Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB- Exchange
- NYSE
- SEC CIK
- 0001495825
In the last 90 days, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust insiders filed 2 open-market purchases and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $119.3M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- −3 vs. Q3 2023
- Shares held
- 5.33M
- +128.4K (+2.5%) vs. Q3 2023
- Total value
- $86.3M
- +$5.50M (+6.8%) vs. Q3 2023
- New holders
- 5
- 20 more added
- Sold out
- 8
- 18 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GBAB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $119.3M |
| Q1 2026 | 63 | $112.5M |
| Q4 2025 | 65 | $113.3M |
| Q3 2025 | 62 | $110.5M |
| Q2 2025 | 62 | $100.6M |
| Q1 2025 | 62 | $102.4M |
| Q4 2024 | 72 | $92.8M |
| Q3 2024 | 66 | $101.9M |
| Q2 2024 | 63 | $88.7M |
| Q1 2024 | 62 | $89.5M |
| Q4 2023 | 59 | $86.3M |
| Q3 2023 | 63 | $81.9M |
| Q2 2023 | 64 | $88.6M |
| Q1 2023 | 63 | $87.7M |
| Q4 2022 | 63 | $80.9M |
| Q3 2022 | 57 | $71.0M |
| Q2 2022 | 62 | $66.0M |
| Q1 2022 | 57 | $70.1M |
| Q4 2021 | 62 | $92.4M |
| Q3 2021 | 53 | $92.2M |
| Q2 2021 | 52 | $86.4M |
| Q1 2021 | 52 | $76.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| DHJJ Financial Advisors, Ltd. | 10 | $162 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 40 | $648 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 121 | $1.96K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 175 | $2.83K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 240 | $3.89K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 650 | $10.5K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 1,008 | $16.3K | 0.00% | +1,008 | New |
| Spire Wealth Management | 1,890 | $30.4K | 0.00% | −1,500−44.2% | Reduced |
| LM Advisors LLC | 2,000 | $32.4K | 0.01% | +2,000 | New |
| Comerica Bank | 2,100 | $34.0K | 0.00% | +300+16.7% | Added |
| Cambridge Trust Co | 2,500 | $40.5K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 8,910 | $144.0K | 0.01% | +148+1.7% | Added |
| Cetera Investment Advisers | 10,157 | $164.4K | 0.00% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 10,535 | $170.6K | 0.02% | 00.0% | Unchanged |
| Carl P. Sherr & Co., LLC | 11,325 | $183.4K | 0.11% | 00.0% | Unchanged |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 11,550 | $189.7K | 0.08% | −500−4.1% | Reduced |
| HighTower Advisors, LLC | 12,993 | $210.0K | 0.00% | −1,619−11.1% | Reduced |
| Benedetti & Gucer, Inc. | 13,386 | $216.7K | 0.11% | +1,386+11.6% | Added |
| Stratos Wealth Partners, LTD. | 13,488 | $218.4K | 0.00% | 00.0% | Unchanged |
| Schnieders Capital Management LLC | 13,750 | $222.6K | 0.05% | −14,200−50.8% | Reduced |
| King Wealth | 15,195 | $246.0K | 0.05% | +57+0.4% | Added |
| Significant Wealth Partners LLC | 15,502 | $251.0K | 0.18% | +15,502 | New |
| CoreCap Advisors, LLC | 15,515 | $251.2K | 0.02% | +2,000+14.8% | Added |
| Raymond James Trust N.A. | 18,786 | $304.1K | 0.01% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 19,042 | $308.3K | 0.19% | +312+1.7% | Added |
| Kestra Advisory Services, LLC | 21,752 | $352.2K | 0.00% | −5,306−19.6% | Reduced |
| Private Portfolio Partners LLC | 25,995 | $420.9K | 0.10% | +15,749+153.7% | Added |
| Private Advisor Group, LLC | 26,217 | $424.5K | 0.00% | −2,396−8.4% | Reduced |
| Wells Fargo & Company | 26,539 | $429.7K | 0.00% | −2,525−8.7% | Reduced |
| NWF Advisory Services Inc. | 27,800 | $450.1K | 0.09% | +1,000+3.7% | Added |
| Invictus Private Wealth, LLC | 30,071 | $486.8K | 0.05% | −119,407−79.9% | Reduced |
| Commonwealth Equity Services, LLC | 33,022 | $535.0K | 0.00% | +285+0.9% | Added |
| Dynamic Advisor Solutions LLC | 39,278 | $657.1K | 0.02% | +1,351+3.6% | Added |
| JBR Co Financial Management Inc | 42,015 | $680.2K | 0.64% | +42,015 | New |
| David J Yvars Group | 42,528 | $691.1K | 0.56% | −4,968−10.5% | Reduced |
| Walker Asset Management, LLC | 46,313 | $749.8K | 0.54% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 47,027 | $761.4K | 0.00% | −2,523−5.1% | Reduced |
| Lakeview Capital Partners, LLC | 52,016 | $842.1K | 0.15% | +8,343+19.1% | Added |
| Whittier Trust Co | 58,070 | $939.6K | 0.02% | +311+0.5% | Added |
| Xcel Wealth Management, LLC | 60,043 | $972.1K | 0.34% | 00.0% | Unchanged |
| Venture Visionary Partners LLC | 61,582 | $997.0K | 0.05% | +61,582 | New |
| Wedbush Securities Inc | 62,246 | $1.01M | 0.04% | +9,842+18.8% | Added |
| Janney Montgomery Scott LLC | 67,491 | $1.09M | 0.00% | −3,913−5.5% | Reduced |
| Stifel Financial Corp | 73,221 | $1.19M | 0.00% | +1,379+1.9% | Added |
| Regatta Capital Group, LLC | 73,222 | $1.19M | 0.31% | −3,837−5.0% | Reduced |
| Bramshill Investments, LLC | 85,164 | $1.38M | 0.14% | −10,778−11.2% | Reduced |
| Advisor Group Holdings, Inc. | 87,049 | $1.41M | 0.00% | −77,340−47.0% | Reduced |
| Farther Finance Advisors, LLC | 90,684 | $1.47M | 0.11% | +6,375+7.6% | Added |
| U.S. Capital Wealth Advisors, LLC | 96,797 | $1.57M | 0.06% | −6,000−5.8% | Reduced |
| Fiera Capital Corp | 107,993 | $1.75M | 0.01% | 00.0% | Unchanged |
| Cooper Financial Group | 141,157 | $2.29M | 0.42% | +10,977+8.4% | Added |
| Royal Bank of Canada | 151,105 | $2.45M | 0.00% | +8,416+5.9% | Added |
| Raymond James & Associates | 154,383 | $2.50M | 0.00% | +33,538+27.8% | Added |
| Invesco Ltd. | 176,756 | $2.86M | 0.00% | −1,288−0.7% | Reduced |
| Bank of America Corp | 207,335 | $3.36M | 0.00% | −24,083−10.4% | Reduced |
| LPL Financial LLC | 274,164 | $4.44M | 0.00% | +156,855+133.7% | Added |
| UBS Group AG | 276,598 | $4.48M | 0.00% | −5,020−1.8% | Reduced |
| Guggenheim Capital LLC | 762,676 | $12.3M | 0.09% | 00.0% | Unchanged |
| Morgan Stanley | 1,602,391 | $25.9M | 0.00% | +95,536+6.3% | Added |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −22,181−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −16,192−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −10,671−100.0% | Sold out |
| RVW Wealth, LLC | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −2,260−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −650−100.0% | Sold out |
| ORG Partners LLC | 0 | $0 | 0.00% | −373−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −306−100.0% | Sold out |
| Kenfarb & Co. | – | – | – | – | Not filed |