.0K | 0.00% | +1,011+5.0% | Added |
| Private Portfolio Partners LLC | 21,873 | $337.3K | 0.10% | −1,037−4.5% | Reduced |
| Schnieders Capital Management LLC | 23,700 | $366.0K | 0.10% | +100+0.4% | Added |
| Stifel Financial Corp | 25,323 | $390.0K | 0.00% | +75+0.3% | Added |
| Private Advisor Group, LLC | 26,167 | $403.0K | 0.00% | −468−1.8% | Reduced |
| National Asset Management, Inc. | 30,888 | $477.0K | 0.01% | +19,856+180.0% | Added |
| Kestra Advisory Services, LLC | 31,653 | $488.0K | 0.01% | −44−0.1% | Reduced |
| Dynamic Advisor Solutions LLC | 33,331 | $514.0K | 0.04% | −788−2.3% | Reduced |
| Sit Investment Associates Inc | 34,724 | $535.0K | 0.02% | +34,724 | New |
| Whittier Trust Co | 40,727 | $628.0K | 0.01% | −55−0.1% | Reduced |
| Advisor Group Holdings, Inc. | 41,510 | $642.0K | 0.00% | −644−1.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 48,057 | $741.0K | 0.00% | +2,735+6.0% | Added |
| Wedbush Securities Inc | 49,348 | $761.0K | 0.04% | +1,202+2.5% | Added |
| Lakeview Capital Partners, LLC | 51,804 | $798.0K | 0.31% | +3,033+6.2% | Added |
| Walker Asset Management, LLC | 52,758 | $814.0K | 0.73% | 00.0% | Unchanged |
| David J Yvars Group | 56,692 | $875.0K | 0.97% | −31−0.1% | Reduced |
| Miracle Mile Advisors, LLC | 70,066 | $1.08M | 0.05% | −500−0.7% | Reduced |
| Alpha Cubed Investments, LLC | 74,320 | $1.15M | 0.09% | 00.0% | Unchanged |
| Kenfarb & Co. | 77,985 | $1.20M | 1.14% | −6,565−7.8% | Reduced |
| Regatta Capital Group, LLC | 70,447 | $1.25M | 0.51% | +18,545+35.7% | Added |
| Fiera Capital Corp | 104,290 | $1.61M | 0.01% | −234−0.2% | Reduced |
| LPL Financial LLC | 104,613 | $1.61M | 0.00% | −11,897−10.2% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 109,940 | $1.70M | 0.09% | +5,065+4.8% | Added |
| Royal Bank of Canada | 158,118 | $2.44M | 0.00% | +740+0.5% | Added |
| Invesco Ltd. | 166,626 | $2.57M | 0.00% | +12,281+8.0% | Added |
| Wells Fargo & Company | 172,037 | $2.65M | 0.00% | −28,647−14.3% | Reduced |
| Raymond James & Associates | 174,011 | $2.68M | 0.00% | +8,259+5.0% | Added |
| Janney Montgomery Scott LLC | 200,178 | $3.09M | 0.01% | +98,477+96.8% | Added |
| Bank of America Corp | 289,360 | $4.46M | 0.00% | −25,572−8.1% | Reduced |
| UBS Group AG | 345,232 | $5.32M | 0.00% | −49,790−12.6% | Reduced |
| Guggenheim Capital LLC | 751,061 | $11.6M | 0.11% | +751,061 | New |
| Morgan Stanley | 874,360 | $13.5M | 0.00% | +124,813+16.7% | Added |
| Americana Partners, LLC | 0 | $0 | 0.00% | −24,617−100.0% | Sold out |
| Verdence Capital Advisors LLC | 0 | $0 | 0.00% | −11,192−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −10,582−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −6,715−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −3,700−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −1,857−100.0% | Sold out |
| First Personal Financial Services | 0 | $0 | 0.00% | −416−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −208−100.0% | Sold out |
| Oliver Lagore Vanvalin Investment Group | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Massmutual Trust Co FSB | 0 | $0 | 0.00% | −170−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |