Western Asset Mortgage Opportunity Fund Inc.
DMO- Exchange
- NYSE
- SEC CIK
- 0001478102
No open-market purchases or sales by Western Asset Mortgage Opportunity Fund Inc. insiders were filed in the last 90 days; 43 institutions reported holding it in 13F filings for Q2 2026, worth $27.8M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Western Asset Mortgage Opportunity Fund Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- −7 vs. Q2 2022
- Shares held
- 3.48M
- +111.9K (+3.3%) vs. Q2 2022
- Total value
- $38.7M
- −$679.4K (−1.7%) vs. Q2 2022
- New holders
- 0
- 21 more added
- Sold out
- 7
- 14 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 43 | $27.8M |
| Q1 2026 | 44 | $26.6M |
| Q4 2025 | 43 | $24.5M |
| Q3 2025 | 43 | $27.4M |
| Q2 2025 | 38 | $29.2M |
| Q1 2025 | 42 | $30.1M |
| Q4 2024 | 40 | $28.8M |
| Q3 2024 | 45 | $27.3M |
| Q2 2024 | 47 | $30.6M |
| Q1 2024 | 47 | $39.9M |
| Q4 2023 | 44 | $37.6M |
| Q3 2023 | 48 | $37.9M |
| Q2 2023 | 49 | $38.7M |
| Q1 2023 | 49 | $39.7M |
| Q4 2022 | 48 | $38.0M |
| Q3 2022 | 45 | $38.7M |
| Q2 2022 | 52 | $39.4M |
| Q1 2022 | 46 | $40.9M |
| Q4 2021 | 44 | $43.5M |
| Q3 2021 | 43 | $42.8M |
| Q2 2021 | 44 | $39.7M |
| Q1 2021 | 45 | $34.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Western Asset Mortgage Opportunity Fund Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Integrated Wealth Concepts LLC | 564,880 | $6.28M | 0.20% | +55,326+10.9% | Added |
| Sit Investment Associates Inc | 470,702 | $5.23M | 0.16% | +13,264+2.9% | Added |
| Morgan Stanley | 346,098 | $3.85M | 0.00% | +49,367+16.6% | Added |
| Northwestern Mutual Wealth Management Co | 213,176 | $2.37M | 0.00% | +113,649+114.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 182,867 | $2.03M | 0.87% | +17,369+10.5% | Added |
| Guggenheim Capital LLC | 162,494 | $1.80M | 0.02% | −30,911−16.0% | Reduced |
| Envestnet Asset Management Inc | 134,251 | $1.49M | 0.00% | +5,280+4.1% | Added |
| Matisse Capital | 130,000 | $1.44M | 1.83% | +30,000+30.0% | Added |
| Riverbridge Partners LLC | 111,796 | $1.24M | 0.02% | +2,654+2.4% | Added |
| MML Investors Services, LLC | 105,529 | $1.17M | 0.01% | +2,529+2.5% | Added |
| Bank of America Corp | 98,737 | $1.10M | 0.00% | +850+0.9% | Added |
| GWM Advisors LLC | 86,673 | $963.0K | 0.02% | −2,027−2.3% | Reduced |
| Park Avenue Securities LLC | 81,806 | $909.0K | 0.02% | −665−0.8% | Reduced |
| Logan Stone Capital, LLC | 72,805 | $809.0K | 0.53% | −28,937−28.4% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 70,638 | $785.0K | 0.04% | 00.0% | Unchanged |
| Invesco Ltd. | 63,141 | $701.0K | 0.00% | +21,559+51.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 61,370 | $682.0K | 0.00% | −2,462−3.9% | Reduced |
| LPL Financial LLC | 53,297 | $592.0K | 0.00% | −684−1.3% | Reduced |
| UBS Group AG | 49,903 | $554.0K | 0.00% | +31,085+165.2% | Added |
| Royal Bank of Canada | 49,635 | $551.0K | 0.00% | +9,533+23.8% | Added |
| Advisor Group Holdings, Inc. | 36,369 | $404.0K | 0.00% | +26+0.1% | Added |
| Regal Investment Advisors LLC | 35,480 | $394.0K | 0.04% | −1,148−3.1% | Reduced |
| Quad-Cities Investment Group, LLC | 34,573 | $384.0K | 0.30% | +526+1.5% | Added |
| Raymond James & Associates | 34,582 | $384.0K | 0.00% | +1,709+5.2% | Added |
| Roberts Glore & Co Inc | 28,768 | $320.0K | 0.11% | −1,700−5.6% | Reduced |
| Commonwealth Equity Services, LLC | 28,810 | $320.0K | 0.00% | −313−1.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 28,416 | $316.0K | 0.00% | −215−0.8% | Reduced |
| Rockefeller Capital Management L.P. | 27,921 | $310.0K | 0.00% | −6,009−17.7% | Reduced |
| Landscape Capital Management, L.L.C. | 19,277 | $214.0K | 0.03% | −8,720−31.1% | Reduced |
| Oppenheimer & Co Inc | 18,254 | $203.0K | 0.00% | +4,017+28.2% | Added |
| SeaCrest Wealth Management, LLC | 16,291 | $181.0K | 0.03% | −375−2.3% | Reduced |
| SFI Advisors, LLC | 13,180 | $146.0K | 0.17% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 13,180 | $146.0K | 0.14% | +192+1.5% | Added |
| Ameriprise Financial Inc | 12,616 | $140.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 11,894 | $132.0K | 0.00% | −438−3.6% | Reduced |
| Baird Financial Group, Inc. | 10,343 | $115.0K | 0.00% | +289+2.9% | Added |
| American Portfolios Advisors | 1,213 | $13.5K | 0.00% | +27+2.3% | Added |
| Steward Partners Investment Advisory, LLC | 1,000 | $11.0K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 925 | $10.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 650 | $7.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 301 | $3.00K | 0.00% | +1+0.3% | Added |
| Harbour Investments, Inc. | 224 | $3.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 23 | – | – | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 0 | $0 | 0.00% | −84,695−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −36,658−100.0% | Sold out |
| Family Management Corp | 0 | $0 | 0.00% | −25,190−100.0% | Sold out |
| Moors & Cabot, Inc. | 0 | $0 | 0.00% | −12,700−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −2,655−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −76−100.0% | Sold out |