Western Asset Mortgage Opportunity Fund Inc.
DMO- Exchange
- NYSE
- SEC CIK
- 0001478102
No open-market purchases or sales by Western Asset Mortgage Opportunity Fund Inc. insiders were filed in the last 90 days; 43 institutions reported holding it in 13F filings for Q2 2026, worth $27.8M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Western Asset Mortgage Opportunity Fund Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- +4 vs. Q4 2021
- Shares held
- 3.06M
- +199.1K (+7.0%) vs. Q4 2021
- Total value
- $40.9M
- −$2.60M (−6.0%) vs. Q4 2021
- New holders
- 7
- 15 more added
- Sold out
- 3
- 15 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 43 | $27.8M |
| Q1 2026 | 44 | $26.6M |
| Q4 2025 | 43 | $24.5M |
| Q3 2025 | 43 | $27.4M |
| Q2 2025 | 38 | $29.2M |
| Q1 2025 | 42 | $30.1M |
| Q4 2024 | 40 | $28.8M |
| Q3 2024 | 45 | $27.3M |
| Q2 2024 | 47 | $30.6M |
| Q1 2024 | 47 | $39.9M |
| Q4 2023 | 44 | $37.6M |
| Q3 2023 | 48 | $37.9M |
| Q2 2023 | 49 | $38.7M |
| Q1 2023 | 49 | $39.7M |
| Q4 2022 | 48 | $38.0M |
| Q3 2022 | 45 | $38.7M |
| Q2 2022 | 52 | $39.4M |
| Q1 2022 | 46 | $40.9M |
| Q4 2021 | 44 | $43.5M |
| Q3 2021 | 43 | $42.8M |
| Q2 2021 | 44 | $39.7M |
| Q1 2021 | 45 | $34.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Western Asset Mortgage Opportunity Fund Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Integrated Wealth Concepts LLC | 518,215 | $6.93M | 0.21% | +17,958+3.6% | Added |
| Sit Investment Associates Inc | 386,882 | $5.17M | 0.14% | −82,011−17.5% | Reduced |
| Guggenheim Capital LLC | 221,149 | $2.96M | 0.02% | −11,086−4.8% | Reduced |
| Morgan Stanley | 199,305 | $2.67M | 0.00% | +29,851+17.6% | Added |
| Centaurus Financial, Inc. | 157,145 | $2.10M | 0.17% | −18,297−10.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 150,851 | $2.02M | 0.76% | +8,879+6.3% | Added |
| Envestnet Asset Management Inc | 124,666 | $1.67M | 0.00% | +8,593+7.4% | Added |
| U.S. Capital Wealth Advisors, LLC | 103,988 | $1.39M | 0.05% | 00.0% | Unchanged |
| Bank of America Corp | 103,805 | $1.39M | 0.00% | +87,071+520.3% | Added |
| Cetera Advisor Networks LLC | 103,605 | $1.39M | 0.02% | −6,000−5.5% | Reduced |
| MML Investors Services, LLC | 96,606 | $1.29M | 0.01% | +2,032+2.1% | Added |
| GWM Advisors LLC | 93,888 | $1.25M | 0.02% | +2,503+2.7% | Added |
| Mid-American Wealth Advisory Group, Inc. | 91,984 | $1.23M | 0.96% | +81,855+808.1% | Added |
| Park Avenue Securities LLC | 80,489 | $1.08M | 0.02% | +3,211+4.2% | Added |
| Northwestern Mutual Wealth Management Co | 63,292 | $845.0K | 0.00% | +19,774+45.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 56,534 | $756.0K | 0.00% | +3,741+7.1% | Added |
| LPL Financial LLC | 51,252 | $685.0K | 0.00% | +51,252 | New |
| Regal Investment Advisors LLC | 41,958 | $561.0K | 0.05% | +53+0.1% | Added |
| Advisor Group Holdings, Inc. | 39,324 | $526.0K | 0.00% | −4,983−11.2% | Reduced |
| Rockefeller Capital Management L.P. | 37,861 | $506.0K | 0.00% | +1,900+5.3% | Added |
| Quad-Cities Investment Group, LLC | 33,550 | $449.0K | 0.29% | −229−0.7% | Reduced |
| Commonwealth Equity Services, LLC | 31,001 | $414.0K | 0.00% | −604−1.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 28,893 | $386.0K | 0.00% | −1,463−4.8% | Reduced |
| Royal Bank of Canada | 25,930 | $347.0K | 0.00% | −636−2.4% | Reduced |
| Family Management Corp | 25,241 | $337.0K | 0.09% | −16,070−38.9% | Reduced |
| Invesco Ltd. | 23,396 | $313.0K | 0.00% | +23,396 | New |
| UBS Group AG | 20,663 | $276.0K | 0.00% | −1,095−5.0% | Reduced |
| Roberts Glore & Co Inc | 18,518 | $248.0K | 0.07% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 17,525 | $234.0K | 0.03% | +17,525 | New |
| Proficio Capital Partners LLC | 15,542 | $208.0K | 0.03% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 14,237 | $190.0K | 0.00% | +205+1.5% | Added |
| Landscape Capital Management, L.L.C. | 12,991 | $174.0K | 0.02% | +12,991 | New |
| SFI Advisors, LLC | 12,799 | $171.0K | 0.16% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 12,616 | $169.0K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 11,924 | $159.0K | 0.13% | −580−4.6% | Reduced |
| Janney Montgomery Scott LLC | 10,641 | $142.0K | 0.00% | −30−0.3% | Reduced |
| Moors & Cabot, Inc. | 10,200 | $136.0K | 0.01% | −500−4.7% | Reduced |
| Money Concepts Capital Corp | 2,170 | $29.0K | 0.00% | +2,170 | New |
| Wells Fargo & Company | 1,300 | $17.0K | 0.00% | −2−0.2% | Reduced |
| American Portfolios Advisors | 1,160 | $15.5K | 0.00% | +141+13.8% | Added |
| Steward Partners Investment Advisory, LLC | 1,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 925 | $12.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 800 | $10.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $2.00K | 0.00% | +200 | New |
| Citigroup Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 23 | – | – | +23 | New |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −11,583−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,946−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −10,077−100.0% | Sold out |
| Carroll Financial Associates, Inc. | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |